Compliance Analyst, Officer
Our CompanyState Street Corporation (NYSE: STT) is the world’s leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $26.03 trillion in assets under custody and administration and $2.24 trillion in assets under management as of September 30, 2013, State Street operates globally in more than 100 geographic markets and employs 29,230 worldwide. For more information, visit State Street’s website at www.statestreet.com.Promoting a culture of excellenceWith more than 29,230 employees across 29 Read more […]
Compliance Auditor (Regulatory / Legal)
Our client is in search of an AVP Compliance Audit professional based in London. The successful applicant will be accountable for assessing the adequacy and effectiveness of controls designed to ensure the CIB businesses comply with relevant key regulatory requirements. The parameters of the role involve monitoring adherence to regulatory change, helping ensure appropriate audit coverage of regulatory compliance within CIB business audits, leading the planning and execution of CIB Compliance related audits, and maintaining relationships with and providing control related advice to business stakeholders.Responsibilities: Read more […]
DCM Compliance Officer
Role: Debt Capital Markets Compliance Advisory Bank: Tier 1 Investment Bank Location: Canary Wharf Salary: Upto £130,000 A leading Tier 1 Investment Bank is looking for a debt capital markets compliance expert. The role will cover fixed income, loans and DCM. The role is working in a well established team with wide exposure across the bank and too senior management. Role: Provide oral and written general compliance and transactional advice to the Fixed Income and Global Capital Markets Divisions on compliance policies and procedures and relevant UK laws, rules and regulations. Participate in the Read more […]
Manager
As part of the team you will be leading projects in areas such as AML control reviews, health checks, MA AML due diligence, Sanctions investigations, KYC remediation and more. Key responsibilities: Lead AML compliance reviews, health checks and KYC remediation engagements Provide subject matter expertise in the area of AML and Sanctions investigations Develop AML policies and procedures Take responsibility for engagement planning, management, and leading teams on both small and large client projects Drive new business development initiatives for the firm What we are looking for: Ideally you will Read more […]
Manager
As part of the team you will be leading projects in areas such as AML control reviews, health checks, MA AML due diligence, Sanctions investigations, KYC remediation and more. Key responsibilities: Lead AML compliance reviews, health checks and KYC remediation engagements Provide subject matter expertise in the area of AML and Sanctions investigations Develop AML policies and procedures Take responsibility for engagement planning, management, and leading teams on both small and large client projects Drive new business development initiatives for the firm What we are looking for: Ideally you will Read more […]
Senior Specialist Lawyer M & A
Join Santander and you’ll become a vital part of a business built on the outstanding service provided to our customers, as well as the award-winning products we offer. We’re one of the fastest growing banks in the UK and that is down to our people. And we recognise that as we help you develop your career you’ll be doing the same for our business. The Santander Group has more than 150 years’ experience in global banking and more branches worldwide than any other international bank. We are well on the way to repeating this success in the UK, having been recognised as one the “Top Employers in the Read more […]
Head of KYC New Business – Client Onboarding
You will be responsible for for ensuring that all customers are onboarded in accordance with the requirements of the KYC Business Rules and attending weekly KYC and AML Compliance team meetings to discuss issues with customer onboarding and contribute to the development of strategies to implement changes to the KYC Business Rules. This will also involve having a large input into the current Remediation project stream as well. The Head of KYC New Business is also responsible for managing the KYC New Business team which stands at approximately 15 people. This includes setting and monitoring performance Read more […]
FCR Compliance Monitoring Manager
Job DescriptionAs a member of the FCR Compliance team, the FCR Compliance Monitoring Manager is responsible for planning, execution, evaluation, reporting and advancement of FCR compliance monitoring reviews and periodic testing of key compliance controls, processes and procedures within Wholesale Banking (WB) and Consumer Banking (CB) to demonstrate compliance with Group and local requirements addressing money laundering, terrorist financing, sanctions and other abuses of and crimes against the financial system. The FCR Compliance Monitoring Manager is expected to implement and maintain a sound, Read more […]
FCR Compliance Monitoring Manager
Job DescriptionAs a member of the FCR Compliance team, the FCR Compliance Monitoring Manager is responsible for planning, execution, evaluation, reporting and advancement of FCR compliance monitoring reviews and periodic testing of key compliance controls, processes and procedures within Wholesale Banking (WB) and Consumer Banking (CB) to demonstrate compliance with Group and local requirements addressing money laundering, terrorist financing, sanctions and other abuses of and crimes against the financial system. The FCR Compliance Monitoring Manager is expected to implement and maintain a sound, Read more […]
Lead Quantitative Analyst, Restructuring
Our CompanyState Street Corporation (NYSE: STT) is the world’s leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $25.42 trillion in assets under custody and administration and $2.18 trillion in assets under management at March 31, 2013, State Street operates globally in more than 100 geographic markets and employs 29,460 worldwide. For more information, visit State Street’s website at www.statestreet.com.Promoting a culture of excellenceWith more than 29,460 employees across 29 countries, Read more […]