Senior Compliance/Legal Manager: Boutique Multi Family Office – Located in London recruitment
KEY WORDS: PRIVATE BANK; MULTI FAMILY OFFICE; MFO; COMPLIANCE; LAW; LAWYER; FSA; HNW; HIGH NET WORTH; UHNW; ULTRA HIGH NET WORTH; PRIVATE CLIENT; PRIVATE BANKING; KYC; TRUST RELATED; LEGAL; BOUTIQUE.Working out of their London office they are now looking for a strong candidate to cover Compliance/Legal issues, reporting into the CEO.Suitable candidates would not necessarily have been COO in previous roles, but rather should have a studied law, be registered with the FSA, and should have experience working in a compliance function.5 years experience is a minimum, as a suitable candidate should have Read more […]
Head of Marketing recruitment
As the Head of marketing you will be responsible for the marketing and communications plans across acquisition and retention targets in a variety of different regions. Some of the marketing and communications activities you will be responsible for are events, literature, direct marketing and client communications. In addition you will define the positioning for key segments and propositions which will be integrated into the sales process and client experience.The successful marketing manager will have extensive experience of direct marketing and campaign management and a proven track record of Read more […]
Relationship Manager (E-Products) recruitment
Role ResponsibilitiesProvide assistance to colleagues in the preparation of offer packages, contracts and reports. In addition monitor the availability of back end systems and where requested to do so, provide office administration support. Responsible for advising, managing and supporting clients. Identify the specific concerns of clients, provide proactive support to client relationships and develop appropriate solutions. He/she is also responsible for ensuring that the wholesale e-banking tools are correctly implemented and that technical support (on and off-site) is provided both during and Read more […]
Compliance Manager / Marketing & Distribution recruitment
Our client, a global financial institution is looking for a compliance manager to provide guidance and support to their private banking business. The individual would help in identifying and mitigating risks across the business and help promote a proactive regulatory culture and protect the reputation of the firm. Duties Include: • Support Senior Management to ensure the business meets its regulatory requirements. • To review and sign-off on all client pitches and other financial promotions. • Conduct training for the private banking businesses in relation to financial promotions. Read more […]
Product Director recruitment
Managing the Product Management team, the successful candidate will take responsibility for all of the proposition development, new product development, product management and pricing, with ultimate responsibility for product margins and revenues. In this role you will collaborate with regional directors to develop proactive cross-selling and expand marketing strategies to increase product distribution across markets. As a member of the EMEA Senior Leadership Team, you will support the company’s long term goal to develop an integrated investment approach to clients and ensure compliance with Read more […]
IFA Sales // London. recruitment
IFA SalesLocation: LondonSalary: Very CompetitiveMy client is a top fund with an exceptional track record that is looking to hire a mid/senior level IFA Sales professionalThe successful candidates will have extensive experience within the fund space with a strong UK IFA networkThere is a strong preference for candidates with Alternative / complex product experienceRequirements:Top UK / European IFA networkExperience in selling Alternative / Complex ProductsRight to work in the UKIf this IFA Fund sales role is of interest then please send your CV in Word format to analysis@carltonseniorappointments.com Read more […]
Senior Trust Officer recruitment
This is a unique opportunity to join a pre-emanate global financial services company with an outstanding reputation. Working on a broad range of highly complex offshore structures this role will involve a mixture of client facing relationship management duties as well as technically challenging fiduciary / trust administration functions. Engaging with a well established group of very high profile clients, this position is well suited to individuals seeking a high level of responsibility. Suitable candidates will have gained significant experience on fiduciary and trust administration services Read more […]
Credit Account Manager recruitment
A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business. We’re committed to being the best financial services provider in the world, balancing passion with precision to deliver superior solutions for our clients. This is made possible by our people: agile minds, able to see beyond the obvious and act effectively in an ever-changing global business landscape. As you’ll discover, our culture supports this. Diverse, international and shaped by a variety of different perspectives, we’re driven by a shared sense of purpose. At every level agile thinking is Read more […]
Compliance Manager needed at Global Wealth Manager recruitment
This Wealth manager requires a new Compliance Manager to carry out compliance monitoring across the Private banking network in the UK. This is an excellent opportunity for compliance professional keen to join a successful and internationally renowned global bank.As a Compliance Manager, your responsibilities will include:Carry out compliance monitoring reviews to obtain assurance that there is no breach of regulation, codes or company standardsFoster a close working relationship with Compliance Advisers, Head of Compliance, Front office and audit teams to better embed regulatory requirementsTrack Read more […]
Business Oversight and Control Officer – Vice President recruitment
Works within a team of qualified professionals in the provision of business, legal compliance and risk solutions for discretionary portfolio management services.Responsibilities include the diligent performance and accurate completion of the following:• Assisting in the planning, implementation and supervision of effective procedures and controls including ensuring the completion of the AAF within GIS’ Discretionary business in London, US and Europe.• Co-ordinating and jointly conducting the European Chief Investment Officer’s review programme of PWM’s discretionary managers in London, Read more […]