Head of Compliance and Conduct Risk Assurance
Are you a compliance and conduct assurance senior manager who is looking for a job where you will be able to lead your own team, and shape strategy as you see fit? This could be the ideal job for you. Located in Manchester, you will be responsible for building, developing and maintaining a fit for purpose compliance and conduct assurance testing function for a successful investment and retail bank.This responsible job, which will give you the autonomy to shape the department and the departmental strategy, will require you to lead a vital function of the bank to deliver a robust second line Read more […]
Compliance Monitoring & Surveillance
Our client, a leading name in global asset management has an opportunity for an accomplished Compliance Monitoring Specialist with buy side experience to join its best in Market Compliance Monitoring team.As a Compliance Monitoring specialist, it is essential you will have prior experience of working within the buy side, ideally institutional asset management. This experience could be from a focused Compliance Monitoring Role, regulatory audit or a generalist compliance role. Strong stakeholder management skills are a pre requisite, and a passion for customer service essential. The company Read more […]
Anti-Bribery & Corruption Manager
Market leading Wealth Manager seeks a senior Anti-Corruption Policy specialist to oversee the implementation of a Global ABC policy framework, covering multiple business lines. The Wealth Division comprises one of several business lines with a major Banking Group. There is strong internal support across the Group to adopt high Financial Crime standards. The Role:To provide the team with subject matter expertise and leadership in the field of ABC. The nature of their business and scope of the coverage places ABC at the heart of their Financial Crime programme, and the successful candidate will Read more […]
Head of Project Management Office
Head of Project Management OfficeFund ManagementCity of London£Very Competitive – call to discussOne of my global fund management clients has asked me to search for a newly created senior level role reporting into the CTO. Due to business growth and significant advances in technology the business is looking to improve the IT governance, IT Operating Model and change/project delivery structures to create a consistent delivery policy for the entire global business. This newly created role will be responsible for setting a new Global Operating Model for project delivery to allow for consistent Read more […]
Trade and Transaction Reporting Analyst
We are recruiting for Customer Support and Trade Transaction Reporting Analysts for a leading Bank to work in Manchester City Centre. Our client has a relatively new team due to regulation changes; they have expanded their team from 3 people to 30 and are looking for 3 more Analysts to join their rapidly growing department on a 6 month contract basis.Duties will include:• Reporting trade regulations• Reporting client trade• Reconciliation of data• Customer queries • Highly analytical tasksThe profile of the right candidate will include:• 1-2 years’ experience in a bank or corporate Read more […]
Vice President
Vice President / Audit Manager – Fixed Income and Currencies (FIC) AuditCity of LondonUp to £110,000 + benefits + competitive bonusA world leading Investment Bank with widespread global operations is currently in the market for a highly experienced Internal Audit Manager to join their Fixed Income and Currencies (FIC) audit team at the Vice President / Audit Manager level. The audit division in this bank has grown significantly over the past few years due to ever-growing regulatory pressure. This bank has a reputation for offering lots of development opportunities to help enhance your career, Read more […]
Systems Business Analyst (Implementation)
My clients are looking for an experience Business Analyst with experience in large-scale implementation projects.The role will be supporting the implementation and release of new Operational Risk and Control software (ORAC) within Operational Risk Management Framework Programme. Business Analysts (BAs) will report directly to Release Managers and support the development of detailed designs, plans and requirements. Also responsible for executing testing scripts within testing cycles of Operational Risk and Control (ORAC) system implementationMain duties and responsibilities Business Analysis Read more […]
Portfolio Analyst, Associate
Our client, an impressive boutique asset manager hugely respected in the industry, has an opportunity within Front Office for an accomplished Performance Measurement/Attribution Analyst looking to progress to Front Office within Portfolio Analytics.The Associate Portfolio Analyst will support a team of Portfolio Analysts who are dedicated to assigned global investment strategies to build and maintain deep knowledge across each strategy, its philosophy, process and holdings. The Associate Portfolio Analyst will assist the Portfolios to producing advanced research analysis across portfolios Read more […]
Senior Audit Manager
Senior Audit Manager – Third Party SpecialistLondon – Up to £90,000My client, a leading Global Banking Organisation requires an exceptional Third Party Senior Audit Manager to join their Internal Audit function. Specialising in Third Party, Supplier and Outsourcing Partner Audits, this is an opportunity to join a truly global organisation with a complex portfolio of business lines.Based in London you will have unrivalled exposure as you perform Audits across a portfolio of business activities. With responsibility for leading teams of various sizes dependent on project, you will be responsible Read more […]
AVP Monitoring
A top tier Investment Banking firm seeks candidates with strong monitoring or Audit backgrounds to join their Compliance Monitoring team. Compliance Monitoring takes the same diligent approach to reviews that audit would, but expands it to a more investigative approach on matters that relate to regulatory risk such as: Insider Dealing, Market Abuse, Breaches in Policy, Fraud, Gifts Entertainment breaches as well as learning about Financial ProductsResponsibilities will include: • Conducting compliance monitoring reviews and testing activities across the Corporate Banking division• Conducting Read more […]