Archive for October, 2013
Manager / Senior Manager, Compliance
Eastspring Investments, part of Prudential Corporation Asia, is Prudential plc’s asset management business in Asia. It is one of Asia’s largest asset managers, with operations in 13 markets (including offices in the United States and Luxembourg), just under 2,000 employees in Asia and about US95.4billion (£62.8 billion) in assets under management (at March 31, 2013). More than one-third of Eastspring Investments’ total assets are sourced from third party clients including a wide range of retail and institutional investors. Eastspring Investments also manages the assets of life and pension products Read more […]
Regulatory Coordinator – Member Regulation, Sales Practice
Regulatory Coordinators monitor and evaluate the financial and operational and sales practice condition of member firms through continuous communication with member firm management and the review and analysis of regulatory filings and other data obtained from member firms. This position requires frequent contact and interaction with management of assigned member firms. Essential Job Functions: Review and analyze financial reports and other relevant data to ensure compliance with FINRA and SEC rules and regulations. Understand the regulatory risks of the products offered by and business activities Read more […]
VP / Director | Compliance | Hong Kong
A role as Compliance VP/Director – Compliance Employee Services with my client – a Tier-1 Investment Bank in Hong Kong, is available immediately. The client is boosting its Compliance team, and looking out for an experienced candidate to join its team. The candidate will have a regional remit and will work closely with the team head, Head of Compliance, and other teams. It is a great opportunity for candidates who are looking for challenging job assignments and greater career exposure to join a leading bank with extensive presence across the globe. My ideal candidate would have an excellent Read more […]
SENIOR INVESTMENT ANALYST (based in Shanghai)
Our client is a global investment management company with an unparalleled reputation across the Asia Pacific region. It provides companies, institutional investors and high-net-worth clients with asset management services worldwide. With the continued growth of the organization, the need has arisen to recruit a high caliber professional to join them in Shanghai. Work as part of the regional research team in Asia Pacific, assuming analytical responsibility for China coverage and providing investment recommendations to Portfolio Managers both locally and worldwide. Take responsibility for the Read more […]
JUNIOR COMPLIANCE ANALYST
You will be responsible for Managing and submitting notification and certain ongoing regulatory filings in relation to firm’s license including representatives’ licensing applications to the MAS; Maintaining KYC files; To assist regional head of the compliance in managing on-going compliance obligations under MAS rules and regulations; Oversight of and assistance to local staff with respect to their obligations under the MAS’s rules and regulations; Advice on regulatory breaches and assistance in handling breach notifications to the MAS; Assistance with standard MAS regulatory correspondence, Read more […]
Senior Portfolio Manager Asset Allocation & Overlay
Job description As Senior Portfolio Manager Asset Allocation Overlay you will track global market developments closely and analyse the impact of these developments on the asset allocation and strategic hedges (interest, FX inflation) of the pensionclients of APG. You will develop and manage portfolio strategies on the basis of a sound and structured investment process. You will contribute continuously to the improvement of these strategies and to realizing an attractive riskadjusted return and a cost efficient implementation. You will cooperate with several other business units within Asset Read more […]
Front-Office FX Developer
Reporting to the Head of Development Technology, you will be responsible for the design and development of key applications to execute the road map for a high speed low latency environment for the bank’s FX business. This is an ideal role for candidates who enjoy working in a dynamic and fast-paced front-office environment using Java technologies. You will be working closely with a team of traders and quantitative analysts to identify their business requirements and provide your recommendations and development plans to meet these needs while balancing the risk and compliance requirements of Read more […]
Global Markets Graduate Recruitment Program
Our CompanyState Street Corporation (NYSE: STT) is the world’s leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $25.74 trillion in assets under custody and administration and $2.15 trillion in assets under management as of June 30, 2013, State Street operates globally in more than 100 geographic markets and employs 29,225 worldwide. For more information, visit State Street’s website at www.statestreet.com.Promoting a culture of excellenceWith more than 29,225 employees across 29 countries, Read more […]
Derivatives Operations Specialist
Work for a Respected Banking InstitutionFriendly and Motivating Management Great Team EnvironmentThis respected banking institution based in the CBD currently has a vacancy within their Derivatives operations team. There has been an increase in volumes due to new business and they’re now seeking a high performing Derivative Operations Specialist to help them drive a high performing culture. As a Derivatives Operations Specialist, you will be responsible for the confirmation and settlement of a portfolio of transactions. Working as part of a dynamic team environment, you will cover a variety of Read more […]
Application Support Analyst for the Post Trade
City based Broker seek Application Support Analyst for the Post Trade Team in fixed income, equities, foreign exchange, energy and derivatives. This role suits a process driven and functionality focused person who realises the use of technology to introduce operational efficiency. This is an excellent opportunity for proven senior support analyst or a bright individual seeking to carve out a career in this exciting, but high pressured environment. The Post-Trade Management (PTM) team support multiple applications across all areas of the business. In supporting these applications key Post Trade Read more […]