Archive for September, 2013
Senior Compliance Policy & Advisory
The role entails working in conjunction with the Head of Team in the Provision of leadership and day to day management for a team of Compliance professionals, whilst providing expertise in Compliance matters for specified tasks or projects; and Assisting local business management to identify, assess, mitigate, manage, advise and or report on Compliance risks. (Note this is a proactive function and is not limited to advice or counselling services only). Requirements: Candidates must have a thorough understanding of the FCA rule book from Retail/Wealth perspective. Proven experience in RDR is also Read more […]
Business Systems Analyst
Responsibilities: Producing feasibility studies and conducting options analysis, producing high quality outputs at both detailed and summary levels Conducting technical systems investigations, data analysis, and gap analysis – defining solutions options Engaging with the Credit Risk Modelling area, interpreting LGD / EAD model prototypes – defining and maintaining Model Interface Specifications and data requirements Producing model implementation related requirements, system use cases, and inputting into business process model definition Workshop facilitation and stakeholder engagement Ensuring Read more […]
Junior Client Associate
My client is a leading electronic institution operating within the fixed income and derivatives markets. A US firm, they have offices in Tokyo, Hong Kong and Singapore and have been well established in the Asian markets for almost a decade. My client is looking for a top graduate for the role of junior Client Services Associate in the fixed income team in Hong Kong. You will work directly with the sales team to onboard new clients and build up their own relationships in SE Asia. You will also work closely with other internal teams in order to do this.You should be a young, ambitious sales person Read more […]
Sr Credit Risk Portfolio Mgr Job
Sr Credit Risk Portfolio Mgr (Job Number: 1313910)DescriptionSenior Credit Portfolio Manager Broker Dealers Hedge FundsThis is a senior credit position with responsibility for approval and overall credit risk management of the Broker Dealers and Hedge Fund portfolios within BNYM.. This position falls within Global Financial Services Credit. This person will need to interact with clients, internal management and regulators so strong communication skills are preferred.The CPM is responsible for executing the credit strategy for specific institutional credit portfolios. The CPM is ultimately responsible Read more […]
AIS Internal Control Sr Specialist Job
AIS Internal Control Sr Specialist (Job Number: 1313576)DescriptionAIS Internal Control Specialist, Sr is responsible for performing internal control reviews and self assessments to assist in establishing and maintaining a sound internal control enviroment within AIS Operations. Additionally, would work with the Global Head of Internal Control to ensure the control environment across all areas of responsibility are sound, and that BNY Mellon AIS Operations are meeting client needs. The incumbent will be responsible for management of control and risk activities for multiple business units or teams Read more […]
Senior Relationship Manager Corporate Banking, Commodities and Agribusiness
As the Senior Relationship Manager in the Corporate Banking, Commodities and Agribusiness division you will be working with a team of experienced industry professionals within Corporate Banking Origination and Client Coverage to maintain an existing portfolio of business with the region and develop business into a new region. As the Senior Relationship Manager within the Corporate Banking, Commodities and Agribusiness division you will be responsible for: Covering large relationships in Commodity Traders and Agribusiness in SEA On-boarding and prospecting of targeted names in the sector in Australia Read more […]
On Boarding Specialist
My client, a leading global bank, is looking to hear from a KYC analyst to join their account opening team as a review specialist. Excellent opportunity to join a leading department on a long term contract. The contract is initially 6 months however due to the size of the project this is likely to be extended.Candidates with a second language would be preferred because the team deals extensively with EMEA region.Responsibilities:* Responsible for ensuring that the business is compliant with all Bank policies and local legal requirements in the EMEA region * Ensure that documentation requirements Read more […]
Product Control Manager
Global Commodities Trading Company, with an Upstream business, now looking for a Product Control Manager to lead the Product Control desk. This role is a combination of Product Control and Business MI Reporting. The Product Control team is part of the Financial Control Analysis organisation and performs a key role in managing the financial risks of the business. The Product Control team work closely with the trading team to ensure that the risks associated with trading and hedging activities are adequately managed. The trading team and product control team are co-located in offices in Canary Wharf. Read more […]
CSD Project Manager, Sr Job
CSD Project Manager, Sr (Job Number: 1313544)DescriptionDefine and initiate projects across Investment Services Client Service Delivery and implement initiatives to ensure a successful and timely conclusion. Identify key strategies and cost analysis critical for the growth and success of project for senior management. Coordinate technology, business, operational and other internal resources during planning, development, testing and implementation phases. Coordinate and manage the implementation of tasks involving third party vendors. Participate in senior management discussions to maintain communication, Read more […]
Head of ACD Services
DUTIES AND RESPONSIBILITIES a. To ensure that a risk assessment of the proposed Fund Sponsor Client and the nominated Investment Manager is performed prior to acceptance of the appointment and to make recommendations to the Board on risk issues to be considered prior to deciding whether to enter into a relationship. b. To ensure that an appropriate monitoring plan, (desktop review of MI, regular meetings and on-site reviews), relative to the risks assessed with the Fund Sponsor Client and the nominated Investment Manager and in the context of the fund(s) managed, is operated to ensure that oversight Read more […]