VP – Senior Equity Compliance Officer recruitment
This is an excellent opportunity for a Senior Compliance professional that specialises in equity market activities and enjoys working with the business at all levels.
The role is at VP- level and your responsibilities will include:
- Provide real-time advice and support on regulatory matters to the Corporate and Investment banking businesses
- Advise and guide the Equities businesses including cash equities, equity derivatives, prime brokerage and prop trading
- Manage relationships with the businesses at all levels, including Regional Heads
- Liaise with the Legal teams covering these businesses to identify and manage these regulatory risks associated.
Skills/Experience needed:
- 5+years trading floor compliance experience within equity markets
- Detailed working knowledge of the FSA COB rules, UK Market Abuse Code and recentUKand EU regulatory developments
- Experience providing regulatory interpretations and decisions to the business in high profile and/or time constrained situations
- Self-confident with excellent client handling skills
Location:CanaryWharf
If you are an experienced investment banking compliance professional with a specialisation in Equities businesses; please send your CV to me for consideration
To find out more about Real Staffing please visit www.realstaffing.com
September 3, 2012
• Tags: Compliance, Legal careers in the UK, Senior Equity Compliance Officer recruitment, VP • Posted in: Financial