In-House Lawyer (Asset Management) recruitment
Provide general support to the EMEA legal team on all matters arising in an in-house legal department of a fund management company.• Launching and closing sub-funds• Prospectus Updates, interacting with the business in deciding on the matter to be updated , liaising with external counsel, local regulators and with the Hong Kong Legal team• Assisting the funds team in its fund registrations work(most of the work is outsourced)• Negotiating and maintaining service provider agreements• KIID• Assisting the Management Company in its compliance with UCITS III• Familiarity with Fund Read more […]
Compliance Officer – Fixed Income, Currency and Commodities recruitment
FIXED INCOME, CURRENCIES COMMODITIES GROUPThe Fixed Income, Currencies and Commodities Group (FICC) is involved in a broad range of financial markets trading activities. Its services range from 24-hour trading in most currencies and commodities to acquiring assets, (either companies, physical trading assets or derivative portfolios). In the EMEA region, FICC’s major business activities are: Commodities (base and precious metals, oil, gas, power, coal, agricultural commodities, freight and environmental products), Futures (listed derivatives) execution and clearing, emerging markets (Bonds, Repos, Read more […]
Compliance Officer – Insurance recruitment
Working as a Compliance Specialist, your role will be to provide day to day compliance support to the business and to assist the Compliance Manager in ensuring the business complies with all regulatory requirements. The Company is a renowned Insurance and Reinsurance specialist with both General Insurance and Lloyd’s market products, giving and excellent opportunity to broaden your experience. You will be responsible for: Supporting the Compliance Manager is assessing and implementing regulatory requirements.Ensuring systems and controls are in place to remain compliant with regulators.Actively Read more […]
Business Continuity Consultant recruitment
The Business Continuity Consultant will need to assist the Business Continuity Management (BCM) Team with a number of activities, including:Developing and documenting our BCM capability to auditable standards, and in alignment with, the COSO risk management framework and recognised BCM standards. Developing and implementing our business continuity, physical security and health safety (Corporate Security) critical suppliers due diligence processesWorking with business areas to improve and update BIAs and BCPsSupporting BCM exercises where requiredThe successful candidate must have:Experience Read more […]
Compliance Advisory – Alternatives recruitment
Key responsibilities/ elements of role will depend on the individual, and the role is highly flexible, but it may include:Working in partnership with the various business areas to provide timely and proactive regulatory advice on day to day issues.Working on business lead and/or compliance focused projects, including for example business initiatives, compliance monitoring projects and new regulation. This can include working as part of a larger working party or a small focus group to achieve a project goal.Assisting with new product initiatives and taking responsibility for providing regulatory Read more […]
Compliance Monitoring Manager – Insurance recruitment
This top Global Insurance Broker are seeking a Compliance Monitoring Manager to join their expanding Monitoring department.This role will sit within a high profile team who report directly to committee level. Working closely with other Governance functions you will be involved in delivering the planning and delivering the Compliance Monitoring plan. You will undertake various company reviews of a standard and complex nature and provide a review and recommendations to the business on any weakness identified.The right person for this role will have previous monitoring experience gained within a regulated Read more […]
Compliance Advisory – International Retail & Fundamental Equity recruitment
The position is a senior hire within the Compliance Advisory function servicing the International Retail Business and Fundamental Equity investment business, with specific responsibilities in respect of UK-domiciled fund ranges and the EMEA Marketing function. The International Retail Business works in partnership with distributor clients across EMEA, APR, Australia, Latin America and Japan. These include retail and private banks, insurance companies and financial advisor networks. It is envisaged that the position holder will have up to 5 direct reports and be responsible for providing management Read more […]
Funds Compliance – Trading Floor based recruitment
A trading floor advisory role is not for the faint hearted and requires a demanding mix of technical knowledge and soft skills that range from flexibility and a good commercial feel to the ability to assert yourself and construct convincing, compelling arguments when required. The bank runs a high number of individual funds with ETF expanding so you wil have plenty to get your teeth into, hence multi-tasking and the ability to correctly prioritise workload and issues will be key. In terms of jurisdictions, UK will be the key one but any experience in dealing with Ireland or Luxembourg would Read more […]
Compliance Advisory Lawyer recruitment
An excellent opportunity has arisen for a Compliance Advisory Lawyer to work for a leading bank. You will be responsible for providing legal support and, as a subject matter expert, you will be a point of reference on technical issues ensuring that key legal and business risks are managed to resolution. Responsibilities include: Effective consultation on policy and processes from a legal perspective. Providing expertise to articulate clear and accurate requirements from a legal and compliance perspective into process/ procedures/ system changes. Providing expertise to articulate clear and accurate Read more […]
TSS Compliance Manager — VP (Based in Edinburgh) recruitment
BUSINESS DESCRIPTIONThe office of the GeneralCounsel (“OGC”) at J.P. Morgan (“JPM”) includes Legal and Compliance professionals who support the firm’s various lines of business. Treasury Security Services (“TSS”) Compliance supports the Treasury Securities Services business globally. TSS is a dynamic operating business that processes payments and securities and helps institutional investors to leverage their assets.ROLE DESCRIPTIONThe TSS Compliance team forms part of the EMEA Compliance Department and the Global TSS Compliance Team and is responsible for providing Compliance support and advice Read more […]