IBD Compliance, Senior Associate
IBD Compliance, Senior AssociateOur client is a top-tier investment bank. A newly-created opportunity in its IBD/MBD compliance team for a solid compliance professional to join this well-established team in Hong Kong!You will be supporting the investment banking and merchant banking division to provide regulatory and compliance support and will be reporting directly to the Head of IBD. In the role you will: • Advise on compliance, regulatory, policy and reputation issues, as well as advise on new business initiatives; • Implement testing and monitoring to assess the effectiveness of controls Read more […]
Compliance Manager
Our client has a strong presence in London and Europe and has been providing a wide range of financial products and services globally. Due to continued business expansion in Asia, they are now looking for a Compliance Manager to join this exciting team and assist on expanding the businesses in Hong Kong and Singapore.In this role you will report to the Global Head of Compliance base in London. You will be conducting regular compliance monitoring and carry out compliance advisory to different business units in relations to investment products, licensing, and related regulations. You will need to Read more […]
Business (Audit) Advisory Role
Boutique advisory firm in the field of international corporate restructuring and auditing tax strategies seeks an international business adviser to focus on reviewing global tax strategies and compliance services for potential clients in Asia. This is a new position establishing our client’s presence inAsia. The new associate will be expected to engage in business developments actives in the Asian and Pacific markets.Have excellent legal, accounting and/or audit qualifications;Have 5 years of relevant experience within a financial services environment;Experience in international tax, compliance Read more […]
Commercial and Corporate Advisory Lawyer
Our client, a leading global financial institution invites applicants for a legal counsel position within its General Counsel division covering legal and corporate advisory matters.Applicants should have general commercial practice and contract law experience with a leading private practise law firm or financial institution.The legal remit of the role covers all elements of our clients business in the APAC region including real estate, supply management, sponsorship and general commercial matters. Work flow will range from advising on legal issues arising when entering into new markets or new business Read more […]
Counsel, Loan Servicing
Responsibilities Attorney to handle consumer loan servicing legal team and support general legal matters in the Consumer Banking Legal Department of RBS Citizens, NA. Specific Tasks : Manage consumer loan servicing and operations legal issues. Advise executive management and ensure compliance with all applicable consumer protection laws, rules and regulations relevant to full service national financial institution, with emphasis on servicing of consumer loans. Assist in connection with submission of regulatory filings and prudential examinations. Act as a liaison with outside law firms engaged Read more […]
Paralegal
Responsibilities Providing a focal point for communication with the Corporate Services Leadership Team in order to occupy a key role in the administration of key risk boards, The Corporate Governance Administrator will be responsible for arranging meetings for corporate boards such as the Vendor Oversight Committee and RBSA Security Committee. The chosen candidate will keep minutes of meetings as well as maintaining corporate records and preparing reports required by regulatory bodies.Responsibilities will include (but will not be limited to): Managing meeting production calendar for CSA owned Read more […]
Corporate Governance Manager (Corporate Services Americas)
Responsibilities The Corporate Governance Manager will be responsible for providing a focal point for communication with the Corporate Services Americas (CSA) Leadership Team in order to occupy a key role in the administration of critical corporate matters. Responsibilities include corporate governance issues including arranging meetings for corporate boards such as the Vendor Oversight Committee and RBSA Security Committee. The role holder will keep minutes of meetings as well as maintaining corporate records and preparing reports required by regulatory bodies. The incumbent should have a thorough Read more […]
Paralegal
PwC is a firm committed to collaboration and strong relationships that help our clients and our people realise their ambitions. Well known for our technical excellence, we are a firm brimming with energetic and inspirational people who want to build a diverse and enduring career in a progressive, global organisation. Our legal team is looking for a full-time paralegal to assist our busy practice of lawyers nationally. Want to work in a firm where your hard work and effort will be recognized and rewarded? This is a fantastic opportunity to make this role your own and build your career within the Read more […]
Legal Counsel or Senior Compliance Advisor, Regulatory Reform
International Investment bank seeks a Senior Legal Counsel to support the Head of Regulatory Reform in the delivery of a strategic, consistent, holistic, effective and efficient legal and compliance framework for the management of the multi-jurisdictional regulatory reform agenda. The ideal candidate will also communicate and work with various banking teams which include: Legal and Compliance function, key business stakeholders and business Strategy and Public Affairs in delivering strategic solutions to multi-jurisdictional and material regulatory reform impacting or likely to impact the Bank’s Read more […]
Anti-Money Laundering Optimization Statistician Regional Team Manager
• Utilizing rigorous statistical techniques for optimizing thresholds to improve effectiveness and efficiency. • Implementing a comprehensive and ongoing program of improvement. • Working with regional counterparts to implement a consistent and repeatable global methodology. Relocation assistance is offered for this role Key Responsibilities: • Lead a team of statisticians and data analysts to innovate and evolve new ways to continuously improve the effectiveness and efficiency of the Anti-Money Laundering Detection, Monitoring and Operations systems and processes used in by: applying Read more […]