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Investment Compliance, Director Level, Private Banking, 85k-120k recruitment
The Company Our client is a leading global private bank with a renowned international presence. They are looking to add a senior level compliance candidate at the Director level to focus on Investment Compliance. The Role As a part of a growing compliance team, you will be reporting to Head of Compliance, responsible for performing investment product advisory as well as conducting regular compliance review and checking, staff dealing, individual and corporate licensing, account opening approval, compliance structuring with senior RMs, liaising with local regulators (SFC and HKMA), as well as liaising Read more […]
Legal Counsel – Private Banking recruitment
Responsibilities:Advise on and assist the Private Banking business lines on legal mattersDraft policies and procedures, including agreements and correspondences.Handling all claims, disputes and litigation.Ensure compliance with Bank policies and proceduresHandle liaison, coordination and collaboration with both front and back office functions, internal control group, external counsels and participate in industry initiatives and developments where relevantRequirements:Law degree and is qualified to practice in SingaporeMinimum 5 years of in-house experience, prefarably within a Private Banking Read more […]
Head of Compliance – Corporate and Private Banking recruitment
This role would particularly suit an established Senior Manager or existing Head of Compliance who is keen to put their own blueprint down on an emerging player within the region. Note that this role will also incorporate wider aspects of corporate governance including operational risk management and internal controls. The successful candidate should ideally have significant exposure and understanding of key MAS regulations as well as some exposure to other major APAC regulators, especially HKMA.Responsibilities will include :Oversee implementation of the bank’s annual Singapore compliance plan, Read more […]
Team Head – Private Banking (Indonesia and/or Thailand Market) recruitment
You will be responsible for the development growth of the Private Banking Franchise and to ensure quality service and operational effectiveness. You will work on strategic management and planning to achieve sales and profit targets and business objectives, ongoing building up the sales team to deliver the bottom line targets. You will have at least 10 years of experience in similar function within reputable financial institutions, with good understanding of investment products, bank regulations and compliance requirements. Experienced in managing a team is preferred although not necessary, Read more […]
Business Manager/ Operations / Private Banking / London recruitment
The Company: Our client is a long standing and well recognised Private Bank and Wealth Management house in the City, who are 100% dedicated to providing a thorough service to their clients. The Role: Operational support of all client facing and product business areas. Working with the Chief Technology Officer and Head of Change Management and Operations Management to ensure plans for the business are delivered. Lead projects and provide business expertise to drive revenue. Supporting the Head of Operations with people resource management and efficiency across the business. Responsible Read more […]
FRONT OFFICE ASSISTANT – PRIVATE BANKING – ZURICH recruitment
The CLIENTOur client is one of the largest retail bank in Europe. They are known to be an outstanding financial services provider, with over twenty eight million clients all around the world.The private Banking desk of the group in Zurich is now looking for a Front Office Assistant, who will directly work with the Relationship Managers.The purpose of this role is to give operational and administrative support to the Relationship Managers and to ensure a quality service to the clients.The ROLEThis position is based on the following skills: clients service and administrative support, financial knowledge Read more […]
Senior associate to AVP – Senior Business Analyst (Private Banking) recruitment
This is a major regional private bank who is looking to recruit a high caliber individual to support the strategic growth, participate in product initiatives and enhance clients’ experience by providing the necessary business analysis and project management that will facilitate successful product management and distribution.Key responsibilities:• Develop and manage strategic projects across the region • Monitor project timelines, milestones and resource conflicts against project goals, local requirements and deliverables.• Develop and document detailed process maps and flows where relevant Read more […]
Compliance Officer – Private Banking recruitment
Our client is an international bank in Hong KongThe job:Ensure compliance policies / guidelines (HKMA Head Office) are adhered to and well maintained.Ensure standard policies are put in place in compliance with statutory requirementsPrepare management reports and annual.Good knowledge on Fixed Income, Derivatives treasury, FX, research, bonds, merger acquisition advisory, equity financing, warrants and stock options, etc. rProvide advisory services to the Private Banker to ensure compliance with the requirements of Banking Ordinance, SFO and HKEx trading rules.Develop compliance manuals Read more […]
NRI Private Banking – Team Leader recruitment
Being a producing team leader you will be expected to defend a book as well as manage a team of NRI private bankers for the South East Asia market. Supported by a team of specialists you will be accountable to strengthen the existing relationships with the HNI’s and lead by example.To qualify for this role, you should haveAtleast 4 years experience as a private banker and have managed U$ 150 Mil in the NRI market.An exposure to the South East Asia market and understand the cultural sensitivities.Relevant CFMAS certifications to advise on investment solutions.The ability to communicate effectively Read more […]
Regional Compliance Director (Private Banking), 110k-130k recruitment
The Company Our client is a global bank with a strong track record of success and excellence in the region. Due to expansions in the region, they are seeking an experienced compliance candidate as part of their growth. The Role Reporting to the Regional Head of Compliance, you will be responsible for the following duties: Review and approve products for the discretionary managed account services, investment advisory platform and real estate fund. Provide advice on product sponsors or applicable regulatory guidelines in Asia. Review of fund distribution activities, including approval of marketing Read more […]