Regional Compliance Director (Private Banking), 110k-130k recruitment

The Company Our client is a global bank with a strong track record of success and excellence in the region. Due to expansions in the region, they are seeking an experienced compliance candidate as part of their growth. The Role Reporting to the Regional Head of Compliance, you will be responsible for the following duties: Review and approve products for the discretionary managed account services, investment advisory platform and real estate fund. Provide advice on product sponsors or applicable regulatory guidelines in Asia. Review of fund distribution activities, including approval of marketing Read more […]

August 5, 2012 • Tags: , , • Posted in: Financial • Comments Off on Regional Compliance Director (Private Banking), 110k-130k recruitment

Regional Compliance Director (Private Banking), Regional Opportunity, 110k-130k recruitment

The Company Our client is a global bank with a strong track record of success and excellence in the region. Due to expansions in the region, they are seeking an experienced compliance candidate as part of their growth. The Role Reporting to the Regional Head of Compliance, you will be responsible for the following duties: Review and approve products for the discretionary managed account services, investment advisory platform and real estate fund. Provide advice on product sponsors or applicable regulatory guidelines in Asia. Review of fund distribution activities, including approval of marketing Read more […]

November 21, 2010 • Tags: , , , • Posted in: Financial • Comments Off on Regional Compliance Director (Private Banking), Regional Opportunity, 110k-130k recruitment