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Legal & Compliance Compliance Surveillance Manager – VP – Based in London recruitment
Position ProfileThe position requires a person who is enthusiastic, confident and has practical experience in performing asset management surveillance activities. The person’s background could be a compliance officer, Chartered Accountant, internal auditor, or regulatory examiner.Specific ResponsibilitiesThorough and up to date understanding and practical experience of either buy-side or sell-side Fixed Income and Equity trading systems and processes, including programme trading, direct market access and algorithmic trading.Work with the Compliance Advisory teams for the Institutional and Retail Read more […]
Senior Consultants – Anti-Money Laundering (AML) Compliance recruitment
Responsibilities RequirementsQualified accountant with Big-4 or International accounting firm’s experiencesMinimum 8 years of proven experiences with regulatory, compliance, risk management and controls in a global banking environmentGood knowledge on the end-to-end sales and business processes and operations of private, retail and/or consumer banksHands-on experience in implementing and managing the compliance of AML and other regulatory requirements/framework in the front and middle office environment of banks and/or financial institutionsExcellent written and spoken English and Chinese language Read more […]
Senior Manager – Remedial & Recoveries recruitment
THE BANK Our client is a highly regarded emerging markets bank with a population of c4,000 employees worldwide who are based in a network of branches covering eight countries spread over the UK, Europe, UAE and Asia. The bank provides a comprehensive range of commercial and private banking services to its redominantly South Asian corporate and individual customers utilising corporate, consumer, trade finance, retail and correspondent banking products. The bank places a high emphasis on providing an exceptional personal service to its customers. THE POSITION The successful candidate will be based Read more […]
Director of Financial Controls recruitment
Essential job functions include, but are not limited to the following: Review of balance sheet account reconciliations and coordination of the account certification process performed by the CFO. Extensive interaction with Operational Balance Control and SOX Governance departments. Preparation of monthly balance sheet account reconciliations and coordination of the account certification process performed by the CFO. Oversee the application of daily reconciliations between various systems, including the coordination of research and resolution efforts and periodic reporting on the effectiveness Read more […]
Management Accountant / Decision Support Manager recruitment
UK Personal Banking comprises of retail and commercial banking. Our commitment to Helpful Banking means we offer a full range of financial services to meet the needs of our customers, so they can manage their finances through our branches, online banking, fixed and mobile technology and one of the largest ATM networks in the UK. We’re also a leading provider of financial services to our 1.1 million UK small business customers. RBS employs over 6,500 people in Finance across the globe. This is comprised of central finance areas, specialised teams and divisional finance teams supporting Read more […]
Regional Account Director, Financial Software Solutions, Singapore recruitment
As part of aggressive expansion plans across Asia, a global vendor of financial software and services is seeking to hire a Regional Account Director based in Singapore. Reporting to the Head of Asia, the Regional Account Director will be responsible for managing and developing 1 – 2 key accounts working across all functions including Retail, Corporate and Investment Banking as well as any additional business lines, e.g. Insurance. The Regional Account Director needs to have an in-depth understanding of his/her assigned accounts including key business objectives, opportunities and threats. Read more […]
Strategic Risk Manager – Management Consultancy recruitment
The RoleAdvise a variety of Financial Institutions across Investment Banking, Retail, Corporate Insurance.Design implementation of a variety of Frameworks to support Credit, Market or Operational RiskOffer solutions to comply with current upcoming regulations including; Basel II/III, Solvency II Dodd Frank This can include quantitative solutions such as modeling across; Counterparty Exposure Management, Economic Capital, ALM etc.Engage with the client’s senior stakeholders, offering pioneering solutions to help drive efficiency productivity.The CandidateGood academics, industry qualifications Read more […]
Manager – Financial & Regulatory Reporting recruitment
Our client, a leading local retail bank, is looking for a candidate to fill in the following position:Manager – Financial Regulatory ReportingResponsibilities:Responsible for the financial compliance functionManage all regular reporting, include HKMA Returns, CBRC Return and related report Participated in system enhancement As the leader of the team and oversee the whole Requirements:Accounting degree holder with at least 6 years accounting/auditing experience in Banking industryHolders of HKICPA or equivalent qualification will be a definitely advantageSolid experience with strong management Read more […]
SENIOR COMPLIANCE MANAGER (COMPLIANCE MONITORING) recruitment
The job holder has compliance responsibilities for the FSA regulated subsidiaries of the Company. Specifically, to ensure that each firm establishes and maintains effective and adequate Systems and Controls to ensure compliance with all applicable regulatory and legal requirements and standards and adheres to market practice where appropriate. The primary purpose of the role is to undertake Compliance Monitoring of the regulated entities so as to provide assurance to the relevant governing bodies that compliance risk is being managed within the Group’s stated appetite. The job holder will also Read more […]
Java Developer – Equity Finance – 6 Month Contract recruitment
OverviewNomura is a leading financial services group and the preeminent Asian-based investment bank with worldwide reach. Nomura provides a broad range of innovative solutions tailored to the specific requirements of individual, institutional, corporate and government clients through an international network in over 30 countries. Based in Tokyo and with regional headquarters in Hong Kong, London, and New York, Nomura employs over 27,000 staff worldwide. Nomura’s unique understanding of Asia enables the company to make a difference for clients through three business divisions: retail, asset management, Read more […]