SENIOR INTEGRATION SPECIALIST/PROJECT MANAGER
The team is responsible for supporting a variety of technologies and data specifications including FIX, XML, Web services along with connectivity support for our Electronic Trading network (brokers, firms, exchanges – buy/sell side), order and execution support. Order Management and Trading Systems workflow experience is required including a demonstrable skill-set encompassing technology, communication and project management.Requirements:* Understanding of the financial industry markets * Knowledge of the typical components of a trade processing system / OMS * Knowledge of financial securities Read more […]
Manager Private Equity Accounting
MANAGER, PRIVATE EQUITY, REAL ESTATE INVESTMENT FUNDS Main Job Functions/ResponsibilitiesAccounting:Review/Prepare Quarterly/Monthly reports and working papers, which includes:Cash and Position ReconciliationsExpense AccrualsAgree Dividends and Interest Accruals if applicableReview all capital activity pertaining to the funds (Capital Call and Distribution processing)Review Limited Partner and General partners/Shareholder Allocation ; calculations/schedules – includes review of Admin/Management fees/Waterfall/Clawback calculationsTrial balances and related working papersFinancial statements, Read more […]
Fixed Income Compliance Officer
Significant experience working in a compliance or related function.Understanding of the application of SEC, FINRA and MSRB Regulations applicable to fixed income products, sales and trading.Understanding of Regulations ATS and familiarity with current market structure issues applicable to fixed income products, sales and trading.Familiarity with broker dealer systems and applications.Strong written and verbal skills.Experience in designing an effective compliance programAbility to identify and analyze issues and provide clear sensible solutions in light of the relevant legal regulatory requirements. Read more […]
Compliance AVP / VP
Key responsibilities will include:Establish a new global function from scratch which will deliver an effective and efficient Compliance QA and Conformance Testing processPut in place a sophisticated QA and Conformance testing policy and training programmePromote and communicate the embedding of this function throughout the organisation and oversee the development and implementation of high quality policies and standardsEnsure that proactive advice is delivered through effective partnership with others at all levels of CompliancePromote the cultural, behavioural and organisational changes necessary Read more […]
AVP / VP Dodd Frank Testing
Position will be at the AVP or VP level, depending on experience. Responsibilities include: Review of the swap dealer and FCM policies and procedures and test them for effectiveness, including analysis of resources set aside for compliance and discussion of any necessary improvements. Determine material non-compliance risks related to Firm’s relevant activities as an SD or FCM and assist with their remediation as required.Manage the review and testing of Firm’s risk management programs to evaluate adherence to risk management policies and procedures, assess the effectiveness of internal controls, Read more […]
Director / Principal of Originations
Private Debt Fund / BDC is seeking a will initiate, structure, negotiate, and close new investments with current and prospective middle market companies and sponsors. The Principal will originate, underwrite, and close 6 to 8 transactions annually that meet the firm’s investment criteria.Who we are looking for The ideal candidate will have 10 years of relevant investment experience in the middle market space ideally with a Private Debt Fund, BDC or Middle Mkt Capital Lender. Orginiation track record and rolodex of contacts to grow business. A deep background in credit documentation and underwriting Read more […]
Investment Management Mid-Institutional Client Advisor Chicago
Business Overview:JPMorgan Chase is a leading global financial services firm with assets of $1.1 trillion and operations in more than 50 countries. The firm is a leader in investment banking, financial services for consumers and businesses, financial transaction processing, asset and wealth management, and private equity. The firm serves millions of consumers in the United States and many of the world’s most prominent corporate, institutional and government clients.If you’re interested in working in an environment where leadership, excellence, integrity and diversity are among our core principles, Read more […]
Compliance Monitoring
Talk to a consultant Talk to Katherine Lord, the specialist consultant managing this position, located in London Contact consultant ttelephone:0203 465 0110 ffax:020 3465 0003 5th Floor, 107 Cheapside, London, London, United Kingdom, EC2V 6DB
Change Analyst
My client, a large tier one-investment bank is looking to recruit a change analyst for a 6-month contract to start asap. The programme is looking at moving certain responsibilities and functions from one team into another. This move in tern will then allow staff to be more customer facing. This has been successfully implemented in London and they are now looking to roll this out regionally. You will be required to support the change manager through this process. You will be looking after these projects in two regions to ensure the transitions of these functions are delivered to all Read more […]
Bank Cashier
Bank Cashier£15,581 plus bonuses benefits Working 27 hours per weekWolverhampton The Organisation My Client is well established Bank that specialises in Retail, Business and Premier Banking. This is an excellent opportunity for an experienced banking or financial services candidate. The RoleAs a Bank cashier your role will be to serve customers on the cash desk, process various transactions. Your role will be to building rapport with customers, understand their needs and cross sell banking products and services to customers. You will meet and exceeding customer expectations, delivering Read more […]