Compliance Manager – Regulatory Developments recruitment
Global Investment Manager is looking for a Compliance Manager for their Regulatory Developments area.Overview of role:Keeping track of developments in regulatory requirements, industry codes of practice and internal policies.Reviewing, assessing and advising on publications from FSA and central bank of Ireland and relevant EU bodies. Reviewing material produced by trade bodies and keeping abreast of current industry thinking.Assisting with updating relevant manuals and procedures in response to changes in regulation or industry developments.Providing training on changes to relevant policy or procedures Read more […]
COMPLIANCE MANAGER / ASST MANAGER (contract) recruitment
Our client is a global investment management company with an unparalleled reputation across the Asia Pacific region. It provides companies, institutional investors and high-net-worth clients with asset management services worldwide. With the continued growth of the organization, the need has arisen to recruit a high caliber professional to join their Compliance team in Hong Kong.As the compliance monitoring specialist, and design assurance programmes to ensure compliance with regulations and internal policies. Assist in planning and conducting compliance assurance reviews. Assist in preparing review Read more […]
Compliance Manager – FATCA recruitment
Aspart of the Compliance function you will be responsible for the implementation of the FATCA (Foreign Account Tax Compliant Act). You will be responsible for reviewing FATCA to ensure succesful implentation of regulatory requirements and training compliance and other staff members on FATCA. As FATCA Manager you will have an understanding of US Nationals, foreign financial institutions and cross border taxation. Account documentation and information reporting will be a regular responisbility.Applicants will have a qualification in taxation, finance, regulation or business law. An understanding Read more […]
Compliance Manager, Trade Finance Business recruitment
Attractive SalaryStable and Growing Business About our ClientOur client has a history of stability and steady growth in the region and an excellent opportunity has arisen a Banking Compliance professional to join their Regional Compliance team based in Hong Kong. Job DescriptionManaging the Trade Finance Business Compliance, You will be responsible for: Formulating and reviewing compliance policies and conducting compliance checking Monitoring the Group’s operational procedures and activities to ensure adherence with regulatory requirements Advising management and the business on compliance issues Read more […]
Compliance Manager – Risk recruitment
One of the leading Asset Management companies is currently recruiting for a risk based compliance Monitoring Manager. The successful candidate should have strong compliance experience within the Asset Management arena including responsibility for conducting periodic, risk based compliance monitoring.The individual will be responsible for the planning and completion of the in-depth monitoring part of the overall compliance plan including agreeing written reports, carrying out fieldwork and preparing and agreeing terms of reference with the business.The candidate should have a university degree or Read more […]
Compliance Manager – Swindon recruitment
My client is a large financial services organisation. They are looking for a strong Compliance professional with staff management experience to manage a team of 5 in Swindon and have dotted line responsibility for a team of 6 in India. You will be charged with managing and expanding the Swindon team both in duties and geographical location. You will also be taking a lead on a new onboarding system implementation project. The role is varied and involves various aspects of compliance and hands on management.The role will involve the following responsibilities:Establish and manage the UK Compliance Read more […]
Compliance Manager, Asset Management ($35-55K) recruitment
The Company Our client is a leading asset management firm with an international focus. Due to an expansion in the team they are currently seeking a professional and experienced compliance candidate to join their compliance team. The Role • Prepare and update compliance policies and procedures; • Handle and advise on all regulatory related matters; • Perform compliance surveillance and monitoring; • Review all sales and marketing materials; • Promote compliance awareness and provide compliance training to staff; • Handle SFC enquiry and conduct related investigations; and • Assist Read more […]
Compliance Manager, Treasury Services recruitment
Hong Kong• Top-Tier Investment Bank• Excellent career progressionReporting to the Head of HK Compliance, you will be fully responsible for:Evaluating compliance with relevant regulations and assessing the impact of regulatory changes and working with business to build control mechanisms to protect the reputation of the businessProviding compliance and regulatory advisory on an ongoing basis for the business and associated functionsReviewing new business initiatives, operational procedures and major operational and systems changes from a regulatory perspectiveManaging relationships with key Read more […]
Compliance Manager – Taxation recruitment
A leading bank in the UAE is looking for a Tax Compliance Manager to join their growing team. You will be required to manage, update and improve all tax administrative systems and processes as well as promoting validity, accuracy and completeness of tax accounting. Perform tax risk management activities and ensure tax compliance as well as carrying out necessary tax training, preparing tax manuals, updating tax policy document and implementing across the business.Applicants will have excellent experience tax in the areas of compliance. The successful candidate will need to have strong communication Read more […]
Compliance Manager – Asset Manager recruitment
The ideal candidate will have strong experience within the institutional asset management industry and an excellent understanding of the UK regulatory framework and FSA handbook.Responsibilities:Assisting the Head of Compliance in tracking regulatory developments (primarily FSA) and incorporating said developments into the UK business activities and documentation.Reviewing and updating existing compliance documentation and policies, for example, Compliance Manual, Money Laundering Guidelines and other standard policy documents.Reviewing financial promotion materials, reviewing and drafting new Read more […]