Compliance lead International Law Firm c.£30k
Compliance Analyst – International Law Firm c. £30k base Rare opportunity to join this prestigious international law firm within their elite Risk/Compliance division, based in London.Overseeing a diverse portfolio new clients and activities you will be responsible for carrying out KYC analysis and risk assessments to ensure that practice is compliant with AML procedures, regulations and laws. You will work closely with senior stakeholders to analyse, challenge and develop new policies and procedures and will act as a role model to junior members of the team. Candidate requirement: -Previous AML Read more […]
Information and Records Officer (SharePoint Specialist)
Information Records Officer vacancy working for a very successful and globally known Investment Management company with over £270bn AUM. As the Information Records Officer you will be sitting within the legal department working in a very friendly and open team. You will be the SHAREPOINT system expert and be primarily responsible for the maintenance and development of the SharePoint Electronic Records Management Systems (ERMS. In addition, you will be working with various stakeholders and provide support and training to ERMS users, develop, promote and implement a good working culture of good Read more […]
Risk And Compliance Officer
Role Responsibilities:Provide regulatory oversight and advice to ensure that the business is informed of all risksMonitor the management of Compliance and Risk related issues/breaches ensuring they are appropriately handled and resolvedEngage and effectively communicate with management and multiple stakeholdersDrive new Risk and Compliance initiatives or projects to reflect ongoing brand strategyProvide Risk and Compliance advice to advance the continuous enhancement of frameworksReport writing and presentation Role Requirements: 5 years minimum experience in Operational Risk and ComplianceExposure Read more […]
Senior Operational Risk Manager – Group Reporting – $130
Leading domestic bank is seeking a Senior Operational Risk Manager to join the group risk function and perform group-wide risk reporting. The role will be responsible for identifying trends and analysing metrics within the discipline of Operational Risk to report to Board, ExCo’s and external regulators. This firm has strong growth plans in the Australian and international market, and this role will ensure that all operational risks are suitably identified and mitigated as the business expands. Duties will involve:Partnering, advising and challenging the business in relation to the reporting of Read more […]
UK Head of Regulatory Compliance- CMB
UK Head of Regulatory Compliance – Commercial Banking Management HSBC who we areWith over 7,200 offices in 85 countries, we are the leading international bank, delivering services and products to around 89 million customers worldwide. We combine extraordinary global reach with in-depth, hands-on local knowledge. That means we can provide people from different cultures and walks of life with the financial support they need. The support that helps them live the life they want.A world of opportunityHSBC is a global platform for careers. We currently employ well over 300,000 people around the world. Read more […]
Compliance Consultant
Role Summary/Purpose Assist to design, develop and manage Compliance infrastructure and programs across the Operations and Consumer Lending business. Evaluate and drive Compliance behaviours, processes and culture across the Operations business. Work with the business and distribution channels to develop Compliance programs and enhance regulatory reporting that meet the needs of the business whilst complying with our three Australian Credit licenses (ACL) and legal obligations. Essential Responsibilities Provide consistent compliance advice in a timely manner to Operations (review of marketing Read more […]
Regulatory Consultant
Its clients range from start-ups to large firms with well-established track records and utilise a broad array of investment strategies and styles such as: long only, long/short equities, global macro, credit, distressed, bank debt, fixed income, private equity, venture capital, real estate-related and fund of fund strategies. As part of our growth plans it is looking to hire an experienced compliance professional to join its Regulatory Consulting team. This is a varied role and responsibilities include (but are not limited to): ·Provide clients with responsive regulatory advice and solutions Read more […]
KYC VP, Management Opportunity, Top Tier Investment Bank
KYC is an integral part of the Global Operations Division and supports a wide variety of activities across a range of financial markets globally. The Group is primarily involved in the initial stages of client on-boarding, and ensuring that the appropriate Customer Due Diligence and Counterparty Data Management is performed in preserving the reputation of the bank Managing a team you will be responsible for: Manage BAU functions including Onboarding Know Your Customer (KYC), Periodic KYC Review (KYC Refresh) and KYC Processing (Subaccounts, Products and related KYC tasks). Stakeholder Management Read more […]
ORC Conformance
ORC Conformance is a team within ORC Corporate Center that will review compliance with the ORC Framework within the Business Functions and the Business Division aligned ORC teams and has significant impact in terms of ORF development, acting as one of the centers of excellence of the framework. The successful candidate will have a combination of operational risk and banking experience of a minimum of 3-5 years and will possess the ability to influence senior management and other stakeholders to drive the risk and control agenda. This role is based in London and will report to the Head of ORC Conformance Read more […]
Client Servicing Marketing Specialist HKSI License 1 MNC bank
The CompanyA well-established insurance company is urgently looking for a Client Servicing Marketing Specialist initially on a 9 months contract to permanent basis.The RoleMonitor client invoices to ensure all expected invoices are received and loaded, track and report on missing invoicesValidate invoices variances, work with the support organization to reconcile invalid invoices as neededAnalyze carrier billing data to perform optimizations on client’s accountsGenerate recommendations to the client to drive cost savings in their environmentMonitor and track savings based off of optimization initiatives Read more […]