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VP Equities Compliance (Investment Banking), HKD100-110k (Based in Hong Kong) recruitment
The Company Our client is a leading investment bank looking to consolidate its position as a global leader through thorough expansion plans in the region. The Role Reporting to the Head of Equities Compliance, you will be responsible for the following duties: • Provide compliance advisory support to the equities business • To test the controls in place within the business to identify potential and actual breaches • To manage the production, delivery and completion of compliance monitoring plans • Assisting in the compliance risk assessment process across different business lines • Responsible Read more […]
Equities Trader -Hedge Fund (Ref. no: ET-HF/DK140212) recruitment
Reporting to the Head Trader you will be involved in executing trade orders in effective manner and work closely with portfolio managers. You will also be required to provide market information as price movements, trends etc and ensure the desirable execution results are delivered by liaising closely with different parties and external brokers. You will be involved in analysis in order to contribute to new trading/business growth ideas.To be successful in this role you must have at least 5-10years of Equities trading experience either in a bank or a Hedge Fund and excellent exposure to the product Read more […]
VP Equities Business/Finance Manager – Top Tier IB – Large Package recruitment
The position has become available after a long, successful period of restructuring and subsequent growth within their Middle Office space.The candidate will be the primary point of contact for all Equity trading desks (Vanilla and Exotics), will be expected to liaise directly with senior stakeholders and become a trusted advisor to them and in turn will be placed in to a high profile, accountable position within the Equities business. The main focus of the role will be on providing value added financial and non-finance analysis, business solutions and the ownership of the validation and control Read more […]
Director, Equities Compliance recruitment
Reporting to the Head of Markets Securities Compliance Asia (ex-Japan); a strong presence in the APAC region requires our client to bolster their equities Compliance team in Hong Kong, the ideal candidate will have the following:8+ years Compliance experience within a financial institution, regulator and/or comparable environment is preferableStrong working knowledge of the equities markets, with a focus on cash equities productsStrong working knowledge of securities laws, regulations, with detailed understanding of the application and impact of the HKMA’s and SFC’s rules regulations.Ability Read more […]
Regional Sales Account Manager, Sales Consultant, Technical Sales, Front Office, Equities, EMS, OMS, ASP delivery model, Hong Kong recruitment
My client, a global leader in finance technology software, is actively looking for solid regional sales managers with experience delivering vendor products at a technical level to banking and finance clients in the region.The company has had great success selling their cutting-edge finance technology solutions to buy-side, sell-side, and hedge funds in Europe and in the states. As such, it is looking to aggressively launch an already successful EMS technology into the Asia Pacific market in April 2012. The key markets will initially be Hong Kong and Singapore.The role will involve the following:• Cold-calling Read more […]
Senior C++ Developer – Windows/Linux – For High Performance Equities System (ENO – AVP) recruitment
C++ Developer (Windows /Linux) and 3rd Level SupportHigh Performance Equity Derivatives SystemPerm, SingaporeSummary We are looking for C++ deveoper for our Equity Derivative project. Essentially 5 years of relevant experience around on template knowledge, STL and multithreading for high performance system development is important. Essential Skills: Windows/Unix, C++, Multi-threading, Object-oriented design development and Design patterns. Other desirable skills: Java, Web technologies, Sybase/Oracle, Perl scripting.Job Description This position is part of the team that is responsible Read more […]
VP, Equities Internal Audit (Top Tier Investment Bank) recruitment
VP Level Internal Audit Role for Top Tier Investment BankOur client, a top tier investment bank is seeking a high caliber, driven individual to join a dynamic internal audit team that is at the forefront in the financial services industry.This role reports to the Head of Internal Audit in Hong Kong, you will be a member of the regional team with key focuses on Equities, Equity Derivatives, ECM and Corporate Finance businesses. You will be involved in analysing and assessing the risks associated with the business and operation, such as trading systems, market risk, credit risk, operational risk, Read more […]
Equities Product Control Director recruitment
Job No: 899 Job Title: Director – Equities Product Control Industry: Investment Banking Salary: £120-£150k base plus excellent bonuses and benefits A fantastic opportunity has arisen for an Equities Product Control Director to join a leading, award winning, top-tier investment bank based in the City. Our client is a global presence, operating within numerous cities around the word and serving a diverse client base ranging from corporate clients to high net worth individuals. Our client has recently experienced extensive growth across Read more […]
Programme Manager – Securities, Operations, Equities recruitment
Programme Manager, Securities, Back Office, Equities, Operations, settlements, global, middle office, Securitised products, Fixed Income. Securities Back office. Leading Investment Bank seeks a Programme Manager with good knwoeldge of the Securities and Equities space with good knowledge of the trade lifecycle and settlements processes as well as knowledge of various Securities product areas and Middle / Back office Operations processes. Knowledge of Securities settlements is highly desirable. You must have demonstrable experience in progamme managing large, complex, global progammes and experience Read more […]
Equities Compliance recruitment
Our client, a global Investment Bank can provide a solid platform from which you will be given the opportunity to establish and develop your Compliance knowledge and skills. The client has highlighted a desire to bring the right person on board with a good mix of product and regulatory knowledge.With a broad scope of responsibility but not limited to; the successful candidate will be responsible for providing advice and monitoring all aspects of the sales trading businesses, with specific responsibility for Equity Derivatives. You will support management in reviewing new business initiatives and Read more […]