Cash & Derivatives
Their primary objective is to ensure that the business adheres to local regulatory requirements and group policies with a specific focus on cash and derivatives within prime services. Responsibilities:Deliver advisory compliance support to the prime services business which includes advice on the application of global compliance policies, exchange rules and other regulationsAssist in driving forward the regulatory change components affecting the prime services business, ensuring appropriate collaboration with the business and other shared service functions to effect issues arising from the regulatory Read more […]
Compliance Analyst
A generalist position, you will be involved in the following: • Daily monitoring • Ongoing fund restriction checks • Reviewing client take on packs • Ensuring compliance manuals are up-to-date and accurate • Maintaining relationships with front office • Being aware of regulatory changes An excellent entry level opportunity for a bright individual with proven compliance experience / internships in investment management to develop their career within the industry. Mason Blake acts as an employment agency for permanent recruitment and employment business Read more […]
Compliance Specialist
The successful candidate will ensure the group is honouring its regulatory requirements obligations and is up to date with all regulatory changes. You will have experience in the insurance sector and knowledge of the Insurance Mediation Directive (IMD) and MIFID2. You will also have extensive experience dealing with the UK regulator. Liaising with the relevant authorities and regulators by which the group is bound in order to ensure that the group acts in accordance with their rules. Monitoring and implementation of controls in order to prevent money laundering. Keeping up to date with regulation Read more […]
Compliance Monitoring
This role will take responsibility for management of the Compliance Monitoring Programme through planning, preparation and completion of the rolling risk-based assessment programme. Candidates should have the following skills and experience: – Banking and/or Compliance Related Qualification(s) – 4+ years previous compliance monitoring experience, ideally within a retail bank – Knowledge of Financial Crime (AML, Sanctions, terrorist Financing etc) – Strong knowledge of Regulatory Returns and FSA Handbook – Excellent communication skillsBadenoch Clark is acting as an Employment Agency in relation Read more […]
Senior Analyst Enterprise Risk
Responsibilities: Assists in the development of risk methodologies based on actuarial and capital markets/economic principles Assists in the calculation and aggregation of Economic Capital (EC) across all risks to determine the total EC for the organization and help develop analytics based on the results of the EC model to identify sources of change in EC and forecast the impact on EC from potential ALM, investing activities, and management actions In conjunction with other risk management areas in the lines of businesses, helps develop, implement, monitor, and manage market risk mitigation programs Read more […]
Regulatory and Legal Advisor
We are currently recruiting a Regulatory/Legal Adviser for our client, a highly prestigious Investment Management firm with an excellent reputation in the market. This is a superb opportunity to join a fantastic business in an extremely interesting role, where you will use and develop skills at the cutting edge of the sector. The ideal candidate for this role is someone with the ability to analyse and proactively identify regulatory changes that will affect the business over the coming year (and pay specific regard to AML). This role will suit someone with either prior experience of regulatory Read more […]
Compliance Program Manager / Business Analyst, Global Compliance and Regulatory Management
JPMorgan Chase Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity.Global Compliance plays a critical role in the successful execution of the firm’s compliance mission. The Compliance function ensures the development and maintenance of a strong compliance culture by developing and maintaining program infrastructure that identifies measures Read more […]
Senior Metrics & Analytics Analyst, Corporate & Investment Bank Compliance
JPMorgan Chase Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. The Corporate Investment Bank (“CIB”) offers a broad suite of investment banking, market-making, prime brokerage, and treasury and securities products and services to a global client base of corporations, investors, financial institutions, government and municipal entities. Read more […]
Corporate Lawyer
Permanent Role Join a High Performing Team Sydney CBD Location ANZ realises that our greatest asset is our people. We are vibrant professionals on a journey to create a super regional bank that aims to be the best connected and most respected bank in the Asia Pacific region. ANZ is currently connected across 32 countries and provides world class learning opportunities and compelling career pathways for its people. We’re exploring new and better ways to progress the business with energy and enthusiasm. Backed by a proud and established heritage, we’re on a journey creating a super regional Read more […]
Control Room
Your main responsibilities will be: Delivering training and advice with regards to the interpretation and application of business’ control room as well as research policies and procedures. Overseeing the execution of new Research and Control Room policies. Taking an active role in leading co-ordinating the input of new Research and Control Room policies and business initiatives. Assisting with the enhancement and implementation of new or improved Research and Control Room procedures, policies and direction. Providing training and guidance on the application and translation of Control Room and Read more […]