Compliance Analyst – Wealth Management
Macquarie Group is a global provider of banking, financial, advisory, investment and funds management services. Macquarie’s business is structured into six operating groups and four service groups. Strong prudential management has been a key to Macquarie’s success over many years. The Risk Management Group is an independent, centralised unit responsible for assessing and monitoring risks across the Macquarie Group. The Compliance Division within Macquarie’s Risk Management Group provides compliance support and advice to Macquarie’s operating businesses. Compliance staff are aligned with Macquarie’s Read more […]
AML Manager – Investment Bank – Growth Potential
Leading Investment Bank is seeking an experienced AML Manager due to significant growth in the Australian business. This hands-on position will sit directly in the business and be actively involved with defining managing and maintaining a solid AML framework. Our client is looking for a dynamic, subject-matter expert with 5yrs experience in AML compliance and knowledge of relevant regulations and guidelines.The main responsibilities will include:Ensuring that the AML risks are being effectively identified and put in mitigating stepsRecommending and implementing effective management mechanisms for Read more […]
Compliance Operations Manager
*** Hong Kong Based Position ***Compliance focused operations managerFX Execution FocusThis is a fantastic opportunity for a compliance manager, seeking to join the growing Hong Kong office of a global, specialist FX sales execution business. The ideal candidate would come from a strong compliance background with a focus on operational support within a retail financial markets style business. Our client is a market leading FX sales, broking and execution business globally and have been very successful with building their business in Asia-Pac. As such, they are seeking to recruit a Compliance Read more […]
Senior Manager-Regulatory Change (Advice)
The ideal candidate will have between 5-10 years’ experience in legislation change/regulatory change or risk compliance management. You will be RG146 compliant with a bachelor’s degree in a related discipline.My client is looking for a highly ambitious and customer focused candidate with strong technical knowledge and an ability to handle high pressurised environments. You will be abreast of all recent industry trends and changes including FOFA and Stronger Super legislation.A summary of the key tasks include:Identifies, assesses and manages regulatory changes that have the potential to put the Read more […]
Operational Risk Manager
The ideal candidate will have 2-3 years’ experience in an operational risk role within the advice or super industry. RG 146 is also a must while a bachelor’s degree in a related field is highly desirable.You will be a subject matter expert for operational risk framework liaising with multiple stakeholders. A summary of the main tasks include:To identify all potential risk issues and breaches to the advice business and then raise these concerns with relevant parties in a compelling and constructive mannerManagement of key risk processes and have a full understanding of the Advice process in order Read more […]
Senior Manager Operational Risk
Defined career path in place for this positionExcellent role working withina reputable giantStakeholder engagement focusThis is a fantastic opportunity for an experienced Operational Risk Manager/ Senior Manager from a retail banking background to come on board in a Senior Manager capacity within one of the most prestigious leading banks This role is responsible for leading the embedding of a new operation risk framework within the retail side of a leading bank. You will improve risk awareness amongst managers Oversee and deliver Operational risk workshops Oversee completion of risk profiles Read more […]
Vice President, Compliance Advisory (Corporate Banking & Capital Markets), Legal, Compliance & Secretariat recruitment
DBS is a leading financial services group in Asia, with over 200 branches across 15 markets. Headquartered and listed in Singapore, DBS is a market leader in Singapore with over four million customers and also has a growing presence in the three key Asian axes of growth, namely, Greater China, Southeast Asia and South Asia. The bank’s strong capital position, as well as “AA-” and “Aa1” credit ratings that are among the highest in the Asia-Pacific region, earned it Global Finance’s “Safest Bank in Asia” accolade for three consecutive years, in 2009, 2010 and 2011.ResponsibilitiesProvide quality Read more […]
Legal – IPO Advisory recruitment
Purpose of the role:The successful candidate will steer the development and execution of client transactions ranging from acquisition finance, capital management, product structuring and capital rising to ensure a high level of quality and integrity throughout the development and execution of transactions.Critical Competencies:Applicants should have at least eight years’ post qualification legal experience within the corporate or capital markets department of a recognised law firm in this field of the law. Experience dealing with Hong Kong listed companies, pre IPO due diligence, advising on the Read more […]
Legal, Special Situations Group, Principal & Loan Finance Legal, London, Associate/VP recruitment
Founded in 1869, Goldman Sachs has long sustained a commitment to hiring and training outstanding leaders. Our business principles are rooted in integrity, a commitment to excellence, innovation and teamwork. These values enable us to execute successfully a business strategy that is focused on extraordinary client service and superior long-term financial performance for our shareholders.BUSINESS UNIT AND ROLE OVERVIEWSSG in EMEA is a business in the Fixed Income area of the Securities Division involved in special situations and structured credit products. The EMEA business is part of a global Read more […]
Legal/Compliance Officer recruitment
Main Responsibilities:- Manage contracts with clients, consultants, agents and sub-contractors. – Manage legal issues including sanctions conformance.- Manage insurance issues for liabilities, travel, and professional indemnity.- Provide commercial guidance and support across the business streams.- Develop and improve existing commercial policies and processes.- Liaise with finance group on country tax issues.- Liaise with commercial teams in overseas offices.- Providing timely independent advice on all aspects of regulatory compliance including market abuse, anti-bribery, anti-money laundering, Read more […]