Domestic Money Markets Policy & Market Analysis Associate
The Domestic Money Markets (DMM) staff is looking for an experienced candidate to contribute to high-profile operational, analytical and policy work. In addition to contributing to the DMM staff mandate — understanding and managing domestic reserves and keeping the policy rate within the target range established by the Federal Open Market Committee (FOMC) — the job also entails developing expertise in short term funding conditions across all domestic money markets; creating and contributing to ad hoc and in-depth analysis of these markets with senior management of the bank and across the Read more […]
CAAG Financial Reporting Sr Specialist Job
CAAG Financial Reporting Sr Specialist (Job Number: 1309961)BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment management and investment services in 36 countries and more than 100 markets. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. Additional information is available Read more […]
Assoc Client Admin Officer Job
Assoc Client Admin Officer (Job Number: 1308419)BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment management and investment services in 36 countries and more than 100 markets. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. Additional information is available at Read more […]
Investment Bank Syndicate Compliance Director Level
This will also include primary compliance coverage of U.S. Equity Syndicate and secondary coverage of other private-side investment banking activities. Key duties include: – day-to-day coverage and guidance for Equity Syndicate activities, including in connection with registered equity and equity-linked offerings, block trades and exempt securities offerings, – proactive management and resolution of regulatory matters relating to Equity Syndicate activities, – regular assistance with Compliance advisory services across the private-side Investment Banking department, particularly for equity-related Read more […]
Senior Compliance Officer
Responsibilities o Assisting in the oversight of all aspects of an investment advisory compliance program including but not limited to: ? Assisting the firm in assessing inherent risks and conflicts of interests in their respective business lines; ? Developing and implementing policies and procedures reasonably designed to prevent violations of federal securities laws and to address risks and conflicts of interest; ? Developing and implementing transactional, periodic, and forensic testing programs to assess the adequacy of the firm’s policies and procedures; ? Performing compliance testing; ? Read more […]
Lawyer, Group Treasury*
Exciting opportunity for a first time mover from tier 1 legal firm Gain exposure to transactions and provide legal advice to the Group Treasury business Collaborative team offering excellent development opportunities About the roleGroup Treasury Legal provides dedicated legal support to Group Treasury, a division of the Financial Management Group, and is seeking a talented junior legal professional ideally with a background gained in a private practice environment to join the team to focus on debt capital markets, structured finance, capital/funding structures and financing and investment transactions. Read more […]
VP Trading & Derivatives
Overview: BlackRock is seeking an attorney to be part of BlackRock’s legal team covering transitions management, securities lending and structured finance issues for BlackRock funds and accounts in NY. The role will involve coverage of various trading structures and the relevant documentation, including transition management agreements, MSLAs, GMLSAs, structured finance documentation, and any ancillary agreements related to these transactions. The ideal candidate would have some knowledge of ERISA and ’40 Act regulation, particularly as they pertain to transitions management and securities Read more […]
AVP Compliance Risk Review
Main FunctionOpportunity to join the Global Compliance Risk Review team (“CRR”) supporting the Compliance Risk Review Program for the Americas. The CRR program is designed to independently assess and report on areas of potential reputation or regulatory risk by verifying business understanding and testing compliance with relevant regulations and policies. In the U.S, the CRR team will be primarily responsible for evaluating compliance with Firm policies and procedures in accordance with relevant regulatory requirements including, without limitation, NYSE Rules 342 and 343, NASD Rules 3010(c) Read more […]
VP-SVP, OFAC Sanctions Officer
Individual will be responsible for managing the bank’s OFAC/Sanctions program as well playing an active role in supporting senior NY Branch management on sanctions related projects/assignments involving the bank’s Head Office and global branch network. PRINCIPAL DUTIES AND RESPONSIBILITIES: • OFAC/Sanctions Program Management (OFAC, JFSA, Anti-Boycott, EAR) • OFAC/Sanctions Policy Management • OFAC/Sanctions Initial Hit Determination • OFAC/Sanction Hit Review • OFAC/Sanctions Risk Assessment • Read more […]
Senior Director- Program Management
Senior CFO Program Services Director – Management Consulting; looking to support clients, analyze specific business problems and to define and agree potential solutions- Program Delivery; looking to lead or provide critical staffing augmentation to the most important programs within the bank Our internal clients include Finance, Operations, Talent/Branding/Communication, Risk, General Counsel, Back Office IT, Front Office IT, and Technology Infrastructure Services. Specifically, the program delivery arm of CFO Program Service focuses on planning, mobilizing, and executing some of the largest programs Read more […]