Compliance Analyst – Alternative Investments recruitment
Outstanding opportunity to join the team of a leading alternative investment firm! Hatteras Funds, based in Raleigh, North Carolina, is seeking a talented professional with the necessary experience and skills to successfully assist with management of compliance programs and initiatives for our firm. We are expanding our compliance team and this new position will be based in our Raleigh office. Our Mission:Hatteras Funds’ mission is to provide unique alternative investment solutions for financial advisors and their clients. We believe that all investors should have access to the same sophisticated Read more […]
Compliance Analyst – Investment Management recruitment
To be considered for this opportunity you will possess a minimum of 2 years experience within the funds management industry. The ideal candidate will have a background in legal, risk, compliance or audit. Responsibilities include but are not limited to; Assist in the development and implementation of the investment compliance risk framework Development and coordination of investment guidelines, client mandates and restrictions Review and update compliance and risk policies and procedures; for example, in relation to AML, AFSL and derivatives risk management obligations Manage regulatory relationships Read more […]
Compliance Analyst – Insurance recruitment
Company Profile:This is an opportunity to join a leading multi-national organization which promotes career succession and provides first class training and development. This well respected institution fosters an environment where there are no limits to success for its employees.Role and Responsibilities:This role sits within the Insurance Risk Compliance team and will see you responsible for the Compliance Framework and all Compliance advice to the business. Key responsibilities include;* Creation, improvement, implementation and maintenance of the compliance framework* Advising the business on Read more […]
Compliance Analyst – Singapore recruitment
The primary responsibilities include reviewing trades to ensure compliance with investment guidelines and performing regular reviews of portfolios to ensure compliance with client guidelines, internal policies and applicable regulations. This position is suitable for a candidate who is analytical and has an interest in working for an investment manager in a dynamic environment. Reporting to the Head of Compliance your duties will include;Review trades to ensure compliance with investment guidelines at time of trade.Create and maintain new security masters.Performance regular reviews of portfolios Read more […]
Compliance Analyst – AML – South East Asia Region recruitment
The main responsibilities include keeping abreast of regulatory developments in prevention of money laundering and terrorist financing activities to assess impact on the business; providing advice, interpretation recommendations, as well as implementation managing the governance of related policies practices.Requirements• A recognized tertiary education in either Business Management, Banking, Finance or Law• At least 5 years of related working experience in a Retail Banking environment, preferably in the areas of business compliance and regulatory audit relating to Personal Financial Read more […]
Compliance Analyst – AML – Singapore recruitment
The main responsibilities include keeping abreast of regulatory developments in prevention of money laundering and terrorist financing activities to assess impact on the business; providing advice, interpretation recommendations, as well as implementation managing the governance of related policies practices.Requirements• A recognized tertiary education in either Business Management, Banking, Finance or Law• At least 5 years of related working experience in a Retail Banking environment, preferably in the areas of business compliance and regulatory audit relating to Personal Financial Read more […]
Compliance Analyst -Insurance recruitment
This is an opportunity to join a leading multi-national organization which promotes career succession and provides first class training and development. This well respected institution fosters an environment where there are no limits to success for its employees.Role and Responsibilities:This role sits within the Insurance Risk Compliance team and will see you responsible for the Compliance Framework and all Compliance advice to the business. Key responsibilities include;* Creation, improvement, implementation and maintenance of the compliance framework* Advising the business on compliance matters Read more […]
Compliance Analyst – AML – Singapore, Asia Pacific recruitment
The main responsibilities include keeping abreast of regulatory developments in prevention of money laundering and terrorist financing activities to assess impact on the business; providing advice, interpretation recommendations, as well as implementation managing the governance of related policies practices.Requirements• A recognized tertiary education in either Business Management, Banking, Finance or Law• At least 5 years of related working experience in a Retail Banking environment, preferably in the areas of business compliance and regulatory audit relating to Personal Financial Read more […]
Compliance Analyst – London-Insurance-£40k recruitment
Compliance Analyst-London-Insurance-£40kThis client is a successful Lloyds insurer based in The City which operates in a thriving market where they have unrivalled knowledge. This is an excellent opportunity for the right candidate to grow their compliance knowledge and build a career in this sector.The role involves a selection of responsibilities including the following:The main aspect of this role will compliance monitoringAdvising different areas of the business as requiredUpdate business as reuired on regulatory affairs, eg FSA, Lloyds, money laundering, sanctions, fraud, bribery etcSupport Read more […]