Compliance Division, Control Room Associate/VP recruitment
Job Summary Responsibilities BUSINESS UNIT AND ROLE OVERVIEWThe Control Room is primarily responsible for preserving the integrity of the firm’s information barriers and compliance with certain key regulatory mandates. Team members are exposed to a dynamic environment that requires interactions with all firm businesses. The candidate will work closely with the London team in assisting with day to day Control Room flows (e.g., managing the Grey List and Restricted Trading List, dealing with wall crosses and reviewing and clearing Global Investment Research publications), chaperoning communications Read more […]
January 6, 2009
• Tags: Compliance, Compliance Division, Control Room Associate, Legal careers in the UK, VP recruitment • Posted in: Financial • Comments Off on Compliance Division, Control Room Associate/VP recruitment