AML REGIONAL TESTING HEAD recruitment
An integral member of the Regional Compliance Testing function responsible for the management and maintenance of the risk focused Testing, performed at the country/Regional level, with a specialization in AML. Establish effective and optimal Test Plans for AML ensuring that the AML Test Plans in each country are risk based, covering key risk areas and trends. Work closely with the Regional Testing Heads and the Country Testing teams to monitor AML Test Plans progress, test results and observations, adequacy of controls. Manage interactions with Regional AML Compliance, proactively identify emerging Read more […]
Principal/Vice President, Consultant recruitment
POSITION IS LOCATED IN SINGAPOREWorking closely with our Managing Directors, consultants craft consulting reports and presentations for client’s senior management and market research professionals. In reports and meetings consultants create value through their understanding of the client’s needs and ability to convey the changing landscape of the marketplace through the eyes of the client’s customer. Consultants generate revenue through cultivating existing relationships and developing new relationships. In addition, consultants manage day to day client related activities working Read more […]
MARKETING & COMMUNICATIONS, ASSOCIATE DIRECTOR / SENIOR MANAGER recruitment
Our client is a leading asset management house with an unparalleled reputation across the Asia Pacific region. With the continued growth of the organization, the need has arisen to recruit high calibers to join them.Provide strong strategic input and drive execution of different marketing initiatives to develop the retail direct channel, formulate marketing strategy to promote retail direct business targeting mass affluent and high-net-worth customer segments. These will be supported by main deliverables including but not limited to high quality product and service promotion campaigns, asset gathering Read more […]
MANAGING DIRECTOR, CORPORATE DEVELOPMENT recruitment
They are seeking to appoint a Managing Director, Corporate Development to work closely with top management and investment commitment to build an integrated investment platform fully utilizing its existing resources on a global basis. Responsibilities • Report to head office and investment committee on the strategic development of the group• Source and execute direct investment opportunities on a global basis.• Responsible for whole investment process from deal origination, valuation, appraisal, due diligence and execution etc.• Assist in financing initiatives for group companies whereas Read more […]
BUSINESS RISK ANALYST recruitment
Our client is a major global private bank with an extensive international presence. To cope with their business expansion, they are seeking an outstanding professional to join them.As part of the Business Risk Management function, focus on the controls monitoring process including execution of periodic management controls relevant to the front office. Monitoring, execution and follow-up of periodic management controls relevant to the front office. Participate in discussions to improve the front office control framework. Assist in coordinating the front office part of internal and external audits Read more […]
WHOLESALE BANKING CLIENT ONBOARDING – VP / ASSOCIATE recruitment
The role will act between the on-boarding team and compliance to supervise quality management developments within the Wholesale Banking business. Work in close partnership with the client sales teams, on-boarding, Compliance, Internal Audit, the respective regulators, operations and very senior management to ensure accurate and complete data quality, process/procedural improvements, compliance adherence and end-to-end improvements within the regional regulatory requirements. Undertake evaluation of the end-to-end processes, to assist in setting strategies and practices to develop a zero defect Read more […]
MARKETING & COMMUNICATIONS, SENIOR MANAGER recruitment
Our client is a leading asset management house with an unparalleled reputation across the Asia Pacific region. With the continued growth of the organization, the need has arisen to recruit high calibers to join them.Provide strong strategic input and drive execution of different marketing initiatives to develop the retail direct channel, formulate marketing strategy to promote retail direct business targeting mass affluent and high-net-worth customer segments. These will be supported by main deliverables including but not limited to high quality product and service promotion campaigns, asset gathering Read more […]
Investment Representative recruitment
Company DescriptionA Global Securities FirmResponsibilitiesAdvise clients on investment issues and execute client’s orderGenerate new clientsExpand the base of investment productsRequirementsExtensive client baseHolder of SFC licenses RA1 (Dealing in Securities) RA2 (Dealing in Futures Contracts)Strong sales and customer orientation with good interpersonal and communicationGood PC skillsLanguagesFluent in English and CantoneseMandarin is a plusLocationHong KongPlease email your resume to resumes@capitalpeople.com.hk or fax it to (852) 2525 3868.All information received will be kept in strict Read more […]
Senior Compliance Manager recruitment
Reporting to the Managing Director, you will lead a small team to design, implement and enhance an effective Compliance framework for the relevant line of business to accommodate local regulatory requirements and mitigate compliance and operational risks. Your responsibilities are to provide comprehensive compliance advisory to the business, monitor activities in the local jurisdictions, engage with internal audits and external regulatory examination To qualify, individuals must possess: Bachelor degree in relevant disciplinesMinimum 5-7 years of Compliance in sizable bankUnderstanding Read more […]
SENIOR COMPLIANCE ANALYST recruitment
Our client is a major global financial services provider engaged in investment banking, private banking and investment management services with an extensive international presence. To cope with their business expansion, they are seeking a professional to join them.Support the operation of the HK Compliance Program and be responsible for performing and overseeing daily monitoring of all trade activity for specific equity, fixed income and high income funds and accounts to ensure that their investment policy limitations are followed. Communicate client, regulatory, prospectus, board and internal Read more […]