Investment Analyst
A critical position within the business you will be liaising with the Head of Investments, Trading Desks, Portfolio Managers and Research Analysts. The main purpose will be to provide portfolio and trading desk monitoring, compliance and support to the UK and European investment teams.Core requirements:Strong academics, degree educatedSolid investment management backgroundKnowledge of Equity/Fixed IncomeOur client encourages professional qualifications therefore a desire to complete the IMC/CFA would be desired. Mason Blake acts as an employment agency for permanent recruitment and employment Read more […]
Responsable Conformité France (H/F)
Au sein de l’équipe conformité Europe, le Responsable conformité France contribue au développement du département en accord avec la réglementation et les procédures en matière de la lutte contre le blanchiment d’argent. Il est le garant de la bonne compréhension de la législation et de sa mise en œuvre opérationnelle. Il est également en charge de la gestion des opérations de mise en conformité et de l’application de la législation de lutte contre le blanchiment d’argent ainsi que de la lutte contre le terrorisme.Il manage une équipe. Vous êtes enthousiaste et passionnée Read more […]
Senior Manager
Job DescriptionThe job holder will – provide leadership and administering the delivery of transfer agency and shareholder service operations to fund clients and direct the development of new products and services as well as on boarding of new fund clients. This will cover both traditional funds and Alternative Funds – Act as the Subject Matter Expert for all Transfer Agency and Shareholder Service operations – Train and develops managers and staff. – Support supervise the Anti Money Laundering /KYC processes under the product “KYC on Investor Service”. The product forms part of the transfer agency Read more […]
Senior Lawyer
In this exciting opportunity, you will be supporting on various compliance/regulatory projects and coordinating with other internal departments as well as working closely with legal authorities and businesses.In order to be considered as a potential candidate, you must have the following requirements:· 5 – 8 years experience within the Insurance or Banking sectors, · Solid experience as a Lawyer focusing on Compliance related to financial organisations · University Degree in Law · Fluency in German and English and a good knowledge Read more […]
Senior Compliance Officer
The Company:A market leading global alternative asset manager that provides investment offerings through established funds and bespoke portfolios.The Role:Responsible for the day to day compliance related activities for the Group’s offices in the UK, Europe, and Asia under the oversight of the Director of Global Compliance and Compliance ManagerSpecific Responsibilities include:Reviewing new rules and regulatory changes impacting the company’s offices outside the US including providing a summary of the changes and proposed action plans.Regulatory Filings including oversight on all regulatory Read more […]
Senior Auditor
Senior Auditor – Internal Audit -Sales OperationsBased in London with extensive travel UK wide Santander’s Internal Audit Division is a global operation comprising more than 900 people across the world, and its Audit Reports reach the highest levels of management.The Santander UK Internal Audit Team of around 80 people is a high-quality audit function that provides independent, objective opinions on how risks are managed to management located in both Spainand the UK. Join Santanderas a Senior Auditor and you’ll be joining a diverse and growing team that provides tangible commercial impact across Read more […]
IN-HOUSE – BANKING/MANAGEMENT ROLE
This is an outstanding opportunity for an experienced banking lawyer, ideally with project finance experience, to join our client’s legal team as Deputy Head of Legal for the EMEA region. You will support and deputise for the head of the team in advising the senior management of the business on a broad spectrum of issues. You will be involved in managing, developing and motivating other members of the team, as well as having hands-on involvement in the more complicated legal matters that the team is required to advise on.You will be an experienced lawyer with a breadth of banking and finance experience, Read more […]
Financial Crime Quality Assurance
General responsibilitiesEnsure the Firm’s compliance with applicable Financial Crime legislation and regulations and internal policies;Join the dedicated Compliance Financial Crime Quality Assurance Project Team that focuses that quality checks all existing low; medium and high risk clients from a rolling review perspective;Actively promote and raise awareness of the Financial Crime function within the firm;Be involved in compiling and providing management information.Client Due DiligenceWork with the Client Account Review team in Operations to ensure that existing clients are identified and Read more […]
Equities Surveillance
I am currently recruiting a role for a top tier investment bank. They are looking to recruit into their equities surveillance team. Key responsibilities;Day to day surveillance activitiesAssisting with investigations and targeted in depth reviews as appropriateContributiing to compliance and equities project workDevelopment and enhancement of different surveillance scenarios Key Skills;Strong product knowledge; equities (CashDerivative)Previous experience in trade surveillance (SMARTS/Actimize)Minimum 1-3 years relevant experienceKnowledge and understanding of an exchangeIf you have the correct Read more […]
Recruitment Consultant – Compliance
Job DescriptionReporting to the Team Manager, you will be working on both permanent and temporary vacancies and will be responsible for the full 360 recruitment cycle.Desired Skills ExperienceRecruitment experience – financial services knowledge is essentialProven networking skillsFocussed and self-motivated (someone who doesn’t want to be micro-managed)Ambition to develop new service offerings.Company DescriptionCompliance Professionals is a specialist recruitment consultancy providing tailored recruitment solutions to Compliance, Risk Audit Departments throughout regulated and non-regulated Read more […]