Funds Compliance Manager recruitment
MFG has been managing assets for pension funds, institutions and retail investors since 1980 in Australia and 1929 in the US (through Delaware Investments). MFG has global reach, with a team of over 1,400 staff located in over 20 countries including Australia, Asia, the UK, Europe and the US.Key Responsibilities :• Provide compliance support to the Macquarie Funds Group teams and related businesses in Europe and assist with regulatory issues relating to fund origination and distribution, institutional fund management and affiliates transactions• Lead the compliance review and approval of Read more […]
Advisory Compliance – Debt Capital Markets recruitment
Advisory Compliance – Debt Capital Markets – LondonMy client, a major financial institution, is seeking an experienced manager to act as the compliance advisory partner to teams within the Capital Markets business. Sitting within the Private Side Advisory team, the successful candidate will form an integral link to the other compliance teams to ensure that regulatory risks within the teams on the private-side of the Chines e wall are understood, monitored and appropriate risk mitigation strategies developed. You will be reporting directly to the head of Advisory Compliance.Responsibilities:• Read more […]
Compliance Executive-Investment Management-London-£40K recruitment
Compliance Executive-Investment Management-London-£40KThis is a fantastic opportunity for a more junior candidate to work in a global investment management firm which is currently very successful and growing! The client is based in the City and has had a successful couple of years and is growing it’s complinace department as a result. This is a varied role, specialising in fixed income products which would suit a candidate who is looking for their second job in complinace working for a prestigious company where there are lots of opportunities for career progression!The role will involve the following Read more […]
Head of Compliance Monitoring needed at Investment bank recruitment
This Banking group seeks a new Head of Monitoring and Surveillance to develop, document and oversee a regulatory risk focused Compliance monitoring plan and provide support on specific compliance and regulatory projects and investigations.This is an excellent position for a Senior Compliance professional who is willing and able to head up the compliance monitoring programme at an investment bank. The role will offer the successful applicant great depth of exposure to the business and senior management, as well as fully involve the person with all key regulatory initiatives, products and services.As Read more […]
Compliance Project Manager recruitment
As a Corporate Investment Bank my client is a leading player with 12,000 professionals in over 40 countries across Europe, the Americas and Asia-Pacific. They tailor solutions for issuers and investors by capitalising on its worldwide expertise in investment banking, global finance, and global markets.They are looking for proven candidates that can pro actively provide strategic improvements to the take-over panel disclosures teams, reviewing processes and implementing efficiency in a cost effective and compliant fashion.Responsibilities• To manage and develop an improved process, including Read more […]
In House Lawyer VP/D Level recruitment
A rare and leading edge opportunity has arisen for a bright, articulate and confident lawyer to provide a pro-active solution driven business advisory role to a growing Complex Markets Business. You will be providing a high level of professional support focusing on structured products, derivatives and tax structures across multi jurisdictions in what is a Global Business. You will have strong structured products, derivatives and capital markets experience, preferably from a major City practice and ideally having gained some in-house experience in a similar trading environment.
Corporate Lawyers recruitment
JP Morgan are looking to hire a number of qualified solicitors on a contract basis, across multiple lines of business. We currently have a selection of compelling opportunities for qualified individuals with strong experience gained from both private practice and time spent in-house within an Investment Banking environment. We currently have multiple roles for individuals with robust negotiation, drafting and advisory skills, coupled with appropriate financial product knowledge –*Liquidity Lawyer – 6 month contract, London – supporting the Cash Management/Liquidity business*Products Lawyer Read more […]
Compliance Control Room Officer recruitment
Our client, a global financial institution is looking for a compliance control room manager to join their control room and work with the business and other departments to mitigate regulatory risks and facilitate the compliance culture.Duties Include: • Responsible for enforcing procedures designed to prevent and detect the misuse of material non-public information and managing conflicts. • Reviewing and approving research in accordance with the regulatory and internal guidelines • Develop maintain and implement Chinese Walls policies for the business • Facilitate approval and Read more […]
Equities Compliance Officer recruitment
Equities Compliance Officer required by a leading banking organisation for their London office.This is working with a primary focus on the Prime Brokerage business. You will provide support to the various areas within the PB business which will include Sales, Stock Loan, Client Services, Consulting, Risk and Capital Introductions and will be able to work in a multi dimensional business that is heavily client focused and organize their time to deal with time sensitive issues as well as daily obligations and project workload.Duties include:Provide day-to-day advisory service to the Prime Brokerage Read more […]
Compliance Manager, Control Room recruitment
We currently have an opportunity within our Global Banking Markets Central Compliance function for an experienced Control Room Compliance Manager. Reporting to the Global Head of Control Room, key duties will include:Provide direction and support for the responsibilities and functions of the Compliance Control Room team.Act as key contact in the Control Room in relation to managing conflicts of interest including transaction approvals, personal account dealing and takeover panel disclosures etc.Conduct conflict management induction training for any new joiners to Compliance.Develop and refine Read more […]