Perl/Sybase Consultant
Global financial firm seeks talented Perl/Sybase Consultants to work in the Legal and Compliance Technology area to manage a wide variety of reporting and data manipulation applications. The candidate will have the opportunity to play an integral role in the development and support of a variety of systems.Excellent communication skills are a must as this candidate will interact with other business and technology teams throughout the firm.This is a long-term contract (6 month +) located in Connecticut.Required:3+ years development experience with PerlStrong T-SQL skillsExtensive experience with Read more […]
Senior Manager SOX and Financial Reporting
Overview: Responsible for implementing, directing and overseeing the internal control compliance programs including Sarbanes Oxley compliance documentation and implementation. Will conduct and direct tests and ongoing reviews of organization controls, operating procedures, and compliance with policies and regulations. Reviews and appraises the soundness, effectiveness, and proper application of accounting and financial controls, compliance procedures and controls and timeliness of documentation generation. Oversee all aspects of financial reporting. Coordinates internal committee regarding Read more […]
Compliance Review Panel Member
JOB PURPOSEApplications or nominations of candidates from Asian Development Bank (ADB) non-regional member countries are invited to fill a part-time position on the ADB’s Compliance Review Panel (CRP). The Asian Development Bank’s vision is a region free of poverty. Established in 1966 and headquartered in Manila, Philippines, ADB’s multicultural staff come from over 50 member countries.The CRP is an independent mechanism reporting to ADB’s Board of Directors. The CRP investigates complaints from people affected by an ADB-assisted projects and determines whether any harm was caused due Read more […]
Senior Director Level – Head of Conflict Monitoring for Leading Global Financial Services Firm
Location – New York, USA Salary – Excellent Base + bonus benefits Description A leading financial services firm is looking for a Head of Securities Conflicts Monitoring to report directly into the CCO of the firm based in their HQ in New York. The role will have direct responsibility for this function within the firm, and so must have excellent management ability as well as have the hands on skills to be able to drive projects forward and lead by example. The role will involve managing internal conflict monitoring, Chinese Walls, employee trade monitoring, email surveillance and writing Read more […]
Financial Promotions Compliance Consultant
Our client is a market leading, global, large scale Fund Manager. They are looking to hire a Marketing Communication Financial Promotions Compliance Consultant.This is a new hire in a highly productive team, you will be working for a firm with a fantastic brand, image and reputation. They have a well recognized, diverse product range which is well know for high performance.You role will be key in approving the financial promotion for the EMEA and Asia. You will be working closely with the communications (PR/ Public Relations) and marketing team, offering them support, guidance and advice based Read more […]
Disclosures Reporting
LPC qualified with strong attention to detail and report writing, my client is looking for an additional headcount to join their compliance disclosures team on�a contract basis.Ensure that the process undertaken to reconcile transaction and position data in preparation for disclosure notices adheres to guidelines.Ensure familiarity with disclosure requirements for jurisdictions under the control of the groupBecome fully familiar with and provide guidance to the other Disclosure Analysts on the complex products traded by the bank and their impact on disclosures.�Assist in raising profile of Read more […]
Compliance Monitoring Consultant
This firmly established boutique asset management firm is looking for a talented Compliance Monitoring Consultant to join them.Our client operates a flat structure and the successful applicant will be given the opportunity to liaise and influence at Director Level.This well rounded role will see you assess operational compliance performance and produce and communicate balanced reports of the findings. Also the successful candidate will present findings to senior stakeholders and the wider business.By joining the firm as a compliance monitoring consultant you will be joining a team of top class Read more […]
Compliance Assistant Manager
This leading, blue chip brand name in the Insurance industry is looking for a bright, ambitious individual to join their friendly and experienced team. This is a superb opportunity to progress your career with a market leader. Responsibilities: You will be required to plan and conduct compliance reviews and pro-actively identify any compliance risks, as well as provide advice and guidance on a range of regulation and compliance matters. You will also conduct compliance training for staff. Other duties include preparation of management reports and maintenance of the compliance matrix. Candidate Read more […]
Senior Compliance Officer, Cash Management
• Major Bank• VP / Director Level• Excellent Career Progression Our client is a major bank with strong commitment to expand its regional presence. It is seeking for a dynamic Senior Compliance Officer for its Cash Management, Transaction Banking business. Reporting to the Head of Compliance for Transaction Banking, you will provide product specific compliance support to the Cash Management business globally. You will provide product and business advisory compliance for Cash Management, particularly with respect to new products and initiatives. You will assist in the development Read more […]
Regional Risk & Compliance, Senior Manager
Major Insurance Reinsurance FirmRegional Role (North Asia)China Experience is a MustBased in Hong KongOur client is a major insurer with significant presence in the region. It is seeking to recruit a high caliber Regional Risk Compliance, Senior Manager.Reporting to the Regional Head of Risk and Compliance, you will have an oversight responsibility of risk and compliance for North Asia (covering Hong Kong, Macau, China, Korea and Japan). You will develop an appropriate framework and assist the businesses implement and embed the methodology which will facilitate the businesses in identifying Read more […]