Search Results
OTC Compliance Advisory
I am recruiting a role for a Senior Compliance Advisory Officer in a large well respected bank. The candidate should have investment banking compliance advisory experience and understanding of the appropriate products (OTC). Key responsibilities are;To act as a guardian for the banks regulatory, ethical conduct and reputation and escalate any matters appropriately.Knowledge of the regulatory environment and its affects on OTC products and sales.Remain up-to-date with any new regulatory and business developments.Provide day to day BAU advisory support to the buisness.Provide advice and challenge Read more […]
Associate, Capital Markets Research, Paper and Packaging
About Key Cleveland-based KeyCorp is one of the nation’s largest bank-based financial services companies, with assets of approximately $97 billion. Key companies provide investment management, retail and commercial banking, consumer finance, and investment banking products and services to individuals and companies throughout the United States and, for certain businesses, internationally. The company’s businesses deliver their products and services through branches and offices; a network of 1,439 ATMs; telephone banking centers 1-800-KEY2YOU® (1-800-539-2968); and a website, Key.com®, that Read more […]
Associate, Capital Markets Research, Healthcare
About Key Cleveland-based KeyCorp is one of the nation’s largest bank-based financial services companies, with assets of approximately $97 billion. Key companies provide investment management, retail and commercial banking, consumer finance, and investment banking products and services to individuals and companies throughout the United States and, for certain businesses, internationally. The company’s businesses deliver their products and services through branches and offices; a network of 1,439 ATMs; telephone banking centers 1-800-KEY2YOU® (1-800-539-2968); and a website, Key.com®, that Read more […]
Bank Manager
Bank Manager Location: St Albans Salary: £30,000 plus bonuses and benefits A Bank Manager opportunity has become available with a leading retail bank based in St Albans. Our client, is one of the few financial institutions who has continued to flourish and has steadily strengthened its workforce. Job Role Managing the Branch through conducting interviews, providing supervision, training and coaching to the team in order to achieve branch targets. To take full ownership and accountability for the branch. Ensure sufficient leads are generated in respect of regulated advice and lending and also Read more […]
Financial Crime Advisory Manager
Our client, a leading international private bank is looking for a Financial Crime Advisory Manager to join their AML/Financial Crime team. The individual would help provide support, guidance and advice to the business and senior management to develop and maintain regulatory standards to enhance and protect the reputation of the firm.Duties Include:·Support the Head of AML in the oversight of all aspects of the firm’s AML activities as stipulated by the UK FSA, JMSLG guidelines and governmental agencies·Provide guidance and advice to the business on all financial crime matters·Support and Read more […]
European Petrochemicals Sales/Origination
Macquarie Group (Macquarie) is a global provider of banking, financial advisory, investment and fund management services. Around the world, we act on behalf of a range of institutional, corporate and retail clients. Founded in 1969, Macquarie employs more than 13,400 people in 28 countries. We focus on areas of business where our particular skills and expertise deliver real benefits to clients and investors.At Macquarie we offer you the experience and freedom to grow your career whilst making your mark within a highly successful organisation. Key to our success is the entrepreneurialism we encourage Read more […]
VP-Head of Bank Compliance Testing
Position Description Morgan Stanley seeks a senior level compliance officer to lead the bank compliance testing function. Skills Required Position responsibilities:• Lead the planning and execution of the testing program for Morgan Stanley’s two U.S. banking entities. The testing is focused on assessing compliance with applicable federal banking rules and regulations as well as bank policies and procedures. • Manage a team of bank Compliance testing personnel who are charged with executing the U.S. Bank’s compliance testing program. •Coordinate with other professionals in the organization, Read more […]
Bank Compliance Testing Associate
Position Description Morgan Stanley seeks a compliance testing associate to execute compliance testing covering bank regulations including Transactions with Affiliates, Regulation O, anti-tying and other Federal banking regulations. Skills Required Position responsibilities:•Perform compliance testing with applicable federal banking rules and regulations as well as bank policies and procedures covering banking products. Escalate and work to closure any issues identified. •Communicate testing results, present identified issues to the business, work with the business to develop and implement Read more […]
Bank Compliance Officer
Position Description The position requires knowledge of banking products and sales practice issues as they relate to a retail and ultra high net worth broker dealer.The role has two major components. Primary responsibility will be to review marketing material produced by affiliated banks for products offered and sold by the broker/dealer. In addition, the role requires advising the business unit regarding the marketing and sale of banking products to clients of the US broker/dealer. Emphasis will be on lending products, with a focus on non-purpose loans utilizing assets held at the broker/dealer Read more […]
Investment Executive
The Banking and Financial Services Group (BFS) is the primary relationship manager for Macquarie’s retail client base in Australia, New Zealand, Asia, North America and Europe. Products and services include wealth management, stockbroking and retail lending and banking solutions such as residential and commercial mortgages, investment lending, credit cards and relationship banking to businesses and professionals.Macquarie Personal Banking (MPB), a division of the Banking and Financial Services Group (BFS), is one of the private client divisions for Macquarie’s retail clients in Australia and New Read more […]