Compliance Manager recruitment
The Company Reputable financial institutions with offices through out Asia. The Role You will be mainly responsible for: • performing compliance checking and review across the Bank Group and identify proper actions for improvement if necessary. • formulating compliance policies and monitoring programme on the Bank’s various products and services. • advising management on compliance issues and potential impact and provide compliance training to staff. Your Profile You will hold a university degree in any discipline, preferably major in Laws or Accounting. You will ideally have 3 – 5 years’ Read more […]
Compliance Manager recruitment
The incumbent will also be performing regular and comprehensive compliance and internal control risk assessment and testing according to the approved compliance internal control review plan. The incumbent will be required to report on a regular basis on compliance and internal control matters, identified breaches and corrective actions taken, as applicable.Responsible for the adequate identification and assessment of the compliance risk faced by the branch with respect to its domestic operations and thereby reduce the risk of regulatory sanctions, which could result in financial losses/ penal Read more […]
Compliance Manager recruitment
As a Compliance Manager you will be responsible for assisting the Head of Compliance in the anti money laundering and sanctions areas of the business. In this role you will also be providing advice to line managers on the impact compliance regulations have on their relevant businesses. This may include reviewing new products, advising on system enhancements, initiating changes to manuals as well as providing input to audit and training programmes.To be successful in this role you must have significant local AML and KYC knowledge and ideally have had exposure to custody or sub custody businesses Read more […]
Compliance Manager recruitment
This is a sole contributor role working across a range of business lines and supporting the business in 12 jurisdictions. It is permanently based in Singapore but will involve dealing with business heads in these different areas.Responsibilities of the role will include:Working with other members of the group and the lines of business to proactively identify, measure, and monitor compliance risk, both existing and emerging. Documentation and maintenance of compliance programs. Developing an inventory of the key legal and regulatory requirements across the Asia-Pacific as they relate Read more […]
Compliance Manager recruitment
The Corporate Banking arm of a globally renowned financial institution is looking for a Compliance Manager for Their Fixed Income and Credit Trading Sales Advisory Team. This position provides exposure within an integral part of the business. In joining the Advisory Compliance team, your main focus is to mitigate regulatory risks and drive the compliance culture through the key business areas.Your responsibilities will be:• Ensuring all activities in the business areas meet regulatory requirements and that the firms’ responsibilities are correctly discharged.• Providing advice, guidance, Read more […]
Compliance Manager recruitment
State Street Corporation (NYSE: STT) is the world’s leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $21.510 trillion in assets under custody and administration and $1.877 trillion in assets under management at September 30, 2011, State Street operates in 26 countries and more than 100 geographic markets and employs 29,685 worldwide. For more information, visit State Street’s web site at www.statestreet.com Promoting a culture of excellence With more than 29,000 employees across 26 Read more […]
Compliance Manager recruitment
Responsibilities• Manage the compliance function for the Company as they relate to complex regulatory requirements.• Carry out analysis, due diligence and investigation work around identifying potential regulatory malfunctions, identify any compliance issues, and if necessary, produce plans to address at all levels of the business.• Work with other members of the Compliance team, business operations and other stakeholders to find solutions around any issues arising.• Analyze and identify existing and proposed legislation, regulatory announcements, and industry practices, and Read more […]
Compliance Manager recruitment
Founded in 1993, Highland Capital Management, L.P. (“Highland”) headquartered in Dallas, Texas with additional offices in New York and London, is an institutional asset manager specializing in alternative investment strategies. Highland has diversified beyond its historical focus in senior secured bank loans to other core areas including Hedge Funds, 40 Act Funds, Real Estate and Private Equity. Today, Highland manages approximately $23 billion in capital in senior secured loans, high yield bonds, structured products, mezzanine debt and equities. Highland’s global institutional investor Read more […]
Compliance Manager recruitment
The purpose of the compliance manager role is to plan, organize and conduct the company’s compliance review; assist the head of compliance in monitoring, testing and verifying the effectiveness of procedures and measuring compliance risk. You will have to provide expertise advice, coach team members and uplift the team capabilities as a team leader; communicate effectively with internal audit and other risk management functions to take a collaborative approach to compliance risk management.The ideal candidate should have a bachelor degree or above, strong leadership skills, strong coordination Read more […]
Compliance Manager recruitment
A well regarded financial services organization has an opening for a compliance manager to join its Hong Kong business.In the role you will provide general compliance support and in particular will advise on AML matters. You will also supervise two other members of the compliance team.To be a successful candidate, you will need 1 to 4 years of compliance experience with a focus on AML gained from a well regarded institution. You will also have a strong personality and the desire to lead a team.Excellent communication skills are highly important as this role will liaise with clients and internal Read more […]