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PCI DSS Compliance Manager
Business Services provides the services that keep RBS running, including Technology Services, Group Operations and Corporate Services. We put money in the ATMs, keep the Bank’s technology systems operating, maintain the branch network, protect our customers from fraud, process millions of pounds of payments across the world and provide call centre and online services. We’re also developing the new mobile banking technology, working environments for colleagues and strategies to stay ahead of the competition that are shaping the Group’s future. Corporate Security Services (Security and Fraud) seeks Read more […]
Policy & Procedure Writer, Compliance Job
Policy Procedure Writer, Compliance (Job Number: 1304769)BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment management and investment services in 36 countries and more than 100 markets. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. Additional information is available Read more […]
Interim Head of Compliance
Working for a Fund Management business, this is an interim Head of Compliance role to cover hiring for a permanent candidate Previous CF10 and CF11 status preferred Asset Management experience essential – all compliance duties and hands approachFantastic Interim Vacancy with autonomy Hays Specialist Recruitment Limited acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for this job you accept the TC’s, Privacy Policy and Disclaimers which can be found at hays.co.uk Read more […]
Senior Compliance Counsel
Essential Duties and Responsibilities:Point person to work closely with the Chief Compliance Officer to manage our compliance program. Oversee preparation of updates of Form ADV and Form PF for our private funds.Prepare and update compliance manuals and training materials.Gather and maintain compliance certifications and otherwise implement compliance procedures and work closely with the Chief Compliance Officer to resolve outstanding issues.Maintain compliance logs, control room procedures and other procedures relating to material non-public information.Work closely with Chief Compliance Officer Read more […]
VP/DIR, IBD Compliance, Global Investment Bank
Working closely with the corporate finance compliance function, you will be repsonsible for implementing compliance infrastructure and controls for the transactions across debt and equity origination. You will be responsible for performing risk assesments, pro active risk identification of regulatory changes and communicate those clearly to the business to ensure the bank is not at risk. You will be invovled in new product and transaction approvals as well as provide training, advisory, monitoring, management reporting to senior management within the business and compliance You will work closely Read more […]
Compliance Manger
About the clientA leading Hedge Fund specialises in Fixed Income trading strategies with a strong presence globally. About the roleThe role holder will be responsible for managing the compliance monitoring programme and maintaining the Compliance Manual and internal policies up to date.The role includes compliance monitoring reports, organizing and implementing regulatory training for staff, prepare and organize the firm for FCA visits as well as undertake ad hoc compliance and regulatory projects.This role requires a candidate with previous experience of monitoring manager position as well as Read more […]
Compliance Analyst III Job
Compliance Analyst III (Job Number: 1309979)BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment management and investment services in 36 countries and more than 100 markets. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. Additional information is available at www.bnymellon.com.Risk Read more […]
Compliance Analyst III Job
Compliance Analyst III (Job Number: 1309979)BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment management and investment services in 36 countries and more than 100 markets. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. Additional information is available at www.bnymellon.com.Risk Read more […]
Compliance Advisory Officer
Compliance Advisory officer -Wealth ManagementMy client, one of he worlds largest Wealth Banks are looking for an experienced Compliance Advisory officer to join there Compliance team.Reporting to the Head of Compliance Policy and Advisory for Wealth Management UK. The role entails working both autonomously and as a member of a team in the provision of expertise in Compliance matters for specified tasks or projects; and management to identify, assess, mitigate, manage, advise and or report on Compliance risks.Role Responsibilities Identification of compliance risks and the provision of solutions Read more […]
Senior Compliance Analyst, Melbourne
CompanyThe Western Union Company is a NYSE-Traded Fortune 500 Company and a leader in global Western Union Business Solutions is a division of The Western Union Company, a NYSE-traded, Fortune 500 Company. We enable companies of all sizes to send and receive cross-border payments and manage foreign exchange. With deep expertise in moving funds around the globe, access to over 135 currencies, and a global financial network spanning more than 200 countries and territories, we help companies spend less time managing international financial transactions and more time growing their businesses.Role Reporting Read more […]