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Compliance Governance Manager
Our client is a leading service provider of various IT consulting business services, supporting various industries including financial services, banking, retail, insurance and consultancies. Based in Milton Keynes they are looking to recruit a Compliance Governance Manager, with occasional travel to Leicester.Your role will be to manage different Governance functions and client relationships simultaneously: Risk, Audit, Compliance Technology Risk. You will also provide full Risk Officer capability function whilst providing management oversight of the Technological Risk function.You will Read more […]
VP Compliance Advisory, Trading and Liquidity
One of the world’s preeminent asset management firms is searching for a Vice President to join their successful Compliance Advisory function.You will be responsible for providing qualitative compliance advice to the various business divisions in respect of activities, products and services within the EMEA region.The role itself sits within the ‘Compliance Advisory Trading and Liquidity Strategies’ team. The team is responsible for providing Compliance support for Equity, FI and FX trading desks, Global Capital Markets, Securities Lending, Prime Brokerage, Finance and the Transitions Read more […]
Compliance IT Lead Developer
Actimize Developer/ETL/informaticaActimize Developer/Informatica/Oracle/Actimize AML/ETL/Unix/ Development Lead Actimize Developer/Informatica/Oracle/Actimize AML/ETL/Unix/ Development Lead My client, a leading Investment Bank in London is seeking a Development Lead, with strong Oracle, Unix, Actimize and Informatica experience to join the development team. You will oversee as well as perform the development/configuration of Actimize AML solution and ETL processes for data integration with multiple source systems, as well as provide 3rd line support. This role will also be to manage the development Read more […]
Compliance Manager
A global Asset Management firm require an experienced Financial Promotions Specialist to join their growing business. The role based in the heart of London’s West End will require a candidate with strong regulatory experience of marketing and financial promotions compliance regulations.The company are a globally recognised brand, with an excellent reputation for high quality service. The company are keen to meet with dynamic and highly technical regulatory specialists as they seek to shape and grow their compliance function.This role will report in to the Compliance Advisory team, and face Read more […]
Compliance Manager- Wealth Management
A leading global bank is looking for a Compliance Manager to join their Wealth Management team based in Bristol. This exciting new role offers the successful candidate the opportunity to provide support to the development and distribution of products throughout the business in line with group and regulatory requirements. The role covers a number of key areas where the successful candidate will gain exposure across the business, providing guidance on the implementation of regulation.Key requirements• Financial Planning Diploma – Minimum level 3 required (CISI CFA etc)• Exposure to FCA Read more […]
AVP Compliance
A leading Global Corporate and Commercial Bank require an aspirational Compliance Specialist to join their business as an AVP. The role sits in a global team, that act as a specialist compliance advisory team acting as a product specialist for their market leading Trade and Guarantee business. This will be across both compliance and financial crime.Your key responsibilities will include;· Support management of all regulatory and compliance issues relating to the delivery of Trade Guarantees products globally, supporting business strategy across Financial Crime Regulatory Compliance.· Help Read more […]
Compliance Trade Surveillance
A leading investment banking group is actively looking for a Compliance Surveillance specialist to join their team. Sitting within the Markets division of the bank, you would have oversight of the Equities and FICC (Fixed Income, Currency and Commodities) Sales and Trading businesses. The principal function of the role is to manage compliance and regulatory risk through the development and oversight of controls. The team helps identify and prioritise the compliance and regulatory risks across the Markets division and puts in place the appropriate measures to minimise potential risks from occurring. Read more […]
Senior International Trade Compliance Manager
Hays are working in partnership with UTC Aerospace who has a rare and exciting opportunity to join their business as a Senior International Trade Compliance Manager.As a senior leader, the chosen individual shall be responsible for managing all International Trade Compliance activities for UTC Aerospace Systems’ Actuation and Propeller Systems Business Unit (which includes sites in France, Italy, UK, Morocco, and the United States). Assigned duties: • Manage International Trade Compliance function at business unit level for all sites.• Interface with regulatory authorities in accordance Read more […]
Treasury Compliance Advisory Officer
A leading banking organisation in the City of London seeks a Compliance Advisor to join their team with an initial focus on their Treasury business. A great opportunity for a Compliance Officer looking to specialise or to transition into an advisory role for the first time.The Company:Based in the city of London, the firm specialises in Commercial Lending, Wealth Management and Securities trading with an excellent record of 20% growth, year on year over the last 5 years. The Compliance Advisory team is comprised of 7 people who separately advise the individual divisions of the business. The Read more […]
Personal Tax Compliance Technician
Personal Tax Compliance Technician Assistant Job in Southampton to work for a Top 10 Firm of Accountants – ATT Qualified IdealOur client is a Top 10 firm of accountants and they are looking for a Personal Tax Compliance Technician for their Personal Tax Compliance department in Southampton. The Personal Tax Compliance Technician will undertake the preparation and finalisation of personal tax returns, use and understand legislation appropriately and manage their own client portfolio. Key responsibilities will include providing general support to clients in the provision of tax returns, taking Read more […]