Compliance : Business Management Associate recruitment
Job Purpose: To support the EMEA Legal and Compliance COO, with the governance, internal communications processes, financial management, MIS and Reporting and general provision of business support services to EMEA Legal and Compliance Department Coordinating all aspects of business administrationTracking and monitoring of Departmental budgets, ensuring adherence to plans and that any variances are appropriately escalated and authorised Co-ordination with HR and L+C New York, to ensure proper authorization of new and replacement hires and contract workersPrimary interface /liaison with Corporate Read more […]
AML – Fraud/Sanctions – Deputy MLRO recruitment
Main purpose of the roleTo assist the MLRO in respect of the anti-money laundering (AML) function in relation. To act as the Deputy MLRO in the absence of the MLRO. By definition the AML Function is responsible for dealing with all aspects concerning financial crime including money-laundering terrorist finance prevention, sanction, corruption and fraud issues.ResponsibilitiesAssist the MLRO and act as deputy on day-to-day and ad-hoc projects/reviews/tasks within the MLRO function, including:Contribution to the Commerzbank Risk Analysis;Liaising directly with the Client Verification Team Read more […]
UK Compliance Director recruitment
Overview:Reporting to the CEO, the successful candidate will join a leading provider of integrated real estate services and will be responsible for ensuring that the organisation conducts business in compliance with ethical business practices, company policies and legal requirements; especially with regards to Preventing Money Laundering and Terrorism financing, Anti-bribery and Corruption, Conflicts of Interest and Professional Ethics.Key Responsibilities:• Co-ordinate regulatory examinations (RICS, FSA) and any other investigations prompted byrequests from clients or their counsel.• Prepare Read more […]
Financial Crime Surveillance Analyst recruitment
Leading International Bank is now seeking a Financial Crime Surveillance Analyst to join their Financial Crime team. The desired individual will be responsible for: Desk-based monitoring of Cash Equities proprietary, customer activity/transactions. Identification and investigation of suspicious activity and escalation where appropriate. Financial Service background with extensive AML/Financial crime experience and a wealth of AML surveillance experience is highly desirable. Please only apply if you meet the desired criteria.
Paralegal & Corporate Governance Specialist recruitment
A new opportunity is available within GE Capital UK for an experienced Paralegal with a strong background in global Corporate Governance. The ideal candidate will have worked in-house for a large international organisation will be used to managing legal entities across many businesses. The role will be supporting a team of Lawyers so therefore your Paralegal responsibilities will be key to this role also.Business Working Capital Solutions (WCS) leverages the financial solutions and industry expertise of GE Capital to offer Accounts Receivable management on a global basis to GE and its affiliates. Read more […]
AML Analyst recruitment
Job Duties: 1) Responsible for file review and answering AML Queries 2) Review output from sanctions screening 3) Provide AML and Sanctions policies and procedures to Business and Operations departments. 4) Conduct due diligence on high risk clients and discuss issues with senior members of the team. 5) Knowledge of different entity types, client types (financial institutions, corporate trust individuals, PEPs) 6) Work with global colleagues to improve processes and ensure, where possible, procedures and processes are consistent. Requirements: 1) At least 2 years AML experience Read more […]
Compliance Consultant – Dodd Frank recruitment
A top tier investment bank has approached Advantage Professional to provide them with a Compliance Consultant to take ownership of their Dodd Frank/US Volcker implementation from London.You will provide advisory regulatory expertise on the implementation of US Volcker and Dodd Frank rules to the EMEA entities and registered Swap Dealers. Providing advisory support to front office and other shared services and implementing a framework to ensure ongoing Compliance with the requirements. The role may include other aspects of Compliance work providing product and other general advisory coverage within Read more […]
Junior Compliance Officer recruitment
Reporting to:Head of CompliancePrincipal duties:• To provide compliance support and advice to the firm;• To assist in developing policies and procedures to facilitate compliance with laws, regulations and industry best practice;• To manage the Compliance Monitoring Programme which includes: PA Dealing Analysis, liaising with other departments to ensure completion of tasks, BIC review, Analysis of expenses, market abuse review and submission of STRs, review of the billing system, trade monitoring;• To ensure that staff are properly registered including submitting FSA applications via Read more […]
Operational Compliance Adviser recruitment
Leading financial services organisation is looking for a Compliance Adviser for their Operational Compliance team.The operational compliance team is responsible for advising the business on the Company’s compliance policies and procedures with particular focus on the client operations and corporate and client accounting departments.Duties include:Establishing and maintaining an effective and appropriate method of reviewing financial promotions and client communications.Working with the training department to provide compliance training to the business.Supporting the complaints manager where necessary.You Read more […]
Fixed income advisory officer recruitment
A fantastic opportunity has arisen for a fixed income advisory officer to work for a top tier investment bank. You will be responsible for supporting the business by providing regulatory advice and supporting the implementation of various components of the US Volcker and Dodd Frank rules. Responsibilities include: Supporting the implementation of various components of the Volcker and Dodd Frank Rules Driving forward a deeper understanding of the regulatory requirements within the Fixed Income businesses Skills and Experience: Knowledge of Volcker / Dodd Frank swap dealer requirements within a Read more […]