Director, OTC Reform
The successful candidate will have responsibilities for preparing for meeting all of the compliance and implementation requirements imposed by the Rules associated with the clearing and electronic execution of derivatives in the US, Australia and Europe.Responsibilities:Ensuring that the Global Markets business is prepared for and complies with rules associated with Dodd Frank regulations ( OTC Reform ).Reviewing and interpreting the Rules, giving advice to the business about how to comply, and how and when to apply for any relevant exemptions;Prioritising the preparation for compliance with Rules Read more […]
Engagement Manager, Financial Services
The Engagement Manager is an integral part of the team involved in the sales cycle, driving growth and new products, providing account oversight and engaging with internal and external clients at all levels.As a member of the Financial Services practice, the Engagement Manager will interact directly with current and prospective Axiom clients within the Financial Services industry including major investment banks, private equity firms, and hedge funds.The Engagement Manager willEffectively build client relationships and oversee the day to day activities for a portfolio of clients within Financial Read more […]
Legal & Compliance Manager
This role has a dual reporting line into both Compliance and Legal a lawyer in the London legal team and as such the responsibilities are split broadly 50-50 between both areas.ComplianceThe successful candidate will assist the Head of Compliance (Europe) in ensuring that the firm complies with relevant FCA and European regulatory requirements, as well as relevant group compliance policies and procedures. They will also ensure that the risk-based Compliance Monitoring Plan is complete each month. This will completed by overseeing the completion of less complex monitoring items by a Compliance Read more […]
Senior Pricing Analyst
Today we provide a full portfolio of financing solutions for a whole lot more than rolling stock. Vehicles, vessels, aircraft, machinery and technology are now performing tasks essential to the functioning of all sorts of businesses thanks to the services we provide.With offices throughout the UK, Lombard is able to make the best use of local knowledge to deliver the highest standards of customer service. With the same objective in mind we aim to hire the best people, best placed to form and maintain long lasting and profitable relationships with our clients.We are currently looking for a Senior Read more […]
AML Transaction Monitoring and Consultant
Our client is seeking two AML Transaction Monitoring Consultants who have cleared alerts generated by Actimize.The repsonsibilities of the positions will include:* Conduct daily and monthly transaction monitoring to assure compliance with the Bank Secrecy Act and other applicable rules and regulations. * Conduct research using internal records and external sources to determine the legitimacy of the alerted activity and whether the transaction(s) are inline with normal, expected customer activity. * Draft suspicious activity reports, when appropriate. * Assist with the implementation of new monitoring Read more […]
Compliance Manager, Large International Principal Investments Firm, London
Recruiters Reference: 3732 /2FAbout our client Our client is a well-respected and growing asset management firm with a global focus. They are looking for someone to join their compliance team.ResponsibilitiesAll aspects of compliance, including devising and maintaining new compliance policies and strategy, advising and consulting on risk areas, training members of staff on compliance policies and ensuring the firm’s capital requirements are maintained at adequate regulatory levelsSkills we’re looking forRelevant compliance experience from the financial services sector is essentialExcellent Read more […]
Sr Business Analyst -&##8211; Eagle Platform Job
Sr Business Analyst -– Eagle Platform (Job Number: 1307835)BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment management and investment services in 36 countries and more than 100 markets. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. Additional information is Read more […]
Sr Business Analyst &##8211; Eagle Platform Job
Sr Business Analyst – Eagle Platform (Job Number: 1307836)BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment management and investment services in 36 countries and more than 100 markets. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. Additional information is available Read more […]
Business Line Controller III Job
Business Line Controller III (Job Number: 1306896)DescriptionThe incumbent directly and through his/her line of business controllership organization is responsible for supporting the Director of Investment Services Transformation with process reengineering, database management, management reporting, business analysis and decision support. This is accomplished through a process of financial planning, forecasting, measurement, review and analysis. That includes Transformation project costs and synergy saves validation, tracking and reporting to ensure data integrity and accuracy, Workstreams management Read more […]
Ops Accntnt II Sr
Ops Accntnt II Sr – Eagle Platform Mgt for Acctg Svcs (Job Number: 1309507)DescriptionThe Senior Operations Accountant II is responsible for supervising a group of Operations Accountants to ensure that all mutual fund activity has been processed accurately and in accordance with department policies and procedures. This position is responsible for coordinating data exchanges with Portfolio Management, Transfer Agency, Custody and Pricing Services to ensure that all required data and transactions are received on a timely basis. This position will also be expected to oversee processing for all types Read more […]