Archive for June, 2013
Compliance Officer (AVP level)
You will be involved in providing compliance advisory on regulatory matters and issues. You will provide compliance inputs on transactions and products and will conduct post-trade regulatory compliance surveillance reviews. Key requirements: – good degree with at least 5 years’ experience in securities, futures and FX – familiar with SFA, FAA, CTA and exchange rules – candidates with audit, compliance or operational risk background preferred – good communication and interpersonal skills
Law Partner (Capital Markets/ M&A)
JD – Law Partner (Capital markets/ MA)Our client is a reputable and aggressively growing mid-sized law firm with an impressive track record across Asia over the last decade.They are now seeking an experienced lawyer to join their Capital Markets/ MA team and have set aside the finances to invest further in this growing practice. The candidate will join them as a competitively salaried Junior Partner with a view towards making Equity Partner in the near – mid future.They are now inviting expressions of interest from Capital Markets/ MA Partners who might be interested in making a switch to a growing Read more […]
Regulatory Conduct Policy Specialist
Principal Responsibilities Act as designated subject matter expert in the field of wholesale/Capital Markets Conduct regulation.Actively lead thematic projects aimed at highlighting best practices and clarifying grey areas of business activities in relation to regulatory conduct issues.Develop regulatory policy proposals to achieve the strategic aims and outcomes of the businessProvide informal guidance on the conduct of business and organisational requirements of the COBs / BCOBs HandbookTake an active role in leading the content for policy development, including but not limited to MiFID 2, EMiR Read more […]
Assistant Account Manager
Accounts Fund Management:Responsible to manage accounting function including finalisation of accounts.Monitor the working capital.Implement and review internal control systems for the entire gamut of company’s activities.Assist in making annual budgets, review and control of the same.Review and control cost overheads and raising the alarm for big variancesAssist in compliance and co-ordination of all applicable statutory laws and audit.Responsible for preparation of MIS reports as agreed by the managementEnsure any financial data is available at any time for review and analyses.System ControlAssist Read more […]
Information Security Manager (VP/AVP)
Job Description: Responsible to perform Data Privacy Risk Control Assessments, incident management.Ensure information risks are identified, assessed, mitigated and controlled through the deployment of a sustainable information risk management program.Work closely with Information Technology to ensure that technical changes are designed and implemented appropriately.Provide support and guidance to the business on a broad range of Information Risk based issues, as required.Keep up to date with changes in laws and regulations in the region, and ensure the firm remains compliant with the ever changing Read more […]
Sales & Service Executive
We are very pleased to be recruiting for the sales centre of our client as they head into their busiest time of the year and they reach and exceed their existing capacity.Over the next months we will be recruiting for people with experience and a proven track record in sales to join them on a temporary basis but with the expectations that if everything goes to plan, there is the potential to join the business on a permanent basis.We would ideally like people with 6 to 12 months of telesales or telemarketing experience but could consider those with some door to door or canvassing experience. Read more […]
Credit Risk Strategy Manager, Wholesale Portfolio
Rare opportunity within the group risk structure of this universal bank, developing the credit risk frameworks for managing concentration risk in relation to its wholesale portfolio. The incumbent will provide credit risk expertise in ongoing enterprise-wide risk initiatives, particularly economic capital and stress testing. More specifically you will be involved in delivering the credit risk elements of ICAAP, providing the regulator with the information it needs to understand the bank’s credit risk profile. Candidates will need to demonstrate experience in credit risk frameworks, use of Read more […]
Customer Service Rep
An international market leader in retail banking is looking to expand their busy team in Leeds. Due to significant growth they are currently looking to fill multiple available positions. These positions are part time.In this job you will act as a representative of the company processing requests, helping with enquiries and advising customers to make informed decisions.We are looking for people who are passionate about customer service, with a minimum of one years experience in a customer-focussed role. To be considered you will also have a good working knowledge of Microsoft packages, additionally Read more […]
Paraplanner
Paraplanner – IFA Location: Central London MINIMUM REQUIREMENTS: Level 4 Diploma £Negotiable + Un-Capped Bonus + Benefits THE COMPANY Paraplanner | Central London A West End located fee-based wealth management practice is looking to appoint a Senior Paraplanner. The firm provides advice to HNW/UHNW clients with fee based independent advice. Reporting to the Managing Director the Senior Paraplanner will take responsibility for the client file from data gathering, analysis, production and implementation of the financial plan create for the wealthy clients. THE ROLE Taking full responsibility Read more […]
Banking Branch Manager
My client are a forward thinking banking organisation with a focus on delivering an excellent mix of products and a first class level of service to their customers. An opportunity has arisen for a high performing, highly experienced Manager to run the flagship branch in Glasgow. The main duties of the role is to ensure the achievement of sales and customer satisfaction targets through the driving of KPI’s and the provision of first class staff training. You will be expected to actively promote my client’s products and services to new and existing customers whilst maintaining the highest Read more […]