Archive for November, 2013
Head of Regulatory Conduct Compliance, Retail
Reporting directly into the Head of Retail Compliance, the successful candidate will be responsible for: Provision of advice on compliance within COBS rules Developing and maintaining relationships with regulatory bodies Providing leadership over regulatory and compliance issues Consistently reassessing the operational risks associated Implantation of Group Compliance Policy The ideal candidate will have exceptional knowledge of COBS rules, ideally from a retail banking background, and will possess the business acumen to influence stakeholders of all levels within the organisation. For further Read more […]
Financial Data Analyst
We are currently recruiting a new exciting role for a multi lingual gradate to join a global financial corporation as a Data Analyst. The chosen candidate will be a Graduate who has a strong interest in Finance and Banking as well as strong language skills.The role will involve compiling financial data and statistical reports for Bankers and Senior Analysts, as well as communicating and liaising with clients.You must be:· Fluent in English and one of Korean, Mandarin, Cantonese or Japanese.A’s and B’s at A Level (or equivalent) plus a minimum requirement of a 2:1 degree in an Analytical/ Numerical Read more […]
TMT Equity Research Analyst
Leading independent brokerage house has an excellent opportunity for a TMT equity analyst. My client is a leading independent brokerage house, with an established and highly ranked equity research team based in London. They are now looking to add an equity research analyst to their team, covering TMT. To be considered for the role it’s essential that you have the following skills: Minimum 1 year of industry experience (TMT) from the sell side; Strong Financial Modelling skills; Good understanding of small-cap UK companies They offer excellent prospects for career progression and always look to Read more […]
Portfolio Compliance
Key responsibilities: Portfolio compliance: ensuring investment restrictions are accurately coded, daily investment restriction monitoring Trade execution monitoring: perform monitoring testing, operational risk reporting Client liaison: responding to clients on matters relating to the control environment The successful candidate will come from investment management and have proven experience interpreting IMAs and coding a compliance monitoring system such as Charles River. A fantastic opportunity to join a leading and successful investment manager that provide continued training, internal progression, Read more […]
Complex Deal Team Corporate Banking Director
An exciting opportunity to work as a Complex Deal Team Corporate Banking Director of a large Corporate Bank in the Mid Market (turnover between £25m – £50m) space based in Bristol covering the South West region. The successful candidate will be responsible for managing complex lending situations across a range of sectors working closely alongside relationship teams. Additionally the role will involve: • Manage customers ranging from private companies, to larger plcs and may include event driven financings (usually buy-outs, corporate acquisitions or recapitalisations) in the mid cap space, Read more […]
Excess and Data Mangement
UBS is a leading global financial services firm. Our Investment Bank is one of the world’s top global investment banking and securities firms, providing a full spectrum of products to institutional and corporate clients, intermediaries, government and hedge funds worldwide.Role Purpose: The Risk Control function safeguards the global reputation and preserves the long-term interests of UBS by controlling the risk exposure of the Investment Bank. As part of the Risk Control Operations team, you will ensure that counterparty static information is accurate thus ensuring that new and existing business Read more […]
Senior Funds Credit Risk Analyst
My client a large multinational bank is looking for a Senior Funds Credit Risk Analyst for their London North West office. The successful candidate will sit in the Funds Credit Risk team within the Wholesale Credit Risk Department and will be primarily involved with the oversight, analysis and credit rating of Traditional and Alternative funds in EMEA (ex-Iberia), plus Alternative funds in Brazil and USA. The team works together with Front Office and other internal constituents by supporting on boarding activities such as; • Analysing new transactions, new funds via onsite or desktop due diligence Read more […]
Industrials M&A Associate, Top IB
Our client is a top tier investment bank with an excellent Industrials team. Covering all industrials areas you will get excellent deal flow exposure and work with a number of top rated MD’s. We are open on previous sector, but obviously industrial related deals are of more interest to us. we are looking for a well trained Analyst or Associate with good modelling skills and deal experience to join a busy and growing team with excellent deal flow and opportunity. German language skills could be useful. for all interest please contact Julia Tustian on 02076261161 jtustian@slauk.com Read more […]
Senior Compliance Officer
Our client is an International Securities Firm with strong presence across China and Hong Kong are looking to set up a wholly owned subsidiary office in Singapore dealing in Securities. They are seeking a highly motivated and driven individual who has a strong understanding of the Singapore and Hong Kong Securities market to be part of a pioneering team to oversee all compliance matters for the firm. Reporting directly to the CEO based in Singapore and Regional Head of Compliance, the incumbent will be instrumental in handling all Singapore regulatory issues, dealing with the regulators, legal Read more […]
Greater China Buyside Analyst / Jr. Portfolio Manager – (A and H Shares – Long Only) – Top 10 Regional Asset Manager (Asia Based)
Greater China Buyside Analyst / Jr. Portfolio Manager – (A and H Shares – Long Only) – Top 10 Regional Asset Manager (Asia Based) – Hong Kong, ChinaOur client is a long standing Asset Manager with a very strong track record for their Equities Business. The hire is a plan to aggressively grow their coverage with a succesful Greater China specialist – either analyst or junior portfolio manager with a target solo PL responsibility in the next 1-2 years. The fund manager hiring runs easily a USD 500M book covering Greater Chian markets + a couple of other funds with different focus – i.e. Asia Pacific, Read more […]