AML (Anti Money Laundering) Programme Manager recruitment
Join Santander and you’ll become a vital part of a business built on the outstanding service provided to our customers, as well as the award-winning products we offer. We’re one of the fastest growing banks in the UK and that is down to our people. And we recognise that as we help you develop your career you’ll be doing the same for our business. We are currently looking to hire a AML (Anti Money Laundering) Programme Manager who will oversee and act as AML/Sanctions SME and primary point of contact for IT related initiatives and issues or other AML/STP projects, in line with Policy requirements Read more […]
Risk and Compliance Manager recruitment
An excellent opportunity has arisen within a well know brand for a risk / compliance professional who has experience in insurance, HSE , compliance and regulation. The role will be supporting the head of the team in developing awareness of relevant legal, compliance and regulatory issues across the business. You will be expected to support the Head of Legal and the Chief Executive in developing the team to be a valuable proactive and customer-orientated resource to support the needs of the business. We are looking for someone with minimum 2 years experience in advising on compliance and risk within Read more […]
Compliance Consultant (Retail Asset/Investment Management) recruitment
Our Regulatory Compliance Consulting business is dedicated to providing compliance advisory services to our diverse client base and as part of our growth plans we are looking to hire an experienced compliance professional with solid experience gained in the retail funds / retail investments space to join our teamKey Responsibilities: • Provide clients with responsive regulatory advice and solutions • Update clients on regulatory change and advise on how it impacts their business • Provide advice on and draft changes to manuals and other compliance documentation • Set up relevant compliance Read more […]
AVP – Compliance Assurance Officer recruitment
AVP – Compliance Risk Review – LondonMy client, a top-tier investment bank, is seeking an AVP to join their Compliance Risk Review team on a permanent basis. The successful candidate will be working with colleagues to conduct risk-based compliance testing across the bank. In addition, you will responsible for reporting and tracking the progress against existing action plans as well as performing desk, office and thematic reviews.Responsibilities:• Perform risk assessments to prioritise areas for review;• Identify the scope and testing approach for the reviews;• Validate compliance against Read more […]
Operational Compliance Officer recruitment
Operational Compliance Officer is responsible for a number of areas of regulatory compliance within the firm. These include:• Supporting the EMEA Compliance Department’s regulatory advisory function.• Assisting the Regulatory Counsel with the coordination of the development and maintenance of compliance policies and procedures for the EMEA region. • Supporting those functions within the firm who are tasked with the day-to-day operation of the firm’s systems and controls as they relate to Transaction Reporting, with escalation to the Regulatory Counsel.• Supporting those functions Read more […]
Compliance Officer – Derivatives recruitment
A highly regarded investment bank are seeking a compliance officer for their commodities and derivatives business, focusing heavily on front office sales and trading. They are a top performing bank within these markets with an experienced compliance team.Typical duties will include Anticipating, assessing and responding to policy and legislative developments within EU US derivative markets by ensuring the firm meets its regulatory requirements Advising the front office on regulatory directives and exchange requirements and responding to ad-hoc queries and issues. Monitoring and surveillance Read more […]
Paralegal – EMEA Consumer Investments recruitment
Job Purpose: This position offers a legal professional the opportunity to work on a range of capital markets products and other investment products, including, but not limited to, structured fixed income and equity linked products (both private placement and public offers) for retail distribution throughout EMEA. The role is that of reviewer and approver of capital markets products supporting the EMEA Capital Markets Desks of Citi’s Consumer Banking businesses. These Capital Markets Desks, based in London, provide support for products being sold into all regions of EMEA. Review and approval are Read more […]
Legal & Compliance – TSS Compliance Manager VP/ED London/Edinburgh/Bournemouth recruitment
JOB DESCRIPTION:TSS Compliance Manager – VP/ED, London/Edinburgh/bournemouthAbout J.P. Morgan Chase Co.J.P. Morgan is a leading global financial services firm with assets of $2.1 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management and private equity. Information about J.P. Morgan is available at www.jpmorganchase.com.About J.P.Morgan Treasury Securities Services (TSS)TSS generates more than $8 billion in revenue annually and is Read more […]
KYC/ AML Analyst recruitment
The analyst will need to perform a review of all existing accounts based upon there risk factor. AMl documentation gathering will be required from various sources . Accounts to be refreshed will fall into several categories i.e. Hedge Funds, Trusts, Private Clients as well as regulated and listed companies across all countries. There is a great deal of manual intervention and this candidate will need to be articulate. EMEA Fulfilment – Implementation Documentation is responsible for on boarding of new clients to ensure that Bank of America meets both the regulatory and internal AML/KYC requirements. Read more […]
Compliance Advisor Needed!! recruitment
Key Responsibilities:• The position would provide Compliance advice to other departments on a wide range of Compliance activities and the FSA and internal rules and regulations. • The position would ensure that the appropriate changes to policies, procedures and systems including regulatory permissions. • The Compliance group initiate and manage a wide range of Projects. • To ensure that these projects are undertaken with appropriate due care and attention this position would undertake a Project Manager role on behalf of the Compliance group. • The positions would also Read more […]