Senior Audit Manager
Group Finance includes central finance areas, specialist teams and divisional finance teams which support our front-line businesses. Our specialist teams are; Global Finance Services, Group Chief Accountant’s, Group Corporate Finance, Group Finance Business and Executive Support, Group Financial Planning and Analysis, Group Internal Audit, Group Strategy, Group Tax, Group Treasury, and Investor Relations. Our divisional teams are; Business Services Finance, Corporate Banking Finance, Markets and International Banking (MIB), Non-Core and APS Finance, and Retail, Wealth and Ulster (RWU) Finance.An Read more […]
Interim Regulatory Reporting Manager
This is an initial 12 month contract to cover a secondment and additional workload expected over the next year. This is a rare opportunity to join a leading business in a role that will allow you to play an important role in growing team working on cutting edge projects. You will support and lead a range of tasks within the Legal and Regulatory department to ensure all obligations are met. As well as ensuring the business meets its legal and regulatory requirements you will be responsible for: • Managing a team of analyst responsible for co-coordinating and completing regulatory reporting tasks • Read more […]
Head of Sanctions
Our client, a global financial institution is looking for a Head of Sanctions to join their Financial Crime Compliance department to provide advice and guidance to the business to mitigate regulatory risks and facilitate the compliance culture.Duties Include:Responsible for sanctions in relation to the firm covering corporate banking business.Provide advice and support to AML advisory teams in the relevant businesses divisions on UN/EU/UK/US sanctions regimes.Maintain responsibility for oversight and distribution of sanctions related policies and guidance.Manage all sanctions related issues from Read more […]
Regulatory Reporting AVP/VP
Our client is a tier 1 bank, seeking several senior and mid- level hires within their Regulatory Reporting team.Main Purpose:- Key role that is part of the strategy to strengthen regulatory expertise in Finance, and as part of this a strong management layer within the regulatory reporting team- To manage the production of Group prudential returns, focusing on RWA data, monitoring compliance with prudential requirements to facilitate the best use of capital capacity.- In addition to production tasks, taking responsibility for system and process improvements for the team- Provide input into the on-going Read more […]
Senior Anti-Bribery & Corruption Monitoring Manager / Corporate Banking
Our client, a global financial institution is looking for the Senior Anti-Bribery Corruption Monitoring Manager to provide support and guidance to the firm’s Anti-Bribery Corruption policies. The individual would help in identifying and mitigating risks across the business and promote a proactive regulatory culture.Duties Include:Establish and implement an effective monitoring programme across all risk factors related to anti-bribery corruption.Lead the assurance and monitoring approach to anti-bribery corruption risks and deliver effective oversight of those risks.Manage the group’s assurance Read more […]
Head Anti-Bribery & Corruption
Our client, a Global Financial Institution is looking for a Head Anti-Bribery Corruption to provide advice and guidance on the firm’s Anti-Bribery Corruption policies to their corporate banking business. The individual would help in identifying and mitigating risks across the business and promote a proactive regulatory culture.Duties Include:Responsible for coordinating the assessment of bribery risk and developing the assurance framework.Collating management information to be presented to the Risk and Control Committee.Develop and implement anti-bribery corruption programme to ensure compliance Read more […]
Capital Markets Italian Qualified Lawyer
An exceptional opportunity has arisen at a top tier bank for an Italian Qualified Lawyer to work on Italian capital markets. The successful candidate will come either from private practice or in-house and will have at least 6 months’ experience in capital markets. Please note our advertisements use PQE/salary levels purely as a guide. However we are happy to consider applications from all candidates who are able to demonstrate the skills necessary to fulfil the role. Read more […]
Finance Crime Manager
Assist with undertaking risk assessments of the Firms business models and assist the MLRO with the implementation of appropriate systems and controls to mitigate financial crime risk within the businesses.Manage and provide guidance to the Financial Crime Analysts with the completion of on-going routine monitoring activities as well as other assigned tasks.Review suspicious incident reports and assist with investigations of suspicious incidents and suspicious activity. Assist with the maintenance of the suspicious activity database, recording all internal referrals received and made, including Read more […]
AML Associates needed for JPMorgan
The Global Financial Crimes Compliance (GFCC) organization has over 700 staff members across the world. The team covers both global and business-aligned functions supporting the firm’s Anti-money laundering, Sanctions, and Anti-corruption programs and is lead by the BSA/AML Officer and the AML Operations Executive. The position is part of the firm’s newly formed AML Alert Analysis team within AML Operations. This team will work in conjunction with the AML Investigations team to provide them with an initial assessment of potential Money Laundering / Terrorist Financing activity. The successful Read more […]
Compliance Officer
and providing assurance that all operations are conducted in line with relevant regulatory rules and requirements. This will involve providing advice and guidance to the business on day to day queries and also provide input to projects. You will also ensure the business are aware and updated in terms of regulatory requirements and changes, including delivering relevant training where required. Further, you will plan and conduct monitoring reviews and produce reports. The review of complaints and financial promotions material will also fall under your remit. The right person for this role will have Read more […]