Compliance Division, Regulatory Affairs, VP, Hong Kong recruitment
Recruiting a VP to become an integral member of the Regulatory Inquiries, Audit Reporting team. This position focuses on regulatory inquiries, inspections and exams. Another core pillar of this role is advisory in regulatory reporting and position monitoring to Regulatory Operations and advisory to Business on AEJ disclosure regime relating to beneficial ownership and takeover rules.Ancillary to this role are regulatory affairs functions such as maintaining regulatory relationships and interactions in AEJ, coordinating regulatory consultation comments, track regulatory policy changes and drafting, Read more […]
Compliance Division, Goldman Sachs Asset Management (GSAM) Compliance, Analyst / Associate – Singapore recruitment
Goldman Sachs Global Compliance is dedicated to protecting the reputation of the firm, managing risk and helping to advance the business of the firm. The major functions performed by Global Compliance include providing advice to the business, testing, monitoring, regulatory reporting, training, surveillance, managing regulatory audits and inquiries, and developing and implementing policies and procedures. From global financial centers to important developing markets, Global Compliance professionals interpret and ensure compliance with regulatory requirements and determine how the firm can appropriately Read more […]
Compliance Division, Global Investment Research (GIR) Compliance, Associate/Vice President – Beijing recruitment
Goldman Sachs Global Compliance is dedicated to protecting the reputation of the firm, managing risk and helping to advance the business of the firm. Working closely with each business, Global Compliance professionals help to shape the direction of one of the most respected firms in the world. The major functions performed by Global Compliance include providing advice to the business, testing, monitoring, regulatory reporting, training, surveillance, managing regulatory audits and inquiries, and developing and implementing policies and procedures. From global financial centers to important developing Read more […]
Compliance Division, Asia Pacific Compliance Testing Group, Associate / Vice President – Hong Kong recruitment
Founded in 1869, the firm is headquartered in New York and maintains offices in London, Frankfurt, Tokyo, Hong Kong and other major financial centres around the world.We are committed to growing our distinctive Culture and holding to our core values which always place our client’s interests first. These values are reflected in our Business Principles, which emphasize integrity, commitment to excellence, innovation and teamwork.Goldman Sachs Global Compliance is dedicated to protecting the reputation of the firm, managing risk and helping to advance the business of the firm. Working closely with Read more […]
Compliance Division, Securities Division Compliance, Associate / Vice President recruitment
Securities Division ComplianceThe role of Securities Division Compliance is to articulate and maintain the standards of conduct required of the Firm’s businesses as well as the laws, regulations and policies governing these businesses in order to assist the Firm in avoiding economic, regulatory and legal liability and risk to reputationThis role in Securities Division Compliance will provide coverage support to the Securities Division’s functional (including sales and trading) and FICC product (Commodities, FX, Fixed Income Securities, OTC derivatives) areas. The role also works closely with Read more […]
Compliance Division, Compliance Testing Group Manager, Executive Director – Hong Kong recruitment
Founded in 1869, the firm is headquartered in New York and maintains offices in London, Frankfurt, Tokyo, Hong Kong and other major financial centres around the world.We are committed to growing our distinctive Culture and holding to our core values which always place our client’s interests first. These values are reflected in our Business Principles, which emphasize integrity, commitment to excellence, innovation and teamwork.Goldman Sachs Global Compliance is dedicated to protecting the reputation of the firm, managing risk and helping to advance the business of the firm. Working closely with Read more […]
Compliance Division, Control Room Associate/VP recruitment
Job Summary Responsibilities BUSINESS UNIT AND ROLE OVERVIEWThe Control Room is primarily responsible for preserving the integrity of the firm’s information barriers and compliance with certain key regulatory mandates. Team members are exposed to a dynamic environment that requires interactions with all firm businesses. The candidate will work closely with the London team in assisting with day to day Control Room flows (e.g., managing the Grey List and Restricted Trading List, dealing with wall crosses and reviewing and clearing Global Investment Research publications), chaperoning communications Read more […]