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Legal Adviser/Senior Legal Adviser recruitment
JOB TITLE: Legal Adviser/Senior Legal AdviserDEPARTMENT: LegalLOCATION: Hong KongPosition SummaryReporting to the regional Head of Legal, the successful candidate is accountable for providing legal support to the business and other support departments in their daily operations and in their development initiatives, including providing legal advice on product development, customer transactions, and guidance on cross-border as well as domestic issues. He/she will also be responsible for drafting, advising and negotiating Read more […]
Global Markets, EMEA Legal Counsel recruitment
THE COMPANYState Street Corporation (NYSE: STT), is the world’s leading provider of financial services to institutional investors, to which it provides: custody and management of their assets; accounting, daily pricing, and administration of their funds; the information and analytical tools that help them make investment decisions; and the foreign exchange, cash management, credit and electronic trading services that help them negotiate complex, global financial markets efficiently and effectively. Founded as a bank in 1792 in Boston, Massachusetts, State Street had $21.8 trillion in assets under Read more […]
LEGAL COUNSEL – FIXED TERM CONTRACT recruitment
Description:Our client, a leading LLP firm is currently seeking an experienced Legal Counsel to join their Glasgow based team, initially on a 9 month contract. The successful individual will Report to the Senior Legal Counsel, playing a key role in the identification and management of legal and risk issues across the firm. The primary focus of this role will be drafting and reviewing commercial contracts although there is an expectation that the role will also involve an element of claims prevention and management as and when required.Core Responsibilities:Ensuring a professional, efficient and Read more […]
Vice President, Legal And Compliance, Sales & Trading Compliance Advisory recruitment
Role Description:• Provide Compliance support for Sales and Trading (equities, fixed income, commodities and futures), Investment Banking, Research, Prime Brokerage as well as central compliance matters (licensing and other regulatory applications)• Leadership – supervising a group of 3 Compliance Professionals• Advisory. Provide advice either independently or with other team members on regulatory compliance issues. • New business initiatives. Review and lead new business initiatives from a local regulatory, best practice and Firm perspective. • Compliance policies and procedures. Review Read more […]
Compliance & Legal Manager (Exclusive Mandate) recruitment
As you would expect, this role covers a broad range of duties including (but not limited to):• Maintaining the policies, procedures, systems and controls to meet appropriate regulatory, risk management and governance standards, building and embedding additional controls as required • Performing comprehensive and systematic testing of procedures to meet regulatory, compliance and business needs • Reviewing new business initiatives and assessing their regulatory implications• Managing the compliance timetable to ensure reporting and submission deadlines are met• Advising staff on regulatory Read more […]
Senior Legal Counsel (m/f) recruitment
RBC Investor Services is a premier provider of investor services to asset managers, financial institutions and other institutional investors worldwide. Our unique approach to domestic and cross-border solutions, combined with award-winning client service and the expertise of 5,500 professionals in 15 markets, helps our clients achieve their ambitions. RBC Investor Services ranks among the world’s top 10 global custodians with USD 2.9 trillion (CAD 2.8 trillion) in client assets under administration and is a wholly-owned subsidiary of Royal Bank of Canada, one of the largest and most financially Read more […]
Head of Securities Services, Legal recruitment
Global financial institution is now seeking a senior lawyer to head the Securities Services Legal team, based in Singapore.The ideal candidate will have broad based Securities Services experience with a working knowledge of Custody Clearing, Fund Services, Investment Trustee Services and Paying Agency Services. Previous in-house experience is essential, ideally from a peer financial institution. Asian language skills are not required and candidates based overseas will be considered.For more information, please contact Liam Richardson on +852 2168 0791 or e-mail liamrichardson@puresearch.com Read more […]
Legal Counsel – Private Banking recruitment
Responsibilities:Advise on and assist the Private Banking business lines on legal mattersDraft policies and procedures, including agreements and correspondences.Handling all claims, disputes and litigation.Ensure compliance with Bank policies and proceduresHandle liaison, coordination and collaboration with both front and back office functions, internal control group, external counsels and participate in industry initiatives and developments where relevantRequirements:Law degree and is qualified to practice in SingaporeMinimum 5 years of in-house experience, prefarably within a Private Banking Read more […]
Assistant Director/Associate (Legal), Enforcement recruitment
You will investigate potential market misconduct, including insider trading and market manipulation and conduct litigation on behalf of the MAS for the award of civil penalties for market misconduct. You can expect to be challenged intellectually and professionally as you work closely with other regulators and enforcement agencies. You will gain insight into how capital markets participants operate, and the rules and regulations at play, as you serve as an important part of MAS’ enhanced enforcement regime under the SFA. Your work will shape the legal landscape for this area of Law, which is fundamental Read more […]
Vice President, Compliance Advisory (Corporate Banking & Capital Markets), Legal, Compliance & Secretariat recruitment
DBS is a leading financial services group in Asia, with over 200 branches across 15 markets. Headquartered and listed in Singapore, DBS is a market leader in Singapore with over four million customers and also has a growing presence in the three key Asian axes of growth, namely, Greater China, Southeast Asia and South Asia. The bank’s strong capital position, as well as “AA-” and “Aa1” credit ratings that are among the highest in the Asia-Pacific region, earned it Global Finance’s “Safest Bank in Asia” accolade for three consecutive years, in 2009, 2010 and 2011.ResponsibilitiesProvide quality Read more […]