VP AML (Private Banking)
Global BankAMLVPMy client a global top tier bank has a new opening for an experience AML professional within their Private wealth department. This person must have at least 2 to 3 years experience at a VP level within a top tier financial institution, you must have a wealth of technical knowledge within the AML and KYC space. Working with both new and existing clients to ensure all compliance related matters pertaining to this space are adhered to. You must be a clear communicator with strong advisory skills and experience as well as being a hands on leader. Experience working within a top tier Read more […]
Market Access Support Officer
Newly Created roleCBD locationWe are a global financial services firm with activities in over 25 countries and 85 of the world’s securities exchanges. We offer a broad range of products and services to professional market participants. We have offices around the world, operating in Sydney since 1998; other main offices are located in Hong Kong, Singapore, Amsterdam and Chicago. We are seeking to fill the role of a Direct Market Access Support Officer in our Sydney office, reporting in to our Head of DMAAPAC in Singapore. This role is a newly created role and the aim of this role is to provide Read more […]
Country Compliance Manager
Develop and implement a comprehensive, effective and efficient compliance program that supports and fulfils compliance requirements of BSA, AML Law /regulations, USA PATRIOT Act, US Sanctions Laws, Regulation GG, and other applicable Federal and State laws regulations. Oversee implementation of and adherence to the applicable laws, rules regulations and changes therein. Oversee implementation of AML/OFAC procedures to detect unusual / suspicious activities.Maintain liaison with regulators, external Read more […]
VP Compliance
Our client is a leading global Investment Bank who is looking to hire an experienced Operations/Operational Risk candidate who would like to move into the Compliance function. This position will give the successful candidate the ability to network and manage relationships with Global, Regional and Country level stakeholders. Key responsibilities include:-Engage with business operations to ensure the correct implementation of new rules and regulations.Manage a record of rules and regulations for the APAC Operations business.Implement testing procedures to ensure compliance policies are adhered Read more […]
Regional Investments Compliance Officer
The Investments Compliance Officer will have the following responsibilities: • Work with Regional partners, such as Regional Wealth Management, Regional Insurance, Investment Products Risk, Operations and Technology, Operational Risk, Legal and other functional groups to review new products and initiatives. • Provide Compliance support in reviewing investment products tabled at the Regional Product Approval Committees • Review country Wealth Management product programs, marketing materials and client documentation; proactively manage the Wealth Management Compliance function. • Develop Read more […]
OPERATIONAL RISKS OFFICER
Responsibilities- Risk assessment and identification – Incident management- New product validation- MIS reporting and Key Risk Indictors- BCP testing and improvement 3-5 years of relevant experience. Ideally audit/operation risk background in Fund adminstration. If you think, you match the requirement; please do get in touch with Ella Ngiam at ella.ngiam@hays.com.sg
Employment Counsel (10+ yrs PQE) Beijing
This global-leading international company seeks a senior PRC qualified employment lawyer to advise the company leadership and management on matters involving labor, legislation and policies in China as well as complex employment issues such as benefits and non-competition. The successful incumbent should have a law degree from a leading law school with at least 10 years of solid experience in employment and commercial law, gained either in-house or with a reputable law firm. Excellent command in both spoken and written English and Mandarin is required. REF: 11582/EFC
Compliance / Risk Management Executive
Our Company:Guotai Junan International Holdings Limited (Stock code: 1788) (the “Group”) was established in March 2010. It is a subsidiary of Guotai Junan Securities Company Limited, (“Guotai Junan”). Guotai Junan is one of the largest securities houses operating in the PRC, whilst our Group is operating in Hong Kong.Leveraging on the Group experience in the international capital market and a thorough understanding of the national intelligence of the PRC, we will uphold our service commitment of “Integrity, Client Focus, Expertise, Innovation” and deliver comprehensive and quality securities Read more […]
Senior Group Officer Remedial & Recoveries West Africa
Manage the placement of credit files to legal counsel by coordinating and driving efforts from the affiliates, assigned bank lawyers, external agents and third party recovery agencies. Manage and monitor external recovery actions by providing an effective liaison with the Legal department, as well as providing back-up to the Remedial and recoveries Group Manager and expert advices to Remedial and Recoveries Country Heads. Contribute in reducing the number of judicial cases and help with the realization of guarantees. 1. Liaise with the Legal department and advise on NPL accounts, Read more […]
Compliance Mumbai – Compliance Surveillance Professional
Position Description Core Compliance Surveillance Professional – AnalystIndia Core Compliance (“ICC”) team is an extended arm of Asia Pacific Core Compliance (“APCC”) based in Hong Kong. APCC covers Corporate Disclosures and Licensing, Employee Trading, Trade Surveillance, Regulatory Inquiries, Content Delivery, and Policy Development.ICC is primarily responsible for performing Employee Trading Compliance for Asia Pacific and Trade Surveillance for various jurisdictions within the region to ensure compliance with laws, regulations, rules and internal policies and procedures.The incumbent will not Read more […]