EMEA Head of Legal & Compliance
The Role: There are three principal functions of the role: 1. To provide Legal guidance advice to all business units and management in EMEA 2. To act as Company Secretary for the UK business and its subsidiaries 3. To ensure that the Bank operates effectively within local, regional and stringent group regulatory parameters, inclusive of all matters related to financial crime. Given the volume of regulation changes currently being imposed globally, Regulatory matters will form a significant portion of this role. The Candidate: The firm is looking for someone with significant banking experience Read more […]
Compliance BA
Business Analyst – Compliance Permanent – Control Room SurveillanceCanary Wharf Compliance – Control Room Surveillance – Business Analyst – Permanent – Canary Wharf An experienced Business Analyst required for a leading bank. The ideal candidate will have expertise in Compliance, Control Room Surveillance and strong SQL knowledge.The Compliance Control Room Surveillance Business Analyst will assist in data analysis from various upstream systems, and develop landscape/architecture of the data flows consumed by Compliance applications. The successful candidate will work very closely with key business Read more […]
Fiscaliste expérimenté H/F
Informations sur le clientLa filiale française d’un groupe bancaire anglo-saxon de renommée internationale, recrute, dans le cadre du développement de son activité en France, son (sa) : Fiscaliste expérimenté(e) DescriptionAu sein d’une équipe pluridisciplinaire de 8 fiscalistes, rattaché(e) au Directeur des Affaires Fiscales de la structure française, vous menez, avec une grande autonomie, des missions de conseil pour des clients internes très diversifiés (Banque de détail, Banque Privée, Gestion d’actifs, Assurance, Direction du Crédit, Direction Marketing et Commerciale). Dans Read more […]
Senior Compliance Manager
The London-based Compliance Team creates, develops, implement, monitor and manage the firm’s procedures, key controls and policies to seek to ensure that the firm’s control, risk and governance structures are adequate Key RESPONSIBILITIES: · Identify regulatory risks, gaps or breaches and support, advise upon and manage the implementation of new or enhanced control amendments for new services or products, in conjunction with new legislative or regulatory initiatives such that the firm continues to meet its regulatory requirements and also in order to enhance the firm’s control structure. · Monitor Read more […]
Business Support – VP
The CompanyA fast growing Foreign Bank is keen to hire a Business Support VP to their Corporate Banking Team in Singapore. You will manage a team of 4-5 staff and reports to the department head directly.The RoleYou will be responsible for handling on boarding of corporate accounts including checking of KYC documents, wrapping of ownership layers, providing specialist advice and solutions, ensure that the account opening process is complete. You will also vetting of Letter of Offer, ensure that the Letter of Offer is in line with the approval. It is also your responsibility to perform ad hoc assignments Read more […]
Compliance Manager
Our CompanyState Street Corporation (NYSE: STT) is the world’s leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $25.74 trillion in assets under custody and administration and $2.15 trillion in assets under management as of June 30, 2013, State Street operates globally in more than 100 geographic markets and employs 29,225 worldwide. For more information, visit State Street’s website at www.statestreet.com.Promoting a culture of excellenceWith more than 29,225 employees across 29 countries, Read more […]
Analyst
A new opportunity has arisen for a Portfolio Monitoring Analyst to provide essential daily trade analysis of managed fund positions. The role will involve performing post trade investment restrictions, setting guidelines, automating processes and escalating breaches. Key requirements: • Strong academics, degree educated or equivalent • Advanced excel skills (macros/VBA preferred) • Post trade compliance experience in investment management We are looking for a bright, confident and forward thinking individual that can build relationships with internal stakeholders such Read more […]
Securities Compliance Examiner
The SEC’s mission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The agency seeks high-caliber professionals who share the same values of integrity, fairness, accountability, resourcefulness, teamwork, and commitment to excellence. The SEC offers a number of enhanced pay and benefits plus the standard Federal benefits: Paid dental insurance and vision insurance Increased agency subsidy for health insurance which supplements your health benefits premiums by $25 for self-only coverage, and $50 for family coverage Mass transportation subsidy Read more […]
Senior Financial Crime Compliance Manager, International
If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Global Risk is a thriving and expert risk management function supporting HSBC globally with all aspects of risk management. The team actively manages a varied and dynamic range of risk types, including security, fraud, information security, contingency, geopolitical, operational, credit, pension, insurance, Read more […]
Senior Manager AML Compliance GBM Team Lead
High Risk Role Within HSBC certain roles are designated as High Risk Roles. High Risk Roles are those where employee malpractice could lead to significant financial and/or reputational damage through internal fraud, data loss, bribery or the leaking of confidential information. For these roles, all internal and external applicants are required to undergo a range of enhanced security/background checks as part of the pre-employment vetting process. This role has been designated as a High Risk role and any candidate hired into this role would be subject to this vetting. In the event that you are short-listed Read more […]