Company Compliance Officer (Vice President / Executive Director)
Position Description The Legal and Compliance Department’s UK Company Compliance Group, which is based in London, is charged with day-to-day oversight and coordination of core central compliance functions covering all businesses including Institutional Sales and Trading, Private Wealth Management Business, Investment Banking and Investment Management across the EMEA region. Primary responsibilities will involve providing compliance coverage for the Firm’s client assets and outsourcing processes. Additionally the candidate will be involved in day to day oversight of all aspects of the wider Company Read more […]
Manager, EMEA Risk Architecture Job
Manager, EMEA Risk Architecture (Job Number: 1312065)Description Team Description These roles will sit within the EMEA Stress Testing Operations team within EMEA Risk Architecture. This area will manage an end to end stress testing and ICAAP process for business and legal entities across EMEA. The team will comprise of 8 individuals who will be based in Brussels and London, but will travel and ensure appropriate coverage across all countries as required. A key attribute underpinning the team will be consistency of approaches through using internal validation and controls processes, consistent Read more […]
Program Manager
Program Manager – Control Mgmt Policies Procedures (Job Number: 1313649)DescriptionThe job holder manages the planning, organizing and implementation of large complex strategic programs (highly visible initiatives crossing multiple disciplines, businesses, and/or organizations). S/he is responsible for the coordinated management of multiple related projects, and in many cases, ongoing operations which are directed toward a common objective. S/he works with constituent Project Managers (who are responsible to the Program Manager for the execution of their project and its impact on the program) Read more […]
Program Manager
Program Manager – Control Mgmt Policies Procedures (Job Number: 1313649)DescriptionThe job holder manages the planning, organizing and implementation of large complex strategic programs (highly visible initiatives crossing multiple disciplines, businesses, and/or organizations). S/he is responsible for the coordinated management of multiple related projects, and in many cases, ongoing operations which are directed toward a common objective. S/he works with constituent Project Managers (who are responsible to the Program Manager for the execution of their project and its impact on the program) Read more […]
AML Investigations Analyst
Position Description — Assists with compliance with USA PATRIOT Act and Office of Foreign Assets Control sanctions requirements.– Resolves surveillance items flagged as potentially suspicious transactions or exceptions.– Investigates potentially suspicious activity arising from account surveillance, branch escalations and Grand Jury Subpoenas. Drafts and assists with filing of Suspicious Activity Reports.– Conducts due diligence searches in various third-party and internal databases.– Reviews and monitors client accounts for potential matches to designated sanctions targets and prohibited Read more […]
AML Investigations Analyst
Position Description — Assists with compliance with USA PATRIOT Act and Office of Foreign Assets Control sanctions requirements.– Resolves surveillance items flagged as potentially suspicious transactions or exceptions.– Investigates potentially suspicious activity arising from account surveillance, branch escalations and Grand Jury Subpoenas. Drafts and assists with filing of Suspicious Activity Reports.– Conducts due diligence searches in various third-party and internal databases.– Reviews and monitors client accounts for potential matches to designated sanctions targets and prohibited Read more […]
Senoir Manager, Compliance, Risk Management Group
Strong prudential management has been a key to Macquarie’s success over many years. The Risk Management Group is an independent, centralised unit responsible for assessing and monitoring risks across the Macquarie Group. The Compliance Division within Macquarie’s Risk Management Group provides compliance support and advice to Macquarie’s operating businesses. Compliance staff are aligned with Macquarie’s operating businesses, assisting those businesses globally to manage their compliance risks. These, together with a strong, committed team are key drivers of Macquarie’s success.Banking and Financial Read more […]
Compliance Officer, Compliance Macquarie Funds Group, Risk Management Group
Sydney location Advance your Funds Management Compliance careerAbout the role:Macquarie Funds Group (MFG) is Macquarie Group’s funds management business. MFG is a full-service asset manager, offering a diverse range of products including infrastructure and real asset management, securities investment management and fund and equity based solutions. The group had $A343 billion assets under management at 31 March 2013. MFG has been managing assets for pension funds, institutions and retail investors since 1980 in Australia and 1929 in the US (through a predecessor firm of Delaware Investments). MFG Read more […]
Compliance Specialist
BNP Paribas is one of the best rated banks in the world, with a presence in more than 80 countries and more than 200,000 employees. BNP Paribas Securities Services is a wholly-owned subsidiary of the BNP Paribas Group, delivering flexibility and commitment, backed by the strength of a leading universal bank. BNP Paribas Securities Services has been rated as a top five global provider of securities services. Operating across the investment cycle, we provide post-trade administration solutions to buy-side and sell-side financial institutions and issuers. With a local presence across 34 countries Read more […]
Compliance Manager-Investments and Insurance
The company has grown rapidly in the last year increasing both the Operational Risk and Compliance teams. This role provides a real chance to progress your career in a company that is aggressively growing across Australia.Role Responsibilities: – Enhancement of the Group Compliance Plan, policies, and procedures.- Compliance training and promoting a risk aware culture across the organisation.- AML monitoring, reporting and testing- Make recommendations for process and operational improvement – Responsible for implementation and monitoring of KRI´s- Senior report writing and presentation Role Requirements:- Read more […]