Compliance Technology Analyst recruitment

The role is to document all systems used by Nomura in EMEA to trade, book, settle, pay, manage positions and maintain static data , demonstrate their interoperability and evaluate their appropriateness for Compliance use. In addition to documenting the system ‘universe’, it will be necessary to:• identify all products traded by Nomura;• link products to the appropriate system(s); and• develop a process to ensure that all new or changed systems/products are notified to Compliance via the NEPAL and BENGAL systemsThe candidate will require excellent interpersonal, investigative, technical Read more […]

February 12, 2012 • Tags: , , • Posted in: Financial • Comments Off on Compliance Technology Analyst recruitment

Client Due Diligence Analyst recruitment

To help promote, lead and manage, throughout the Business, the culture and practice of FCR risk management within the letter and spirit of the law and UK regulations and in accordance with Group standards. To help promote, lead and manage, throughout the Business, the culture and practice of FCR risk management within the letter and spirit of the law and UK regulations and in accordance with Group standardsKey responsibilities:• Review and Approve CDD documentation for high risk clients• Respond to all queries with regards to CDD from the business• Carry out monthly quality assurance Read more […]

February 12, 2012 • Tags: , , • Posted in: Financial • Comments Off on Client Due Diligence Analyst recruitment

Associate Director – Compliance Manager recruitment

Associate Director – Compliance Manager – Group Regulatory Compliance – LondonMy client, a global banking group, is seeking a Regulatory Compliance Manager to join their team in London on a permanent basis. The successful candidate will be working with colleagues within the group centre to deliver compliance risk management processes to mitigate any regulatory financial risk. This is a very high profile role that will be dealing with very s enior stakeholders within the business and as such will be a very visible position. You will need the gravitas and communication skills to challenge and have Read more […]

February 11, 2012 • Tags: , , , • Posted in: Financial • Comments Off on Associate Director – Compliance Manager recruitment

Compliance Privacy Director recruitment

ResponsibilitiesTo provide oversight to the group in all international privacy laws and their impact on the business globally.To create and implement the privacy framework and incident management framework across the group.Become the escalation point for breaches of privacy and will provide advice to the business as to when the effected parties and regulators will need to be notified.To create the reporting line for incidents and breaches of privacy to ensure that all issues are dealt with and weaknesses are rectified.Continually developing the group’s privacy policies and procedures to ensure Read more […]

February 10, 2012 • Tags: , , • Posted in: Financial • Comments Off on Compliance Privacy Director recruitment

Investigations Lawyer – Flexible location across Europe recruitment

Large, Global IT services business requires an investigations counsel to manage, oversee, conduct and provide legal guidance for investigations into allegations of violations of business conduct across the EMEA region. Candidates will have worked in diverse markets and a background in governmental investigations, compliance within financial services or anti-corruption statutes would be of particular interest.Excellent command of written and spoken English is essential as is the diplomatic and communication skills to be able to excel in a role of this breadth and remit. There will be 40-50% travel Read more […]

February 9, 2012 • Tags: , , , • Posted in: Financial • Comments Off on Investigations Lawyer – Flexible location across Europe recruitment

MLRO and Compliance Officer recruitment

Our client, a top tier investment management firm is looking to hire a MLRO and Compliance Officer to in the North West for an initial 3 months with likely extension. Quick decisions will be made by the client and interviews will be arranged very quickly. Responsibilities/Requirements as follows: Anti-money laundering experience is essential.The ideal candidate would be from a financial services or investment management background.The candidate should be FSA registered.Work as a Money Laundering Reporting Officer providing the business with advice and guidance on regulatory obligationsExperience Read more […]

February 8, 2012 • Tags: , , • Posted in: Financial • Comments Off on MLRO and Compliance Officer recruitment

Associate Director, Privacy recruitment

One of the most recognisable names in Global Banking is looking to recruit an Associate Privacy Director to create and implement the privacy policy across the group to maintain it’s obligations to the international privacy/data protection legislation and regulation.ResponsibilitiesThe position will act as the Groups Centre Privacy Manager, this position is responsible for ensuring the group has the necessary policies, guidance and oversight to ensure they are Compliant to the revelant regulations and requirements. Build in conjunction with colleagues the framework to allow the group to operate within Read more […]

February 8, 2012 • Tags: , , , • Posted in: Financial • Comments Off on Associate Director, Privacy recruitment

Financial Crime Intelligence Operations Analyst recruitment

Responsibilities:1.Support the day-to-day management of FCR transaction surveillance in the Europe region. This is broader than AML surveillance and includes email surveillance and second level cases from GIS/CB Fraud.2.Maintain the European Watchlist (UK and Germany) and providing relevant information to the Regional Head of FCIO, Europe on a monthly basis through the secured FCIO website.3.Review production orders (supplied by Business Operations), warrants and subpoenas, analyse and escalate them (where appropriate) and maintain a Production Order log which should be provided to the Regional Read more […]

February 7, 2012 • Tags: , , • Posted in: Financial • Comments Off on Financial Crime Intelligence Operations Analyst recruitment

Partnership Compliance Manager recruitment

This rapidly expanding Life Insurance and Investment firm are seeking a Compliance Manager to join their Compliance and Governance function.Supporting the Head of Compliance you will assist in the production and implementation of the firms strategy and take the lead on the development and ongoing relationship management of compliance matters in regards to business partners. Working closely with the Partnership Development, Business Development and Sales Managers you will be responsible for ensuring all partners are aware of and adhere to all relevant Compliance and Regulatory requirements. You Read more […]

February 6, 2012 • Tags: , , • Posted in: Financial • Comments Off on Partnership Compliance Manager recruitment

Compliance (Alternative Investments) recruitment

With a dual reporting line into the global CCO and and European GC you will be based in the London office, although the structure of the firm means there will be exposure across the firm’s offices globallyThe primary responsibility for the successful candidate will be to coordinate with and advise business professionals and the US offices on compliance and regulatory issues, including, specifically:• Ensure that the firm continues to conform to FSA policies and coordinate FSA filings including any updates any changes in law/regulation (e.g. Remuneration Code, AIFM directive, etc)• Ongoing Read more […]

February 4, 2012 • Tags: , , • Posted in: Financial • Comments Off on Compliance (Alternative Investments) recruitment