Compliance Manager – FS recruitment
Compliance Manager required for leading Financial Services Firm ndash; Dublin Based ndash; Competitive salary. The ideal candidate will have a minimum of 6 years experience at a senior level within a busy Compliance, Risk, Regulatory or Internal Audit Team. Previous Financial Service experience is essential. Day to day responsibilities include – 1. Regulatory ContactDealing with various regulatory bodies including the Central Bank of Ireland, and Office of the Data Protection Commissioner.Maintaining records of contact and ensuring that information owed to regulators is supplied.Managing regulatory Read more […]
Compliance Manager – Global Markets recruitment
The compliance function is critical to HSBC’s ongoing compliance with industry regulations and therefore it’s reputation in the Australian financial services industry.A rare opportunity has become available for an experienced Compliance Manager to support our Global Markets business. This position will have a particular focus on the Global Markets and Global Investments departments of HSBC Australia. This opportunity has the flexibility to be a full time (5 days per week) position, or a part time (3 days per week) position. The role of Compliance Manager, Global Markets will be to oversee, Read more […]
Compliance Manager
Compliance ManagerWe’re looking for a range of professionals to join our team, please apply and we’ll be in touch to discuss which role is most relevant to your skill set. We have opportunities in this role in London or Coventry. With your help, we’ll go from strength to strengthWhen you join Barclays as a Compliance Manager, your skills and experience will help us meet our goal of having the best compliance function in the retail banking industry. You’ll be part of a rapidly expanding team that drives the compliance programme across our entire UK Retail Business. Staying focused on process improvement, Read more […]
Compliance Manager
An excellent opportunity has arisen to join a leading European Hedge Fund, in capacity as Compliance Manager. The role, based in London, will offer candidates excellent exposure to font line compliance and regulation along with the level of responsibility required to act as an official Deputy to the Head of Compliance.This investment office is London based and possesses one of the best reputations in the industry for continuously providing its investors with exceptional returns, offering expert services to private, institutional and corporate investors across a unique blend of asset classes. They Read more […]
Compliance Manager, Brokerage Firm, $65-75k/mth recruitment
The Company Our client is a growing brokerage firm with securities ranging from retail to institutional clients. They are now seeking a Compliance Manager to join their team in Hong Kong. The Role Reporting to the Head of Compliance, you will be responsible for the following duties with a management of a team of 2: • Conduct and assess the investment compliance of asset management and securities products • Provide quality reporting on compliance matters to the Senior Management • Prepare and review marketing materials; • Liaise with regulators on the latest compliance/regulation requirement Read more […]
Surveillance Manager/ Compliance Manager / Surveillance Analyst (Equity / Equities /Derivatives) recruitment
Title: Surveillance Manager/ Compliance Manager / Surveillance Analyst (Equity / Equities /Derivatives) Location: London Key Skills: Surveillance Manager/ Compliance Manager / Surveillance Analyst (Equity / Equities /Derivatives) Company An opportunity has arisen for a Surveillance Manager/ Compliance Manager / Surveillance Analyst (Equity / Equities /Derivatives) to work for a leading Financial Institution based in London. Role Surveillance Manager/ Compliance Manager / Surveillance Analyst (Equity / Equities /Derivatives) reports into the UK Regulation team but with Read more […]
Compliance Manager – AVP/VP recruitment
About the roleLeading a team, you will be task to develop and coordinate compliance processes and procedures within the Enterprise Banking division. This includes providing guidance to various stakeholders on the requirements in their customer and business transactions. You will spearhead training programs, audit and review current practices and procedures. You will also be the key person liaising with internal, external audit and compliance related reporting. Requirements• Degree holder.• At least 7 years of solid experience in compliance and control environment. • Must have excellent Read more […]
Compliance Manager, VP (H/F) LMIM501782 recruitment
As a Compliance Manager VP, your main responsibilities will be: – Act as liaison with regulatory agencies, internal and external advisors for Compliance matters. – Closely cooperate with other control groups (e.g. Risk, Legal and Audit) – Provide advice to business functions concerning all Compliance management related issues. – Assume responsibility for day-to-day Compliance management, monitoring and reporting in close cooperation with other Compliance management and relevant control functions within the bank. – Manage local Compliance Management team – Prepare and participate in Senior Management Read more […]
Compliance Manager – Special Servicing (CMBS) recruitment
The Role: You will support the organisation in ensuring relevant and comprehensive policies and procedures are in place to manage all aspects of risk and compliance within the servicing business and undertake sufficient and representative testing to evidence that these are being applied appropriately. In addition you will ensure compliance is part of the culture and maintain the department as a centre of excellence within the business.This role will assist the Special Servicing Department with client operational activity and risk management.Main responsibilities include: Manage all aspects of Legal Read more […]
Compliance Manager
Job Title: Compliance Manager Our client, a global financial services leader seeks to recruit for the position of Compliance Manager for its Dublin business. Reporting to the CFO this outstanding opportunity offers the successful candidate significant responsibilities for compliance regulation within the Dublin business. As a member of the management team you will be involved autonomously in the development and delivery of the annual compliance plan, AML monitoring programme and act as the key point for the Financial Regulator. Suitably qualified applicants will hold a strong Read more […]