Senior Legal Counsel/Solicitor/Barrister
Senior Legal Counsel/Solicitor/Barrister – Structured finance, Lending/Trade London, up to £500 per day; 6 months A top tier bank is looking for a Senior Legal Council to support the division head in delivering the legal strategy across Structured finance. You will have extensive experience and knowledge as a Solicitor or Barrister having worked in the magic circle or with large banks. With a background in mergers and acquisitions, you will be responsible for effectively managing the legal risk and formulating dynamic solutions to reduce the same. Key skills: Extensive experience as a Solicitor/Barrister Read more […]
Work stream Lead
The successful candidate will be providing objective challenge to the current plans and will manage and track progress against these on behalf of the overall Programme Manager. In addition the individual will provide advice and industry perspective on the Target Operating Model, based upon their experience of what the rest of the industry is doing. Required Skills: AML TOM design experience essential They will also need solid project management skills Financial services experience Consultancy experience a bonus For more information please contact Joshua Serlin on 02035899297 or joshua.serlin@jcwresourcing.com Read more […]
Project Manager
The Conduct Compliance team is currently involved in a number of very large and visible change initiatives and HSBC are looking for a Project Manager who can influence global stakeholder groups. The role involves working closely with the Global Head Conduct in various aspects of management and reporting. We are looking for a Project Manager who has the ability to execute the role with a level of autonomy while being mindful of when to seek guidance and approval. Key Responsibilities Create support core PMO processes (reporting, risks issues, change management, planning and dependency management) Read more […]
Compliance Manager/Assistant Manager
The Job : Identify and evaluate compliance risks of the operations and business activities of the respective business unit, provide day to day regulatory advice and guidance on rules and internal policies and its latest updates, ensure the business unit in compliance with the law, rules and regulations Review business processes and new initiatives put forward by the business units to ensure compliance with regulatory requirements Partner with other Compliance and Legal teams on assessing and measuring compliance and related risks, and developing common standards and practices. Conduct monitoring Read more […]
KYC Analyst
Interim role for a KYC Analyst to work for a Top Tier Investment Bank, Reporting to the Team Lead will be responsible for overseeing the end-to-end client on-boarding process. This process includes client initiation, solicitation of credit approvals / facility set-up, completion of KYC, and hand-offs to Compliance, Legal, and Product / Account Set-up. The Client On-boarding Team will solicit documentation from the client directly to support client reference data and KYC requirements. They will support third party client due diligence and conduct media-related searches. Experienced Required Looking Read more […]
KYC / AML Analyst
KYC / AML Analyst – Investment BankingKYC / AML Analyst required for a global Investment Bank. Our client is seeking an experienced KYC/AML subject matter expert to work on the following:Managing client portfolio by taking ownership of the process and interaction with offshore teams and onshore stakeholders to drive resolution of KYC cases.Engaging with the Relationship Managers to discuss and provide advice on the approach around resolution of cases with deficiencies, either by following up with the clients and Global Relationship Managers or agreeing with Compliance and performing alternative Read more […]
Risk and Regulation Project Manager – EMIR Regs, Dodd Frank and FATCA
The Project Manager will Lead the operations projects/programmes for the implementation of significant regulatory change with particular focus on the EMIR and Dodd-Frank derivatives regulations. They will also need to implement new risk management standards across the business, ensuring the correct guidelines are issued internally. Despite my client preferring candidates from a ‘Big 4’ Management Consultancy background, they would still consider individuals that have demonstrated a successful career in managing large scale regulation focussed change programmes within industry (banking experience Read more […]
Senior Compliance Manager
If you’re looking for a career that will help you stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Global Risk is a thriving and expert risk management function supporting HSBC globally with all aspects of risk management. The team actively manages a varied and dynamic range of risk types, including security, fraud, information security, contingency, geopolitical, operational, credit, pension, insurance, financial Read more […]
AVP/VP
Role Description: Provide compliance advisory, monitoring and review Keep abreast of regulatory changes and news Compliance training To succeed in this role you will require the following demonstrable skills and attributes: Compliance experience within banking, audit experience will be advantageous Familiar with banking products and policies Good interpersonal skills with a team player spirit To apply, please email your resume to l.chew@alsrecruit.com.
Manager / Senior Manager, Compliance
Eastspring Investments, part of Prudential Corporation Asia, is Prudential plc’s asset management business in Asia. It is one of Asia’s largest asset managers, with operations in 13 markets (including offices in the United States and Luxembourg), just under 2,000 employees in Asia and about US95.4billion (£62.8 billion) in assets under management (at March 31, 2013). More than one-third of Eastspring Investments’ total assets are sourced from third party clients including a wide range of retail and institutional investors. Eastspring Investments also manages the assets of life and pension products Read more […]