Investigations Manager recruitment
The role holder will be responsible for contributing to the most complex/sensitive investigations and for leading and completing slightly less complex investigations assigned to the division, providing an independent and objective service either as investigation lead or as part of a wider investigation team.This role does not include direct line management responsibility. However, the role holder will also potentially have to lead small cross business and functional teams on a project basis.Lead ad hoc unit projects as directed.Additionally the role holder will have joint responsibility for ensuring Read more […]
Governance Analyst recruitment
Position Description:Wellington Management is one of the world’s premier investment management organisations. We are a global, privately owned firm that is 100% focused on managing money for institutional investors and mutual fund sponsors. We are headquartered in Boston with ten affiliate offices in the United States and around the world. We have a diversified, balanced, and growing business. Our clients are based in over 40 countries – more than one third of them are domiciled outside the US – and in total they have entrusted us to manage in excess of US$700 billion of their assets. On their Read more […]
Senior Compliance Manager, Advisory Compliance recruitment
PURPOSE OF ROLETo act as a Compliance Advisory Partner to teams within the Capital Markets and Strategic Transactions business units. The role requires individuals to have a deep understanding of Capital Markets and Strategic Transactions activities, the regulatory requirements relating thereto, first-class relationship management skills and the ability to drive compliance culture within the business. CORE RESPONSIBILITIES* Establish strong relationships with the designated business area and drive forward compliance culture within the organisation, at all times ensuring the business owns Read more […]
Intellectual Property Knowledge Lawyer recruitment
The roleThe role will be very broad but will include the following: Business development – Providing knowledge support to business development initiatives for the company’s global outsourcing and technology as well as intellectual property practicesTraining – Preparing and delivering legal training to associates, partners and clientsPublications – Drafting high level material for external publications Knowledge sharing – Facilitating the sharing of knowledge by the practices on a global basis Strategy – Feeding into the global team’s know-how strategy and implementing such Read more […]
Deputy Head of Compliance– Executive Director recruitment
Our client is an investment banking group that is committed to providing world-class financial services for a sustainably better future for their customers and their shareholders. They offer a diverse range of products and have an excellent reputation on the market place.The city based London office has circa 350 staff and there are 1500 employees worldwide. An exciting opportunity has just arisen within their London compliance team and they are recruiting at senior level for a Deputy Head of Compliance – Executive Director to manage the London based compliance team and deputise for the Global Read more […]
Senior Compliance – Insurance Broking recruitment
This mid sized Insurance Broker are seeking an experienced Compliance Manager.Heading up a team of 5 this role will play a key role in the firm’s Compliance function. You will report in to the Head of Compliance and deputise as required in their absence. This role will involve liaising with other Global offices and play a key role in the facilitation of the annual compliance plan. This will involve providing guidance to the business in regards to regulatory requirements, ensuring the business is updated in terms of the regulatory environment and the creation and embedding of relevant policy. You Read more […]
Compliance Advisory – Asset Management recruitment
Compliance Advisory Officer required by a leading Asset Manager based in London.This role is to provide compliance advisory services within the Asset Management division of this global financial institution. You will work closely with business partners, Legal and Compliance colleagues in connection with client and prospective client due diligence, new offering compliance reviews, review and evaluation of new Instruments, preparation of client certifications, and the development of enhanced surveillance tools.Duties Include:Attend and participate in client and prospective client due diligence Read more […]
Solicitor recruitment
An excellent opportunity has arisen for a compliance solicitor to work for a leading investment management. You will be responsible for reporting to the Legal Marketing Manager and providing legal support to fund hosting services. Responsibilities include: Providing legal support to the Legal Marketing Manager Coordination of completing obligations for a large corporate project Drafting and reviewing amendments to investment fund documentation in relation to specific regulatory changes Drafting and reviewing documentation in support of new fund launches during this period of change, ensuring Read more […]
Sensitive Investigations – VP & AVP recruitment
A global banking group are currently looking for AVP’s and VP’s to join their Sensitive Investigations team, based in the City. Joining this niche team, this role will provide 1st hand exposure on some very high profile cases (£10m+) and build your experience and profile in a hands on role that will see you integrate to face off with some very senior stakeholders. Opportunities for career progression can see the successful candidate progress into a more senior position within this team, or move to new areas, which include Compliance, Legal, Risk and Audit. Salary ranges from £60,000 – £100,000 Read more […]
AML Policy SME recruitment
Our client, a leading Investment Bank, is looking for an experienced AML SME to consult on policy issues on a large scale change programme**Please only apply if you meet the below criteria**Essential:Strong FS background, preferably Investment Banking. Deep understanding of Legal and regulatory obligations under the Money Laundering Regulations, Proceeds of Crime Act, Serious Organised Crime Act, ABAC and the FSA rules.End-to-end Knowledge of the KYC/Client On-boarding processAML Policy writing experienceThe successful candidate will:Provide project management structures to manage issues arising Read more […]