Archive for May, 2013
Compliance Monitoring and Surveillance
The role will report into the Head of Compliance Monitoring Surveillance, the incumbent will play a key role in proactive identification and assessment of compliance risks across the Bank’s business, designing and implementing compliance controls with the aim to identify and address actual or potential risksIt will be across the entire range of products including Credit, Rates, treasury and Foreign Exchanges, Asset Finance, Energy Infrastructure Finance, Leverage Commodity Finance, Debt Origination Distribution The role has a mixture of three elements:*Identify and map conduct risks: to liaise Read more […]
VP, Credit Structurer
FunctionCredit Structuring is a client facing team within the Investment Management Group. The team works with Investment Representatives and their clients in structuring credit transactions, marketing the credit product to grow the business, training the sales force to source opportunities and management of the associated revenue lines.The structuring team works closely with Product Management to continually improve the range of available credit solutions, ensuring the products are innovative and market leading in this field.The Wealth and Investment Management Credit Structuring Team has representation Read more […]
Compliance Officer Roles – Top Tier Asset Manager
The Client:One of the largest and most established asset management firms in the world, serving individual and institutional investors across the globe.The Roles;Compliance Associate (Compliance Monitoring): Up to £40,000 p.a.The main focus of the role is to assist the existing team in providing compliance support to the European Distribution, and European fund structures.The main responsibilities will be for ensuring that the assigned monitoring activities, marketing review activities and information analysis activities are performed on a timely basis and for maintaining quality of own delivery Read more […]
Buy Side Equity Research Analyst, Global Equities, Asset Management Firm
Our client is a leading asset management firm, who are looking to add a relatively senior level Analyst to their global team.The role, a buy-side analyst position, will report to the head of research. The analyst will be required to work independently on research projects and investment ideas to provide the portfolio managers with day-to-day analysis of news flow as well as detailed research of specific stocks. An ability to quickly develop knowledge of the business models/economics of the various consumer businesses and the nuances of specific stocks as well as to understand our investment decision Read more […]
Head of Compliance required by International Financial Markets Infrastructure organisation
This role will be our clients first senior UK hire reporting into the Global Chief Compliance Officer based in New York and will be expected to establish the UK compliance function from scratch. The successful must have a legal background or have had an education within the law for example.Key responsibilities:• Monitor and report results of all compliance, ethics and supervisory related efforts of the client• Provide guidance to the client and their Board on matters relating to Compliance. This will include assessing compliance risks and implementing guidance on the implementation of compliance Read more […]
Manager, Legal and Human Resource
About us: Industrial and Commercial Bank of China (ICBC) was established in 1984. ICBC is now the world’s top listed bank in terms of market capitalization, profits and customers’ deposits. We are looking for elites and talents worldwide to join us in future.ResponsibilitiesLegal examination and commercial contract formatting.Research of international legal system on precious metals business and commodities trading related legal issues. Provide support for quality control system on physical products.Improve the human resources management system, optimize the allocation of human resources;Recruitment, Read more […]
Relationship Coordinator
Responsibilities of this position include, but are not limited to: – Serving as day-to-day contact for banking servicing and transaction processing – Monitoring account overdrafts and large transaction activity – Compiling required Know Your Client (KYC) documentation – Assisting with on-boarding clients – Researching account and transaction records to resolve discrepancies and answer questions – Directing requests and unresolved issues to the designated resource – Preparing customized reports/summaries as needed – Identifying and suggesting ways Read more […]
ETF Business Development Associate
This is made possible by our people: agile minds, able to see beyond the obvious and act effectively in an ever-changing global business landscape. As you’ll discover, our culture supports this. Diverse, international, and shaped by a variety of perspectives, we’re driven by a shared sense of purpose. At every level agile thinking is nurtured. And at every level agile minds are rewarded with competitive pay, support and opportunities to excel.To better serve clients’ unique and evolving needs, Deutsche Bank has created a new business division that combines all of its asset and wealth management Read more […]
Head of Risk Management — Fixed Income Fund
This major fixed income fund has an opening for its Head of Risk Management in its NYC office.The fund has municipal, money market, insurance-oriented, and tax efficient portfolios.The successful candidate will perform two functions: 1) oversight of the production of analytical reports and 2) analyses of risk-related issues. These projects will involve stress testing and scenario analyses of the portfolios, working with ratings agencies, and client meetings to explain the company’s risk management procedures.Regular interaction with portfolio managers and client service executives is a key part Read more […]
Accounts Assistant
Accounts Assistant job – Immediate Start – Temporary – Permanent – 25 hours a weekOur client is an automotive company providing a range of services from retail and wholesale vehicle sales, through to vehicle refurbishment, logistics and bespoke IT systems development. They work with some of the biggest names in British industry, They are looking for an experienced and enthusiastic Accounts Assistant with previous experience of working in the motor trade. This role will provide you with the opportunity to develop your finance career and you will be given the opportunity to take on more responsibility Read more […]