Paralegal, Senior Associate
Our CompanyState Street Corporation (NYSE: STT) is the world’s leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $25.74 trillion in assets under custody and administration and $2.15 trillion in assets under management as of June 30, 2013, State Street operates globally in more than 100 geographic markets and employs 29,225 worldwide. For more information, visit State Street’s website at www.statestreet.com.Promoting a culture of excellenceWith more than 29,225 employees across 29 countries, Read more […]
SSgA Compliance Director, Vice President
Our CompanyState Street Corporation (NYSE: STT) is the world’s leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $25.74 trillion in assets under custody and administration and $2.15 trillion in assets under management as of June 30, 2013, State Street operates globally in more than 100 geographic markets and employs 29,225 worldwide. For more information, visit State Street’s website at www.statestreet.com.Promoting a culture of excellenceWith more than 29,225 employees across 29 countries, Read more […]
SSgA Compliance Manager Sales & Marketing, Vice President
Our CompanyState Street Corporation (NYSE: STT) is the world’s leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $25.42 trillion in assets under custody and administration and $2.18 trillion in assets under management at March 31, 2013, State Street operates globally in more than 100 geographic markets and employs 29,460 worldwide. For more information, visit State Street’s website at www.statestreet.com.Promoting a culture of excellenceWith more than 29,460 employees across 29 countries, Read more […]
CASS Team Manager
A unique opportunity has arisen with a top tier stockbroking and investment management institution for a CASS Team Manager. This is a great chance to work in a dynamic and exciting environment in a company with rich history within the City of London. As CASS Team Manager, your primary responsibilities will be to ensure the effective running of the operational aspects of the CMAR reconciliation team. You will assume the Deputy CF10a position, supporting the Head of Operations in his management duties. This position also requires you to participate in the CASS Governance Committee. You will identify Read more […]
Compliance officer (hedge fund) with at least 5-7 years of relevant experience for an International Hedge Fund Firm based in Hong Kong.
They are seeking a highly motivated and driven individual who has a superb understanding of the Hong Kong and US market to be part of a pioneering team to oversee all compliance matters for the firm. Reporting directly to the Head of Compliance based in Hong Kong and COO- Asia, the incumbent will be instrumental in handling all Hong Kong regulatory issues, dealing with the regulators, legal advisors, auditors and fulfilling SFC/ SEC requirements. He/she will also be responsible for the firm’s compliance control, policies and procedures and best practice in conducting securities business. Read more […]
Director, AML Compliance, Banking Group
The Company One of the largest banking groups, with over 5000 employees in HK, over million employees in Greater China region. This is a new headcount reporting into Group Head of Compliance, managing large team of AML professionals in advisory, transaction monitoring and AML projects. This person will be a key hire to the bank, with exposure into different business lines including retail commercial banking, corporate banking investment banking, and private banking. The Role As one of the key compliance members on the team, you will be reporting to Group Head of Compliance, responsible Read more […]
Head of Compliance, HK, Wholesale Banking (1-1.5mill base)
The Company Our client is one of the leading organizations with over 37,000 employees across retail, business and institutional banking, funds management, investment and broking business, with strong presence in Hong Kong and Asia. The Role As a part of the senior management team, you will be reporting to Head of Compliance Asia, handling all rounded compliance duties for their wholesale banking, private banking and global markets businesses, responsible for risk based compliance review, new products approval, AML checking and approvals, development and implementation of new regulations, as well Read more […]
Lead Business Analyst
Lead Business Analyst, Front Office, Compliance. Conduct Risk, Investment Banking, Global Programme, IT, System Implementation, FCA, Stakeholder Management Our Client a leading bank is running a global programme to implement a system to monitor employee conflicts of interest throughout the organisation. They have a requirement for a Senior Business Analyst to join the programme to analyse the business needs which can then be translated to the technical team to build solutions. The ideal candidate will have extensive experience within Investment Banking, Have a proven delivery record of global Read more […]
Regional Head of Legal & Compliance
Our client is one of the long-established European banks with a prominent and well-recognized presence in the APAC region. A rare and exciting opportunity has arisen for an experienced Head of Legal Compliance to look after a team of Legal and Compliance professionals in the APAC region The Role Reporting to the Global Head of Compliance, you will be fully responsible for: Managing a HK based legal and compliance team that has both local and regional accountabilities Providing assurance and risk reporting to the Senior Management to ensure all parameters and regulatory standards are Read more […]
Senior Compliance Manager
Our client is well-recognized asset management firm who offers professional investment management expertise through international funds. They are seeking a seasoned Compliance Manager to join their team. The position will be based in Hong Kong. The Role Reporting to the Chief Compliance Officer, you will be fully responsible for: Establishing a comprehensive compliance monitoring program for the business Overseeing the design, implementation and maintenance of the company’s compliance procedures manual and monitoring program Handling and advising cross-border regulatory matters (e.g. AIFMD, FATCA Read more […]