Archive for October, 2013

Regulatory Counsel

Duties and Responsibilities We are seeking a versatile regulatory lawyer who is experienced, intelligent, eager, personable, independent, assertive and able to work in a fast-paced, time-sensitive and stressful financial and technological environment.   The Regulatory Counsel would serve as a member of a dedicated, newly-formed regulatory team generally responsible for performing and/or overseeing Firm’s role as a self-regulatory organization, working with other SROs on industry-wide initiatives, interacting with Firm’s  own regulators in connection with inspections, examinations, inquiries Read more […]

October 18, 2013 • Tags:  • Posted in: Financial • No Comments

Director of Audit

You will have: Demonstrate-able experience working within an Investment Banking function. A controls background, ideally Internal Audit. Proven experience working at a senior level and facing off to senior/director level stakeholders. An adaptable personality with the ability to drive change and work to tight delivery deadlines. The role: This individual will have responsibility for leading and developing a team of between 4-6 direct reports; Creating their own audit plan and working front to back across the business reporting to key stakeholders right up to Executive level. We are looking for Read more […]

October 18, 2013 • Tags:  • Posted in: Financial • No Comments

Director of Audit

You will have: Demonstrate-able experience working within an Investment Banking function. A controls background, ideally Internal Audit. Proven experience working at a senior level and facing off to senior/director level stakeholders. An adaptable personality with the ability to drive change and work to tight delivery deadlines. The role: This individual will have responsibility for leading and developing a team of between 4-6 direct reports; Creating their own audit plan and working front to back across the business reporting to key stakeholders right up to Executive level. We are looking for Read more […]

October 18, 2013 • Tags:  • Posted in: Financial • No Comments

SSgA Senior Product Development Specialist

Our CompanyState Street Corporation (NYSE: STT) is the world’s leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $25.74 trillion in assets under custody and administration and $2.15 trillion in assets under management as of June 30, 2013, State Street operates globally in more than 100 geographic markets and employs 29,225 worldwide. For more information, visit State Street’s website at www.statestreet.com.Promoting a culture of excellenceWith more than 29,225 employees across 29 countries, Read more […]

October 18, 2013 • Tags:  • Posted in: Financial • No Comments

GS Client Service Rep,Assc2

Our CompanyState Street Corporation (NYSE: STT) is the world’s leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $25.74 trillion in assets under custody and administration and $2.15 trillion in assets under management as of June 30, 2013, State Street operates globally in more than 100 geographic markets and employs 29,225 worldwide. For more information, visit State Street’s website at  http://www.statestreet.com/.Promoting a culture of excellenceWith more than 29,225 employees across Read more […]

October 18, 2013 • Tags:  • Posted in: Financial • No Comments

Hedge Fund COO – Established Fund

The role is working for a fund that has been around for a number of years with a solid AUM. The role would see you take on an expanding finance and operations function internally that needs restructuring from a change management (systems, processes, procedures) perspective. The key part to the role is the classic remit of a COO in the face off that you are to have with external counterparties and clients. They are going through a strong period of marketing, looking to seriously enhance their current AUM and they would see the COO as playing a big part in this also. Given that the existing COO can Read more […]

October 18, 2013 • Tags:  • Posted in: Financial • No Comments

Financial Planner Associate, Camden/Narellan/Tahmoor

Competitive base salary plus incentives Opportunities for growth and development Expanding wealth business We’re exploring new and better ways to progress the business with energy and enthusiasm. Backed by a proud and established heritage, we’re on a journey to create a super regional bank. Connected by integrity and clarity of strategy, there is a real sense of excitement about the future.Reporting to a Practice Manager you will be responsible for the provision of financial planning advice and services. You proactively identify and act on business opportunities, network and build internal and Read more […]

October 18, 2013 • Tags:  • Posted in: Financial • No Comments

Internal Consultancy – Ex Management Consultants – Programme Managers

Global Change Delivery Principal Business Consultants are typically responsible for leading a team of Business Consultants, working with the Global Business Functions, to shape and initiate the transformational change which will enable the bank to achieve its strategic goals in the relevant global markets.. The role is instrumental in supporting and driving the business to come to well-reasoned decisions in matters of strategic, organisational, operational and technological investment and alignment working with and supporting the Senior Portfolio Managers. Core to the role will be to manage the Read more […]

October 18, 2013 • Tags:  • Posted in: Financial • No Comments

Financial Crime Regulatory Consultant

Role: Financial Crime Regulatory ConsultantType: ContractDuration: 3 months – Perm (optional)Location: LondonRate: £450 per day – £550 per day DOE A role is available for an experience Financial Crime Regulatory Executive to work for an Asset Servicing firm based inLondon. You will provide Financial Crime advice and guidance to the business and compliance teams and other areas as required. A MINIMUM of 5 years of hands on Financial Crime experience is required and having a thorough understanding of EMEA AML regulations and UK JMLSG Guidance Notes is key to this role which should go hand in hand Read more […]

October 18, 2013 • Tags: , • Posted in: Financial • No Comments

Director Finance

As the Director Finance you will be responsible for planning and reporting on the use of financial resources, monitoring of the District’s LHD’s budget performance including extensive management reporting to the District Executive, Governing Board and the Ministry of Health. Ownership and submission of statutory and professional reporting requirements of the LHD including addressing audit matters and ensuring appropriate financial management controls and practices consistent with Ministry of Health and LHD financial management policies and directions, is also an important part of the role. To be Read more […]

October 18, 2013 • Tags:  • Posted in: Financial • No Comments