Asst Client Admin Officer Job
Asst Client Admin Officer (Job Number: 1311356)DescriptionProvide delivery of services in accordance with agreed upon service standards and BNY Mellon policies and procedures to Asset Servicing clients. Interfaces with USAs functional departments and related BNY Mellon entities who deliver service to incumbent s assigned clients. Participate in the overall delivery of products and services to clients. This position will have direct client contact and will interface with Relationship Executive and Service Director/Account Manager assigned to their client book of business. Incumbent with provide Read more […]
Surveillance Manager
Our client needs someone that can build and maintain a surveillance programmes along with IT and other regional teams, someone that will eventually build a team below them and manage the department. The role reports to the Global Head of Monitoring and Surveillance and will be in constant liaison with a variety of internal/external stakeholders so your ability to communicate and manage relationships is paramount for this role. This role will also work closely with the rest of the compliance teams in London and our client is open to people that have an assurance background, thematic reviews and Read more […]
Head of MI and Data Governance, Compliance
HSBC are looking for someone who will manage a portfolio of high profile programmes across Risk and Finance. This is a senior level position responsible for the implementation of the HSBC and Global Risk Data Strategy across the Financial Crime Compliance (FCC) and Regulatory Compliance (RC) functions, as well as the design and delivery of standardized, focused, effective management information for both functions at a global, regional and local level. In addition there is a need to drive the implementation of an efficient operating model for the delivery of MI. In this context the scope Read more […]
Fund Analyst / Compliance
Due to continued expansion they have created a bespoke role for someone to focus on compliance matters relating to sales practice and marketing materials relating to the distribution of the Luxembourg and Dublin funds. Key requirements: Educated to degree level or equivalent Solid background in investment management Relevant compliance experience – ideally financial promotions An exciting opportunity for an enthusiastic and committed individual to join a prestigious Investment Manager with a sterling reputation which offers excellent long term career prospects. Mason Blake acts as an employment Read more […]
KYC Learning Manager
The Learning Manager will plan, lead, organize and control the learning activities in the implementation of Global Line of Business Procedures (GLOBP) across KYC for the UK. Learning Manager responsibilities: Lead the design and delivery of GLOBP training, communications and other supporting learning solutions to support the following requirements: Alignment with overall business goals and needs according to Global and country KYC requirements Adherence of Global procedures to standards as prescribed by HSBC Global Standards functions, Business Partners, internal and external control and regulators Read more […]
Sanctions – Compliance
Alexander Ash is acting as an agency for the purpose of this advert. Please also view our website for other similar opportunities; http://www.alexanderash.com/banking-jobs.php We are working with several clients on Compliance programmes of work and would be keen to discuss opportunities with candidates with the following backgrounds: Sanctions – KYC – AML – Financial Crime – Due Diligence Line or Business As Usual Background having moved into the change environment Understanding of the Regulatory changes taking place in the banking sector ***please feel free to forward your updated CV in word format Read more […]
Process Analyst
Onboarding and Client Management Services is to provide Global Banking and Markets with a single, global on-boarding and account maintenance service that uses service company operating principles and a consistent service proposition to deliver high-quality client service, robust client diligence, and process excellence and standardisation across each on-boarding function from one integrated global team – services include: Know-Your-Customer (KYC) client identification and due diligence Welcome pack communications Client document negotiation Credit analysis and application preparation Account opening Read more […]
Control Room Compliance Officer
The global Control Room network is extensive with offices in the U.S., Australia, Japan, Hong Kong, U.K. and Switzerland, all operating under a similar global framework of policies and procedures.You will be expected to have an extensive understanding and experience of the core responsibilities of Control Room Compliance, including: Information Barriers, Grey and Restricted Lists, assessing and applying sales, trading and research restrictions, including knowledge of Takeover Panel Code; research clearance (including Investor Education), disclosures, US settlement requirements and advising on research Read more […]
Internal Audit (Conduct Risk)
Internal Audit – London Job: Internal Audit (Conduct Risk) A great job opportunity has arisen within the London based Internal Audit function within a leading global banking organisation. This business is globally recognised as being one of the largest banking organisations with a strong track record particularly across the retail banking and corporate banking sectors. Their internal audit team has been through a period of transition and are now in very strong shape. Successful individuals within this environment will benefit to very senior exposure within the function and the broader business Read more […]
AML Sanctions
A leading Investment Bank is seeking specialists sanctions candidates to join their AML function. The client is in the process of building out a new AML Sanctions team with a global remit to be based out of London. The client is seeking candidates with strong skills around sanctions policy, advisory and operational screening. They have roles at varying levels of seniority, and are keen to engage with sanctions specialists from other leading banking groups. The ideal candidate will have at least 18 months of sanctions experience covering investment, retail, corporate or commercial clients. Please Read more […]