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Senior Legal Advisor – Corporate Banking recruitment
Job Duties:• To comply with the local legislation, rules or codes of regulatory bodies, directive policies of the Bank, relevant risk management policies and procedures, and internal rules and regulations. To identify and control various potential or existing risks at work and to report to the superiors and related parties immediately. To establish corrective measures and follow up accordingly.• Assists the General Manager oversee the legal advisory functions that provide legal advice and counseling services to the Bank on matters that may affect its business operations.• Keeps abreast Read more […]
Vice President, AML Compliance Manager (Economic Sanctions), Legal Compliance and Regulatory Relations recruitment
OverviewBank of America is one of the world’s largest financial institutions, serving individual consumers, small and middle market businesses and large corporations with a full range of banking, investing, asset management and other financial and risk-management products and services. The company provides unmatched convenience in the United States, serving more than 59 million consumer and small business relationships with more than 6,100 retail banking offices, nearly 18,700 ATMs and award-winning online banking with nearly 29 million active users. Following the acquisition of Merrill Lynch on Read more […]
Compliance/Office/Legal Manager recruitment
The ideal candidate will come from an compliance and regulatory background who understands the legal issues with opening a new FSA regulated office in the UK.Your duties will include opening the office in Londonliaising with the FSA and legal partnersUnderstanding the procedures in opening accounts and the information requiredProviding support and communication lines to European Head QuartersOrganising the operational management of the London office, from FSA compliant perspectiveIf you have 5 plus years experience in managing a multi product broking/trading desk in London please apply stating Read more […]
Legal and Compliance Officer for a role in Investment Bank (SING) recruitment
This Legal and Compliance Officer role requires previous (or current) experience of working closely with FINMA, willingness to move to the Asia-Pacific region as well as understanding of the Investment Banking Compliance. The successful Legal and Compliance Officer will be joining a growing team based out in Singapore with possibility of often travel to Zurich. To apply please send your CV to compliance@carltonseniorappointments.com, apply via Carlton Senior Appointments Sárl (Suisse)
Deputy Head of Legal Department recruitment
Responsibilities Provide legal advice to Corporate Banking Department on all commercial loans, project loans and asset finance as well as other general lending transactions,Advise on compliance with the Banking Ordinance and other related legal and regulatory requirementsProvide legal advice on capital management, asset and liability management as well as on legal and regulatory developments in the financial industry worldwide (e.g. G-SIFIs, OTC clearing, FATCA).Advise on Corporate Banking on loan structures and security arrangementsGive advice on connected transactions and notifiable Read more […]
Senior Legal Advisor recruitment
Job Duties:• To comply with the local legislation, rules or codes of regulatory bodies, directive policies of the Bank, relevant risk management policies and procedures, and internal rules and regulations. To identify and control various potential or existing risks at work and to report to the superiors and related parties immediately. To establish corrective measures and follow up accordingly.• Assists the General Manager oversee the legal advisory functions that provide legal advice and counseling services to the Bank on matters that may affect its business operations.• Keeps abreast Read more […]
Senior Legal Counsel – Private Wealth, APAC recruitment
Senior Legal Counsel – Private Wealth, APAC HK$116,000 to HK$150,000 HKD + BonusExciting industry, growing team and a newly created positionHong Kong location, Regional dutiesCan you speak, read and write both English and Chinese?Do you want to be in a company that is set on expansion here in Asia?Do you want a remuneration package higher than the one you currently receive?If yes, here are a selection of duties to be expected:APAC client coverageAPAC product expert, knowledge of products such as derivatives, equities and funds would be highly advantageousYou will advise and negotiate the PWM team Read more […]
Credit Documentation Manager, Legal recruitment
Due to expansion in the APAC region, a successful global bank is looking for a Credit Documentation Manager to join their growing team in Corporate Banking. This is a fantastic opportunity to be part of stable team and gain exposure to different products. This is a legal documentation role within a fast paced and experienced team. The candidate to secure this role will be responsible for but not limited to: The preparation of corporate drafts, including confidentiality agreements and financing documents Liaising with law firms and negotiating with clients whilst keeping internal Read more […]
Bank Legal Entity Control Team/ Regulatory Reporting Manager recruitment
Position Category: Finance/AccountingPosition Title: Bank Legal Entity Control Team/ Regulatory Reporting ManagerJob Level: ManagerLocation: USA – NY – New York (One NY Plaza)Education Required: Bachelors DegreePosition Description:We are currently looking for a strong Manager for the Morgan Stanley Private Bank, NA (‘MSPBNA”). MSPBNA is a National Bank regulated by the Office of the Comptroller of the Currency and the Federal Deposit Insurance Corporation. The optimal candidate should be highly motivated and a self-starter with a strong regulatory reporting and accounting background. The Manager Read more […]
Head of Legal – Property Development recruitment
Our client is a fast growing specialist mixed use developer and contractor with an annual turnover in excess of £250m, focussing on complex developments and refurbishments in and around London. They are currently looking for a Head of Legal to be a key part of the senior management team and the remit will be:Provide legal advice on development, construction and corporate matters Attend monthly board meetings and other group board meetings as requiredManaging of relationships with external legal advisers, including service levels and budgets.Leading and co-ordinate the legal aspects of development Read more […]