Policy Manager
Compliance Policy ManagerBankingPermanentLondon Policy Manager – Compliance – KYC – AML – Banking – London The Compliance Policy Manager will provide Compliance teams with high quality guidance relating to interpretation of the global policies and regulatory guidelines. The roleholder will act as a single point of contact for Compliance function in developing changes to policy and procedures. The ideal candidate will have experience: – Providing high quality guidance to compliance teams with regard to interpretation of global Financial Crime policies- As an SME in all matters relating to Financial Read more […]
Risk Analyst
A leading retail insurance company is seeking to hire an operational risk specialist to join the organisation as a Risk Analyst within their Oversight and Assurance function.Joining the risk team, you will take on a ‘first line of defence’ role with responsibility for carrying out thematic reviews across the business in line with the company’s risk management programme. This will include providing oversight and guidance to the business on matters relating operational risk, as well as helping in the development of the annual compliance plan. Candidates will ideally have at least 2 years’ experience Read more […]
Fund Advisory & Documentation Associate
BlackRock is one of the world’s preeminent asset management firms and a premier provider of global investment management, risk management and advisory services to institutional, intermediary and individual investors around the world. BlackRock offers a range of solutions — from rigorous fundamental and quantitative active management approaches aimed at maximizing outperformance to highly efficient indexing strategies designed to gain broad exposure to the world’s capital markets. Our clients can access our investment solutions through a variety of product structures, including individual and institutional Read more […]
Regulatory Change
Our client really does operate in the Champions League of Investment Banking, a Global titan whose business model is robust, comprehensive in terms of asset classes and product set and whose performance is shaking competitors in their ability to climb league tables and increase market share. Their approach is to set the agenda, not follow it and their commitment to creating and implementing class leading standards of compliance and regulation is probably the strongest in the industry. One of the key areas for them is to meet the regulatory change requirements relating to EMIR, MIFIR and Dodd Frank Read more […]
Anti-Money Laundering (AML) Quantitative Analyst
Position Description As part of Morgan Stanley’s ongoing commitment to prevent and detect money laundering and terrorist financing, the Firm has adopted a comprehensive, risk-based program to ensure compliance with counter-terrorism and anti-money laundering (“AML”) laws, rules, regulations, and government guidance. The successful candidate will work closely with senior members of the AML Group and AML IT personnel in support of strategic projects and process improvements by analyzing “big data” using statistical packages. Primary responsibilities will include: • Evaluating existing surveillance Read more […]
Senior Compliance Advisory officer
The Asset Management arm of this Global Banking Group is looking for a Senior Compliance Manager to join the Compliance Advisory team based in London on a 12 month contract paying around £300-380/day. Responsibilities include but are not limited to: *Providing guidance and advice to the business on compliance matters, especially Systems Controls, Operations and Client Money *Ensuring that adequate controls are in place so that all areas of the business are compliant to internal and external regulations *Reporting and escalating any significant issues *Building strong relationships across the Read more […]
Compliance Associate / Sales Supervisor
The candidate should have excellent problem solving skills and have the ability to demonstrate flexibility and adaptability to a constantly changing environment. Candidate will assist with policies, procedures and guidelines of regulatory standards applicable to the company, including implementation and maintenance of supervisory and control procedures. RESPONSIBILITIES/DUTIES: REGISTRATION Update CRD as needed, state licensing for AG and RA, disclosures, new hires, U5, branches, fingerprinting; reconcile with state individual licensing issues; exam requests; annual Registration Renewals; Read more […]
UK Head of KYC
Candidates will need to have a good level of experience in dealing with high risk transactions (SPVs, Trust etc.) and able to build on relationships with the business and set expectations to the front office. Working across securitisation, structured finance, commodities, trade finance and acquisitions, will be able to lead and direct the team. There is a new structure to the London compliance team and this new position is a key part in ensuring the ongoing changes continue to compliment the bank. All candidates must have a minimum of 5 years CDD/KYC experience in an international team. You will Read more […]
GF – Senior Auditor
Function background/context Internal Audit is a global organization of over 1000 professionals covering Citi’s global businesses and service to clients and customers in over 180 countries. Citi’s Internal Audit division provides independent assessments of the company’s governance, risk management and internal control environment for key stakeholders including the Board of Directors, senior management and Citi’s numerous regulators globally. Internal Audit is a change agent within Citi aimed to enhance the control culture of Citigroup worldwide and thereby support senior management decision making Read more […]
CPB Audit Director
Responsibilities: Contributes to strategic direction of Citi’s Internal Audit (IA) function in the establishment of risk based auditing and branch examinations, which include reporting methodologies, organizational design and effective positioning of the function to ensure provision of independent assurance. This is to be consistent and aligned with Citigroup and Citibank business objectives. Uses excellent communication, leadership and strong management skills to influence a wide range of internal audiences including respective product, function, or regional executive management partners and Read more […]