Operations Analyst I Job
Operations Analyst I (Job Number: 1311699)DescriptionResponsible to acquire, analyze and validate data. Also to generate, manage and provide accurate and timely Bank of New York Mellon Analytical Solutions products. Other responsibilities include being a member of a work team, contributing to projects, conducting user acceptance testing, and effectively supporting internal and external clients in the use of The Bank of New York Mellon Analytical Solutions data and products. Bachelors degree (B.A.) from four-year college or university. One to two years related experience and/or training; or equivalent Read more […]
Audit Manager I Job
Audit Manager I (Job Number: 1312251)DescriptionManages and executes all activities relating to the planning, implementation and quality execution of an audit, audit project, or specialty assignment (i.e., Credit Risk Review, Professional Practices). For audits this includes a comprehensive evaluation of the risk management and internal controls activities, including consultation with and evaluation of other departments (i.e., Compliance, Technology, Risk). The individual must be able to develop and maintain key client relationships; manage and develop staff; oversee the execution of audits or Read more […]
CAAG Fund Valuation Accounting & Reporting Analyst (Second shift position. Hours are Job
CAAG Fund Valuation Accounting Reporting Analyst (Second shift position. Hours are 1:00 p.m. to 9:30 p.m.) (Job Number: 1308188)BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment management and investment services in 36 countries and more than 100 markets. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, Read more […]
Employee Investing and Activities Analyst
Position Description Serve as the primary contact for Wealth Management and ISG coverage areas through constant written and verbal communication with employees; review and process outside account, outside activity and private investments disclosures; provide guidance on various Employee Trading policies; review external account statements; assist with gathering employee information requested by regulators or Internal Audit. Skills Required • Strong interpersonal skills • Excellent oral and written communication skills • Teamwork skills • Organizational skills • Computer literacy • Planning Read more […]
VP RIA Advisory Compliance
Qualified candidates will have: excellent writing and verbal communication skills; a strong work ethic and a passion for high performance; self-motivation; high energy; excellent interpersonal skills; proficiency with PC applications and aptitude for learning a variety of systems; the highest standards of integrity and ethical judgment; and a minimum of 5 years relevant compliance experience, preferably at a major national or global securities firm or regulator. Candidate must be familiar with the SEC and FINRA regulatory environment and requirements. Helpful experience or knowledge would include: Read more […]
Tax Compliance Consultant
Must be currently located in Australia to be considered for this positionOur client is a leader in global banking and financial services seeking a Tax Compliance Consultant to support the Head of Tax within their Risk Compliance and Control Team. A primary area of focus for this team is effectively managing key risk through appropriate level of permanent controls over the business for Australia and New Zealand.Responsibilities Key tax policy research, development and implementationSupport the Head of Tax in their strategic advisory role and work alongside Risk Managers ensuring compliance with Read more […]
Investment Banking/Capital Markets Compliance Attorney
Seeking attorneys with fixed income, foreign exchange, and structured products experience. If you’re tired of big firm stress, hours and linear career path, consider moving in-house to a global investment bank in a fast-growing and dynamic area – compliance. It can offer you a better lifestyle, more opportunities to move to a different area, and a better market in which to climb the ladder. It’s similar intellectually stimulating work—without the billable hours! Main Duties • To be focused on providing compliance support and management of the fixed income business. • Review and Read more […]
Investment Banking Compliance Attorney
Are you a law firm attorney who likes the salary but wants a better lifestyle and more options? If you have experience in corporate finance, investment banking, syndicate, and/or underwriting, consider moving in-house to a global investment bank in a compliance and legal role. Compliance is a very hot field with great compensation and provides more lateral (including moving to the business side) and growth options than the partner track at a law firm. Not to mention, no billable hours. Our client, a top-tier Investment Bank, seeks a candidate that will work in close coordination with other Syndicate Read more […]
Audit Director
As the subject matter expert for compliance QA you will be responsible for partnering with global audit teams across the bank to develop audit methodology and promote best practice. You will be expected to assist the Chief Internal Auditor in strategy, lead compliance QA audits reviews, review and challenge the business, present to stakeholders/ Audit Committee. This high profile role requires excellent communication skills, extensive banking experience and thorough knowledge of compliance audit concepts
Practice Manager, Financial Services
The Practice Manager leads a team involved in the sales cycle, driving growth and new products, providing account oversight and engaging with internal and external clients at all levels.As a member of the Financial Services practice, the Practice Manager will lead direct interactions with current and prospective Axiom clients within the Financial Services industry including major investment banks, private equity firms, and hedge funds.The Practice Manager willGrow a $12-15M PL to $20-25MLead sales and client development efforts with current and prospective F500 clients to achieve annual double Read more […]